Commonwealth v. Mock, M., Aplt.

CourtSupreme Court of Pennsylvania
DecidedNovember 20, 2019
Docket68 MAP 2018
StatusPublished

This text of Commonwealth v. Mock, M., Aplt. (Commonwealth v. Mock, M., Aplt.) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Mock, M., Aplt., (Pa. 2019).

Opinion

[J-45-2019] IN THE SUPREME COURT OF PENNSYLVANIA MIDDLE DISTRICT

SAYLOR, C.J., BAER, TODD, DONOHUE, DOUGHERTY, WECHT, MUNDY, JJ.

COMMONWEALTH OF PENNSYLVANIA, : No. 68 MAP 2018 : Appellee : Appeal from the Order of the Superior : Court at No. 801 MDA 2017 dated : April 19, 2018 Affirming the Judgment v. : of Sentence of the Mifflin County : Court of Common Pleas, Criminal : Division, at No. CP-44-CR-0000506- MICHAEL A. MOCK, : 2016 dated May 1, 2017. : Appellant : ARGUED: May 14, 2019

OPINION

JUSTICE MUNDY DECIDED: November 20, 2019

The Vehicle Code mandates enhanced grading and sentencing penalties for

repeat driving under the influence (“DUI”) offenses committed within ten years of a “prior

offense.” 75 Pa.C.S. § 3806. We granted allocatur in this matter to address the relevant

date for determining whether an earlier offense constitutes a prior offense. We agree with

the Superior Court that the ten-year lookback period runs from the occurrence date of the

present offense to the conviction date of the earlier offense, rather than the occurrence

date of the earlier offense. We therefore affirm the Superior Court’s order.

The underlying facts of this case follow. Appellant, Michael Mock, committed DUI

on June 3, 2006, which resulted in a conviction on March 27, 2007. More than ten years

after committing this offense, but roughly nine years following his conviction, Appellant

committed another DUI. On July 10, 2016, at approximately 1:00 a.m., Corporal Arthur Stanton of the Mifflin County Police Department stopped Appellant after observing him

cross the fog and center lines several times while driving on the highway. He was

arrested on suspicion of DUI and transported to the hospital. Appellant consented to a

blood test, which revealed a blood alcohol content of 0.21%. He was later charged with

DUI ̶ highest rate of alcohol under 75 Pa.C.S. § 3802(c). 1 The Commonwealth deemed

Appellant’s DUI a second offense and graded it as a misdemeanor of the first degree

subject to increased penalties. See 75 Pa.C.S. § 3803(b)(4) (providing grading for

violation of Section 3802(c) where an individual has one prior offense); 75 Pa.C.S. §

3804(c)(2) (listing punishment for violation of Section 3802(c) as a second offense).

Before proceeding to trial, Appellant filed a motion to quash the information,

asserting that the Commonwealth improperly characterized the instant DUI as a second

offense because his earlier offense did not constitute a prior offense under Section 3806,

which provides as follows:

§ 3806. Prior offenses

(a) General rule. ̶ Except as set forth in subsection (b), the term “prior offense” as used in this chapter shall mean any conviction for which judgment of sentence has been imposed, adjudication of delinquency, juvenile consent decree, acceptance of Accelerated Rehabilitative Disposition or other form of preliminary disposition before the sentencing on the present violation for any of the following:

(1) an offense under section 3802 (relating to driving under the influence of alcohol or controlled substance);

....

(b) Timing. ̶

1 “An individual may not drive, operate or be in actual physical control of the movement of a vehicle after imbibing a sufficient amount of alcohol such that the alcohol concentration in the individual’s blood or breath is 0.16% or higher within two hours after the individual has driven, operated or been in actual physical control of the movement of the vehicle.” 75 Pa.C.S. § 3802(c).

[J-45-2019] - 2 (1) For purposes of sections 1553(d.2) (relating to occupational limited license), 1556 (relating to ignition interlock limited license), 3803 (relating to grading), 3804 (relating to penalties) and 3805 (relating to ignition interlock), the prior offense must have occurred:

(i) within 10 years prior to the date of the offense for which the defendant is being sentenced; or

(ii) on or after the date of the offense for which the defendant is being sentenced[.]

(2) The court shall calculate the number of prior offenses, if any, at the time of sentencing.

(3) If the defendant is sentenced for two or more offenses in the same day, the offenses shall be considered prior within the meaning of this subsection.

75 Pa.C.S. § 3806. In support of this contention, Appellant primarily relied on this Court’s

decision in Commonwealth v. Haag, 981 A.2d 902 (Pa. 2009) (interpreting earlier version

of Section 3806 and finding the definition of “prior offense” in subsection (b) overrode the

definition of “prior offense” in subsection (a).

Accordingly, Appellant asserted that per Haag, “subsection (b) overrides the

application of subsection (a)” and the language used in subsection (b) signals that the

ten-year lookback period runs from the commission date of the present offense to the

occurrence date of the earlier offense. Motion to Quash, 10/25/16, at 3. He therefore

claimed that because his earlier DUI occurred more than ten years before the present

offense occurred, it was not a prior offense under Section 3806. Id.

The trial court rejected Appellant’s argument, explaining that the present offense

was properly characterized as a second offense because the previous conviction took

place less than ten years prior to the commission of the present offense. Trial Court

Order, 12/8/2016, at 1. Appellant proceeded to a stipulated bench trial and was convicted

[J-45-2019] - 3 of DUI ̶ highest rate of alcohol, as a second offense.2 The trial court sentenced Appellant

in accordance with the mandatory minimum to 90 days to five years of imprisonment, as

well as fines, costs, and related penalties. 75 Pa.C.S. § 3804(c)(2).

Appellant filed an appeal to the Superior Court. He continued to argue that the

Commonwealth improperly characterized the instant DUI as a second offense, subject to

enhanced grading and sentencing penalties, because the earlier offense was committed

outside of the ten-year lookback period. The Superior Court affirmed in a divided,

published opinion. See Commonwealth v. Mock, 186 A.3d 434 (Pa. Super. 2018).

The majority resolved Appellant’s claim by examining the plain language of Section

3806, explaining that subsection (a) contains a “general rule” applicable to all of Chapter

38, while subsection (b) contains a “specific rule” relevant only to the subsections

enumerated therein. Id. at 437. The majority recognized that the general rule defines

prior offense as “any” conviction, or other alternative disposition referenced in the statute,

“before the sentencing on the present violation.” Id. Accordingly, any conviction ̶

regardless of timing ̶ counts as a “prior offense” under subsection (a).

The majority explained, however, that subsection (b) places timing limitations, as

the heading suggests, on which prior offenses trigger enhanced grading and sentencing

penalties to those that “occurred . . . within [ten] years prior to the date of the offense for

which the defendant is being sentenced” or, alternatively, “on or after the date of the

offense for which the defendant is being sentenced.” Id. The majority therefore agreed

with the trial court’s conclusion that Appellant’s DUI was properly graded as a second

offense because his earlier conviction took place within ten years of his commission of

the present offense. Id. at 437-38.

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143 A.3d 896 (Supreme Court of Pennsylvania, 2016)
Commonwealth v. Mock
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