Commonwealth v. Manuel

844 A.2d 1, 2004 Pa. Super. 21, 2004 Pa. Super. LEXIS 34
CourtSuperior Court of Pennsylvania
DecidedJanuary 27, 2004
StatusPublished
Cited by13 cases

This text of 844 A.2d 1 (Commonwealth v. Manuel) is published on Counsel Stack Legal Research, covering Superior Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Manuel, 844 A.2d 1, 2004 Pa. Super. 21, 2004 Pa. Super. LEXIS 34 (Pa. Ct. App. 2004).

Opinion

OPINION BY

JOHNSON, J.:

¶ 1 Dr. Laureano M. Manuel (Manuel) appeals from the judgment of sentence entered following a jury’s determination of his guilt on two counts of Medicaid Fraud, 62 Pa.C.S. § 1407(a)(6); one count of Prescription of a Controlled Substance Not in Accordance with Treatment Principles, 35 Pa.C.S. § 780-113(a)(14); and two counts of Prescription of a Controlled Substance to a Drug Dependent Person, 35 Pa.C.S. § 780-113(a)(13). Manuel asserts that the trial court erred when it failed to order a hearing to determine Manuel’s competency to stand trial and that his trial counsel was ineffective for failing to request such a hearing. Manuel also claims that the trial court improperly acted as an advocate for the Commonwealth during the court’s direct questioning of a witness. In a question of first impression to this Court, Manuel asserts that the evidence supporting his conviction for Prescription of a Controlled Substance not in Accordance with Medical Treatment Principles was insufficient because the Commonwealth’s case lacked appropriate expert medical testimony. Finally, Manuel contends the court erred in imposing a mandatory sentence based on the aggregate weight of the prescribed pills. For the foregoing reasons, we affirm the judgment of sentence.

¶2 After the filing of a criminal complaint against Manuel in October 2001 and Manuel’s waiver of a preliminary hearing, the Attorney General of the Commonwealth of Pennsylvania issued a criminal information consisting of ten separate counts relating to pharmaceutical prescriptions written by Manuel. A three-day jury trial commenced on September 9, 2002.

* Retired Justice assigned to the Superior Court.

¶ 3 During an in-chambers conference with the Honorable Peter Paul Olszewski prior to jury selection, Manuel’s trial counsel asserted that he had concerns regarding Manuel’s competency to stand trial based on a July 2002 evaluation by a psychiatrist, Dr. Abram Hostetter. Judge Olszewski did not admit Dr. Hostetter’s report into evidence as he concluded that without Dr. Hostetter present, it was hearsay. According to counsel, Dr. Hostetter opined that Manuel did not “realize the seriousness of the pending charges nor was he in a position to help defend himself against the charges,” and that “Manuel’s problem with judgment and cognitive skills may actually go to his competency.” N.T., 9/9/02, at 11-12. According to counsel, Dr. Hostetter recommended “a neuropsycho-logical examination to make a determination as to whether or not [Manuel] was actually suffering from dementia or Alzheimer’s.” N.T., 9/9/02, at 12. Trial counsel then stated that Manuel refused to undergo the examination based on his belief that the results would negatively affect his ability to maintain his medical license and that Manuel prohibited trial counsel from pursuing a defense based on such infirmity. Trial counsel also indicated that Manuel had not returned several calls that counsel had made to Manuel in the weeks prior to trial and had “participated zero in his own defense” and failed to assist in providing character or expert witnesses. N.T., 9/9/02, at 14. Furthermore, during the one conversation trial counsel had with Manuel, Manuel allegedly indicated that he had retained other counsel; however, when trial counsel called to verify this information the attorneys indicated by Manuel denied such representation. Judge Olszewski then noted that trial counsel was not making any motions. Although Manuel was not present during the *5 in-chambers conference, he does not contest the trial counsel’s assertions regarding Dr. Hostetter’s report or Manuel’s interactions with counsel.

¶ 4 After the conclusion of the in-chambers conference and prior to jury selection, Manuel addressed the court, apologizing for arriving late to trial and requesting, pursuant to a prior letter, permission to change attorneys. After a brief discussion between Manuel and the court, the court, emphasizing that trial would begin in five minutes, offered Manuel the option of proceeding with his attorney or pro se. Manuel chose representation by his attorney.

¶ 5 During trial, the Commonwealth called six individuals who testified concerning prescriptions which they obtained from Manuel. Additionally, the Commonwealth called a number of witnesses including a drug and alcohol licensing specialist supervisor with the Department of Health, an investigator with the Drug Enforcement Administration, a pharmacist, and two medical doctors.

¶ 6 During the testimony of one of the medical experts, Dr. John Brady, the court directly asked the following series of questions, the last of which Manuel asserts was improper:

By the Court:

Q. In your initial direct examination by [the Deputy Attorney General for the Commonwealth], she asked you a series of questions and you rendered a series of opinions, all to a degree of medical certainty.
A. Yes.
Q. Subsequent or after that, defense counsel asked a series of questions, and you provided him with a series of answers.
A. Yes.
Q. Did those answers in cross-examination in any way change or alter or modify any of the opinions you initially rendered?
A. No.

N.T., 9/11/02, at 623. Trial counsel requested a side bar and placed his objection to the last question on the record claiming that it “was more a prosecutorial question than it was a judicial question.” N.T., 9/9/02, at 624. Judge Olszewski noted the objection but made no curative instruction. At the conclusion of the three-day trial, the jury found Manuel guilty on five of the ten counts.

¶7 Prior to the sentencing hearing, Manuel obtained his present counsel. On October 15, 2002, Judge Olszewski sentenced Manuel to nine to eighteen months’ incarceration for Count Two, Medicaid Fraud; nine to eighteen months’ incarceration for Count Six, Medicaid Fraud to run consecutive to Count Two; three to six months’ incarceration for Count Seven, Dispensing Drugs to a Drug Dependent Person to run consecutive to Count Six; thirty-six to seventy-two months’ incarceration for Count Eight, Delivery by a Practitioner to run consecutive to Count Seven; and three to six months’ incarceration for Count Ten, Dispensing Drugs to a Drag Dependent Person to run consecutive to Count Eight, for an aggregate sentence of five to ten years’ incarceration.

¶ 8 On October 28, 2002, Judge Olszew-ski denied Manuel’s motions for a new trial and for modification or reconsideration of sentence. Manuel then filed his notice of appeal and, pursuant to the trial court’s order, his Concise Statement of Matters Complained of on Appeal. Judge Olszew-ski then filed his extensive opinion pursuant to Pennsylvania Rule of Appellate Procedure Rule 1925(a).

¶ 9 Manuel presents the following questions for our review:

*6 1. Whether the Trial Court should have ordered a competency hearing and/or psychiatric examination to determine [Manuel’s] competency to stand trial and/or whether Trial Counsel was ineffective for failing to request a competency hearing?
2.

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Bluebook (online)
844 A.2d 1, 2004 Pa. Super. 21, 2004 Pa. Super. LEXIS 34, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-manuel-pasuperct-2004.