Commonwealth v. Morales

805 N.E.2d 1007, 60 Mass. App. Ct. 728, 2004 Mass. App. LEXIS 343
CourtMassachusetts Appeals Court
DecidedApril 1, 2004
DocketNo. 02-P-597
StatusPublished
Cited by1 cases

This text of 805 N.E.2d 1007 (Commonwealth v. Morales) is published on Counsel Stack Legal Research, covering Massachusetts Appeals Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Morales, 805 N.E.2d 1007, 60 Mass. App. Ct. 728, 2004 Mass. App. LEXIS 343 (Mass. Ct. App. 2004).

Opinion

Perretta, J.

Shortly before the defendant was about to complete service of the sentences imposed upon him for raping a twelve year old girl (Jane) and his five year old stepson (John),1 the Commonwealth brought a petition seeking his commitment as a sexually dangerous person pursuant to G. L. c. 123A, § 14. After a bench trial on the petition, a Superior Court judge found that the defendant was a sexually dangerous person who would likely engage in sexual offenses if not confined to a secure facility. The defendant argues on appeal that his trial counsel [729]*729was ineffective in failing to keep evidence that he claims was inadmissible from the judge who, in turn, relied upon it in reaching his decision. He also argues that the judge erroneously relied upon grand jury minutes that he had previously excluded from evidence. We conclude that the defendant’s claims, even if correct, do not entitle him to a new trial, and we affirm the judgment committing him to the treatment center.

1. The evidence. In finding and concluding that the defendant was a sexually dangerous person, the trial judge had before him the testimony of four qualified examiners as well as their reports, a 1992 report prepared by the Department of Social Services (DSS) concerning its investigation into allegations of the defendant’s sexual abuse of John, and police reports setting out the results of their investigations into the rapes of Jane and John. The DSS and police reports, as well as disciplinary reports from the Department of Correction (DOC), were also made available to the examiners, who referred to the contents of those reports in both their testimony and reports. Also, at least two of the examiners had been provided with minutes of the grand jury proceedings that gave rise to the indictments upon which the defendant had been convicted and sentenced in 1992 and 1996. See G. L. c. 123A, § 13(¿>). Although the grand jury minutes were excluded from evidence, they were marked for identification and made part of the record before us.

2. The claims. The defendant makes two arguments. First, he claims his trial attorney was ineffective for failing to object to the Commonwealth’s cross-examination of his expert witness concerning the contents of the DSS report, for withdrawing his objection to the admission of the DSS report, and for failing to seek redaction of references to the DSS report contained in the examiners’ reports. The defendant’s second argument is that the judge, in reaching his decision, relied upon information set out in the grand jury minutes which he had excluded from evidence.

More specifically, the defendant challenges the following evidence put before the trial judge: (1) statements, set out in the DSS report, made by John’s mother and relating the maternal grandmother’s observations that the defendant would have an erection after holding John in his lap and that she had seen the defendant sit closely with other boys; (2) statements set out in [730]*730the DSS report relating that hospital records noted that John was “preoccupied with penises”; (3) statements made by the mother to the DSS investigator in which she related that John had violent nightmares and told her that the defendant had touched John’s penis while he was showering; and (4) a police officer’s grand jury testimony in which he related John’s statements to him describing how the defendant had “sucked” John’s penis while they were in the shower.

In his memorandum of decision, the judge described in some detail the “credible evidence” that had been available to him at the trial and the basis for his conclusion that the defendant would “likely . . . engage in sexual offenses if not confined to a secure facility.” That evidence included information gleaned from the grand jury minutes and the DSS report.

3. The applicable law. Based upon Commonwealth v. Boyer, 58 Mass. App. Ct. 662, 666 (2003) (parole reports are directly admissible pursuant to the “catch-all” phrase set out in G. L. c. 123A, § 14[c]), we have no doubt that DSS reports and grand jury minutes containing information about victims of sexual offenses committed against them by a defendant convicted of those offenses are directly admissible in evidence at trials on petitions brought under G. L. c. 123A, § 14(a). Contrast Commonwealth v. Markvart, 437 Mass. 331, 336-339 (2002) (absent a conviction or adjudication, the complainant is not a victim and police reports and witness statements concerning nol pressed complaints not directly admissible under § 14[c]).2

This conclusion, that DSS reports and grand jury minutes such as those at issue in the instant case are directly admissible in evidence, brings us to the question whether the hearsay statements set out in the DSS report and grand jury minutes that were cited by the judge in reaching his decision were properly considered. We are, again, guided by Commonwealth v. Boyer, 58 Mass. App. Ct. at 666-667:

“While § 14(c) trumps a hearsay objection to the admission of the report, still remaining is the issue of [731]*731hearsay within the report. Traditional rules of evidence apply. When there is hearsay within hearsay it is commonly referred to as totem pole hearsay. ... If there is not an exception for each statement, the hearsay is not admissible substantively, so long as an objection is lodged. However, it may be admissible if used for an alternative purpose, i.e., by an expert in forming his opinion. See G. L. c. 123A, § 13(b); Commonwealth v. Markvart, 437 Mass. 331, 339 (2002).” (Footnotes omitted.)

None of the statements contained within the DSS report or the grand jury minutes and challenged on appeal, see part 2 of this opinion, supra, falls within an exception to the hearsay rule. Nor should the reports of the four examiners have been put before the judge without redaction of the facts and data therein contained but neither presented in evidence nor elicited during cross-examination. See Commonwealth v. Markvart, 437 Mass. at 339. Additionally, it appears from the transcript that the Commonwealth’s examiners based their opinions, at least in part and without challenge by the defendant, on the inadmissible facts set out in the DSS report and the grand jury minutes. See Department of Youth Servs. v. A Juvenile, 398 Mass. 516, 531-532 (1986); Commonwealth v. Markvart, 437 Mass. at 338-339.

4. Discussion. We accept the defendant’s claim that it was error for the trial judge to consider the excluded grand jury minutes for any purpose, see Commonwealth v. O’Brien, 423 Mass. 841, 848 (1996), and we assume without deciding that his trial counsel was ineffective in allowing inadmissible hearsay in the DSS report to be put before the trial judge for his consideration. That is not to say, however, that reversal of the judgment is required. Rather, in considering prejudicial effect we look to see whether the improperly considered grand jury minutes and inadmissible hearsay was cumulative of other significant and admissible evidence considered by the trial judge. See Commonwealth v. Vinnie, 428 Mass. 161, 172-173, cert, denied, 525 U.S. 1007 (1998); Commonwealth v. Ramirez, 55 Mass. App. Ct. 224, 228-229 (2002).

Although the trial judge did note in his memorandum of decision that John’s mother told a DSS investigator that she had [732]

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Bluebook (online)
805 N.E.2d 1007, 60 Mass. App. Ct. 728, 2004 Mass. App. LEXIS 343, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-morales-massappct-2004.