Commonwealth v. Knighton

415 A.2d 9, 490 Pa. 16, 1980 Pa. LEXIS 659
CourtSupreme Court of Pennsylvania
DecidedMay 30, 1980
Docket256
StatusPublished
Cited by60 cases

This text of 415 A.2d 9 (Commonwealth v. Knighton) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Knighton, 415 A.2d 9, 490 Pa. 16, 1980 Pa. LEXIS 659 (Pa. 1980).

Opinion

OPINION OF THE COURT

ROBERTS, Justice.

Following conviction by jury for burglary and theft, and denial of post-verdict motions, appellant Sidney Knighton was sentenced on June 10, 1976 to a prison term of two and one-half to five years. The Superior Court affirmed, with two judges dissenting. 1 On this appeal, appellant contends *19 that his sentence was illegally imposed in violation of Pa.R. Crim.P. 1405(a). We agree and accordingly vacate judgment of sentence and remand for resentencing.

Rule 1405 requires in relevant part:

“At the time of sentencing, the judge shall:
(a) afford the defendant the opportunity to make a statement in his own behalf . . . relative to sentencing.”

This Rule’s guarantee of an opportunity to address the court before sentencing has its origins in the long-established common law right of allocution. As early as 1689, a court’s failure to permit a defendant to speak to the court before sentencing required reversal. See Anonymous, 3 Mod. 265, 266, 87 Eng.Rep. 175 (K.B.). At present, this right is recognized by the federal courts and at least half the states. See ABA Project On Minimum Standards For Criminal Justice, Standards Relating To: Sentencing Alternatives and Procedures § 5.4(a)(iii) and Commentary (Approved Draft, 1968); Green v. United States, 365 U.S. 301, 81 S.Ct. 653, 5 L.Ed.2d 670 (1961); Kent v. State, 287 Md. 389, 412 A.2d 1236 (1980); Dishman v. State, 45 Md.App. 236, 413 A.2d 565 (1980). In Pennsylvania, the right of allocution, long recognized with respect to capital cases, see Commonwealth v. Gates, 429 Pa. 453, 457, 240 A.2d 815, 818 (1968) (citing cases), was extended by the Rules in 1973 to all criminal defendants.

The right of allocution has retained its vitality in contemporary sentencing schema. Notwithstanding the modern innovations in our law, nothing has “lessen[ed] . the need for the defendant, personally, to have the opportunity to present to the court his plea in mitigation. The most persuasive counsel may not be able to speak for a defendant as the defendant might, with halting eloquence, speak for himself.” Green v. United States, supra, 365 U.S. at 304, 81 S.Ct. at 655. Allowing a defendant to address the court on the sentencing determination fully comports with this Commonwealth’s Sentencing Code, 18 Pa.C.S. §§ 1301 et seq., which embodies “the philosophy of individual sentencing,” *20 Commonwealth v. Martin, 466 Pa. 118, 130, 351 A.2d 650, 656 (1976) (predetermined sentences are illegal). 2

The record of appellant’s sentencing hearing clearly demonstrates that appellant was denied his right of allocution pursuant to Rule 1405. At the outset of the hearing, the sentencing judge admitted his severe personal prejudice against appellant, arising apparently out of another criminal incident:

“THE COURT: Mr. Knighton, we have gone through all of this. Your counsel has read the presentence investigation that was made.
I will hear from counsel if he has anything to say, but I want to preface this with this remark: The grief that you have caused my family can never be measured.
THE DEFENDANT: What was that?
THE COURT: You don’t even remember what it was. The threats that you made over the telephone, the change in our lifestyle since those calls; no way of ever going back to the way we did live in that household and I felt so strongly about that, Mr. Knighton, that I did not take it upon myself to figure out the sentence in this case because I felt too strongly.
I will hear what your counsel has to say.” 3

Counsel’s response, requesting the judge to recuse himself in light of the judge’s personal feelings, was ignored by the court. Instead, the sentencing judge elaborated his last statement:

“THE COURT: I think this kind of scum does not belong anywhere in this society. Under the guise of a telephone, you will make people’s lives miserable, as miserable as you made those in our family, but what I have done is this: I have not entered into this sentence. I have asked my colleagues at our sentencing council to come up with a sentence and I will be guided by it, but were I *21 doing it otherwise, because of my prejudice in this thing, I might sentence more — seriously, I think I would give you the maximum, whatever it was. Invading a citizen’s household with that kind of talk—
THE DEFENDANT: May I say something?
THE COURT: No. I do not want to hear what you have to say. I will hear from counsel.” 4

Immediately before imposing sentence, the sentencing judge again explained how appellant's sentence had been determined:

“THE COURT: . . . Well, anyhow, I have been completely guided by the sentencing council and I did not enter into it and I am following what they have come up with and not what I would come up with.” 5

It is manifest that the sentencing judge deliberately excluded himself from the determination of appellant’s sentence because of his strong personal prejudice against appellant, and instead imposed sentence, or more accurately announced sentence, on the basis of a “sentencing council’s” determination reached prior to the sentencing hearing. 6 Though the sentencing judge eventually afforded appellant the opportunity to speak to the court before actually announcing sentence, the gesture was an empty one for the sentence had been already determined. Appellant’s address to the court was clearly not heard by those who actually determined sentence. Appellant was therefore in reality denied his right of allocution under Rule 1405.

The sentencing decision is of paramount importance in our criminal justice system. At sentencing the court seeks to vindicate society’s interest in imposing appropriate sanctions against those individuals determined to be crimi *22 nally culpable. At the same time, however, the court must give fair and full consideration to the particular circumstances of individual defendants. The ABA Project on Sentencing Alternatives and Procedures, supra, recognizes the fundamental significance of the sentence determination:

“The consequences of a sentence are of the highest order.

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Bluebook (online)
415 A.2d 9, 490 Pa. 16, 1980 Pa. LEXIS 659, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-knighton-pa-1980.