Commonwealth v. Mello

413 N.E.2d 1130, 11 Mass. App. Ct. 70, 1980 Mass. App. LEXIS 1421
CourtMassachusetts Appeals Court
DecidedDecember 23, 1980
StatusPublished

This text of 413 N.E.2d 1130 (Commonwealth v. Mello) is published on Counsel Stack Legal Research, covering Massachusetts Appeals Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Mello, 413 N.E.2d 1130, 11 Mass. App. Ct. 70, 1980 Mass. App. LEXIS 1421 (Mass. Ct. App. 1980).

Opinion

Hale, C.J.

The defendant appeals from the denial of his motion for a new trial in which he claimed he had been denied the effective assistance of counsel at his trial on an indictment charging rape.1 Specifically, the defendant argues that because his trial counsel was the mayor of the city in which the crime occurred his counsel was engaged in a genuine conflict of interest at trial.

[71]*71The judge who heard the motion and who had presided over the trial made findings of fact which we summarize.

The defendant was tried and convicted in the Superior Court on an indictment charging the rape of a sixteen year old female. The crime had occurred in the city of Taunton and was investigated by the Taunton police department as well as the Berkeley police department and the State police. At trial the prosecution called two members of the Taunton police department as witnesses. One of those officers testified to a fresh complaint.

Attorney Benjamin A. Friedman represented the defendant at trial. Between the time he had been retained by the defendant and the time of trial, Mr. Friedman became mayor of the city of Taunton. He assumed that position five months prior to trial. After becoming mayor, Mr. Friedman advised the defendant to retain successor counsel, giving as reasons the potential embarrassment to the defendant and himself should he continue as trial counsel. The defendant requested Mr. Friedman to continue as his trial counsel.

In response to a suggestion by Mr. Friedman, the trial judge empanelled the jury without calling veniremen who were residents of Taunton. Mr. Friedman’s representation of the defendant was capable, intelligent, thorough, energetic and in no way appeared to have been affected or inhibited in the slightest degree by the fact that he held the office of mayor.

We note at the outset that the defendant has the burden of establishing that he has been denied effective assistance of counsel. Commonwealth v. Bolduc, 375 Mass. 530, 541 (1978). Commonwealth v. Wright, 376 Mass. 725, 732 (1978). Such a denial may be proved by demonstrating either a genuine conflict of interest, in which case the defendant need not show prejudice, or a more tenuous conflict accompanied by a showing of material prejudice. Commonwealth v. Soffen, 377 Mass. 433, 436-437 (1979). Commonwealth v. Cobb, 379 Mass. 456, 459 (1980), vacated in part sub nom. Massachusetts v. Hurley, 449 U.S. 809 (1980).2

[72]*721. The defendant claims that because the crime charged was committed in Taunton, the city in which trial counsel was “Mayor and executive head,” and that because members of the Taunton police department investigated the case and “instigated the prosecution” there was a violation of G. L. c. 268A, § 17 (the Conflict of Interest Law). The defendant points out the relationship between the mayor and police department, as provided in the ordinances of the city of Taunton and the provisions of the General Laws, as supporting his position that there was a genuine conflict of interest.

Section 17 primarily concerns the relationship between a municipal employee and a municipal employer, here the mayor and the city, and prohibits such an employee from requesting or receiving compensation from anyone other than the employer in relation to any matter in which the municipality has a direct and substantial interest. Nantucket v. Beinecke, 379 Mass. 345, 350 (1979). The declaration of intent in G. L. c. 268A, as inserted by St. 1961, c. 610 (which resulted from the work of the Special Commission on Code of Ethics; see 1962 House Doc. No. 3650, as amended in the manner reflected by 1962 House Doc. No. 3807), explains the focus of the statute. The first paragraph of that declaration is set out in the margin.3 Considering the language of § 17 and the purposes for which c. 268A was enacted, we are of the opinion that there was no viola[73]*73tion of § 17. The language of § 17 requires that the city have a “direct and substantial interest” in the matter allegedly involved in a conflict of interest. G. L. c. 268A, § 17, as appearing in St. 1962, c. 779, § 1. Whatever interest the city of Taunton had in the prosecution of the defendant for a violation of State law was not separate and distinct from that of the citizenry of the Commonwealth as a whole. See art. 2, § 7, of the Amendments to the Constitution of the Commonwealth. A criminal prosecution “is conducted in the interests of the Commonwealth.” Manning v. Municipal Court of the Roxbury Dist., 372 Mass. 315, 317 (1977). The city was not a party to the instant prosecution. Compare Hoffman v. Spychalski, 33 Ill. App. 3d 83, 85-86 (1975); State v. Hamblin, 448 S.W. 2d 603, 607 (Mo. 1970). The interest of the city was not sufficiently direct to meet the § 17 standard. There having been no violation of § 17, it follows that the defendant’s argument based on that section must be rejected.

2. The defendant argued to the judge and to us that the case of Commonwealth v. Tabor, 376 Mass. 811, 819-820 (1978), supports his contention that there was a genuine conflict of interest. The holding in that case was based on a violation of G. L. c. 12, § 30, which prohibits a prosecutor from being “concerned as counsel or attorney for either party in a civil action depending upon the same facts involved [in any prosecution or business to which it was his official duty to attend].” In that case the assistant district attorney who had prosecuted Tabor on a charge of murder had also represented the victim’s widow in her claim for compensation under G. L. c. 258A, which provides for compensation of victims of violent crimes. The representation of the widow by the assistant district attorney was held to be a direct violation of § 30. The court stated: “[T]he purpose of our statute is to guard the district attorney’s office from private interests and from private influence. A prosecuting attorney’s obligation is to secure a fair and impartial trial for the public and for the defendant. His obligation to the defendant in this regard is as great as is his obligation to the [74]*74public. The district attorney is vital to the administration of justice and to the vindication of constitutional rights. In view of his great responsibilities, a district attorney may not compromise his impartiality.” Commonwealth v. Tabor, 376 Mass. at 819-820. As the roles of the district attorney and mayor in the administration of criminal justice are totally different, that case is clearly distinguishable, and its rationale is inapplicable to the present case.

3. Nor is there any merit to the defendant’s argument that there was a genuine conflict of interest which arose apart from any violation of the statute.

The judge’s findings and the transcripts of the motion hearing and the trial, which we have examined (see Commonwealth v. Cote, 7 Mass. App. Ct. 150, 151 [1979]), show that the crime occurred in April of 1974. The indictment was returned in June of 1974. Mr. Friedman became mayor in January of 1976, and the trial took place in April and May of that year.

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Related

Cuyler v. Sullivan
446 U.S. 335 (Supreme Court, 1980)
State v. Hamblin
448 S.W.2d 603 (Supreme Court of Missouri, 1970)
Commonwealth v. Bolduc
378 N.E.2d 661 (Massachusetts Supreme Judicial Court, 1978)
Commonwealth v. Leslie
382 N.E.2d 1072 (Massachusetts Supreme Judicial Court, 1978)
Commonwealth v. Tabor
384 N.E.2d 190 (Massachusetts Supreme Judicial Court, 1978)
Commonwealth v. Davis
384 N.E.2d 181 (Massachusetts Supreme Judicial Court, 1978)
Commonwealth v. Wright
383 N.E.2d 507 (Massachusetts Supreme Judicial Court, 1978)
Town of Nantucket v. Beinecke
398 N.E.2d 458 (Massachusetts Supreme Judicial Court, 1979)
Commonwealth v. Cobb
405 N.E.2d 97 (Massachusetts Supreme Judicial Court, 1980)
Commonwealth v. Soffen
386 N.E.2d 1030 (Massachusetts Supreme Judicial Court, 1979)
Village of Hoffman Estates v. Spychalski
337 N.E.2d 463 (Appellate Court of Illinois, 1975)
Manning v. Municipal Court of the Roxbury District
361 N.E.2d 1274 (Massachusetts Supreme Judicial Court, 1977)
Commonwealth v. Geraway
301 N.E.2d 814 (Massachusetts Supreme Judicial Court, 1973)
Commonwealth v. Cote
387 N.E.2d 594 (Massachusetts Appeals Court, 1979)
Town of Burlington v. District Attorney for the Northern District
412 N.E.2d 331 (Massachusetts Supreme Judicial Court, 1980)
Commonwealth v. Mello
362 N.E.2d 1202 (Massachusetts Appeals Court, 1977)
Massachusetts v. Hurley
449 U.S. 809 (Supreme Court, 1980)

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Bluebook (online)
413 N.E.2d 1130, 11 Mass. App. Ct. 70, 1980 Mass. App. LEXIS 1421, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-mello-massappct-1980.