Commonwealth v. Kay

478 A.2d 1366, 330 Pa. Super. 89, 1984 Pa. Super. LEXIS 5504
CourtSupreme Court of Pennsylvania
DecidedJuly 20, 1984
Docket538
StatusPublished
Cited by10 cases

This text of 478 A.2d 1366 (Commonwealth v. Kay) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Kay, 478 A.2d 1366, 330 Pa. Super. 89, 1984 Pa. Super. LEXIS 5504 (Pa. 1984).

Opinion

JOHNSON, Judge:

Appellant Roger Kay, an osteopathic physician, was charged with criminal solicitation to commit murder 1 and criminal conspiracy 2 based upon his role in an attempt to have murdered another local physician at the hospital where the appellant was employed. Appellant had arranged with another associate at the hospital for a Tony Magliano to carry out the “contract killing”. On October 30, 1981, the date of appellant’s arrest, he was informed that Tony Magli-ano was in reality an FBI undercover agent, who was later identified as agent Wayne Manis. A number of personal contacts and phone conversations between the appellant and “Tony Magliano” were the subject of electronic surveillance and had been recorded.

The matter was initially scheduled for trial in March of 1982 in the Erie County Court of Common Pleas, but it was continued at the request of appellant’s trial counsel. Before the trial was rescheduled, the appellant entered a guilty plea to the solicitation charge on May 3, 1982. Sentencing was postponed throughout 1982, and the initial sentencing judge recused himself on February 25, 1983.

Appellant’s trial counsel withdrew from the case at appellant’s request. Appellant’s present counsel filed a petition to withdraw the guilty plea on March 18, 1983, three days prior to the scheduled sentencing hearing. At the hearing on March 21, 1983, the trial court judge denied appellant’s motion to withdraw his guilty plea and sentenced the appellant to a four to ten year term of imprisonment. Appellant’s counsel then filed on March 30, 1983 a post-sentence *93 motion to withdraw the guilty plea and a motion to modify sentence. These motions were denied by the trial judge on March 31, 1983. The present appeal follows the denial of appellant’s motions to withdraw the guilty plea and to reduce the sentence.

The appellant presents four arguments for our review. First, he contends the trial court erred in not allowing him to withdraw his guilty plea prior to sentencing because he did not enter it knowingly and intelligently and because there is inadequate record evidence to indicate he did. A pre-sentence motion to withdraw a guilty plea will be liberally allowed if the appellant demonstrates “fair and just” reason for the withdrawal, unless the prosecution has suffered substantial prejudice by its reliance on the guilty plea. Commonwealth v. Forbes, 450 Pa. 185, 299 A.2d 268 (1973); Commonwealth v. Campbell, 309 Pa.Super. 214, 455 A.2d 126 (1983).

What plea to enter must be a decision by the accused which is voluntarily and intelligently made. Commonwealth v. Forbes, supra. Pa.R.Crim.P. 319 outlines a procedure to be followed that will assure the guilty plea is voluntarily tendered. No more than the inquiries outlined in Pa.R.Crim.P. 319 is required. Commonwealth v. Anthony, 504 Pa. 551, 475 A.2d 1303 (1984).

Our review of the guilty plea proceedings that occurred on May 3, 1982 convinces us that the record completely refutes appellant’s allegations. This proceeding more than adequately met the requirements of Pa.R.Crim.P. 319. All that preceded the entry of appellant’s plea fully apprised him of the nature of the charges and the rights available to him. Nothing in the record indicates the appellant entered his guilty plea unknowingly or involuntarily.

The appellant contends the record is inadequate because the prosecutor and not the trial judge questioned the appellant. Both Pa.R.Crim.P. 319 and the case law clearly state that the examination of the pleading party need not be performed by the court alone. Either counsel may conduct part or all of the examination. The essential element is *94 recording that the pleading party is aware of the ramifications of his pleading posture; the law permits counsel to take part in this documentation. See Commonwealth v. Ingram, 455 Pa. 198, 316 A.2d 77 (1974). Therefore, appellant’s attack on the record’s adequacy is without merit.

Relatedly, appellant’s' second claim is the trial court should have allowed him to withdraw his guilty plea because he was not fully apprised of all the defenses he may have asserted. This court has recognized that an assertion of innocence constitutes a fair and just reason for permitting the withdrawal of a guilty plea. Commonwealth v. Whittall, 304 Pa.Super. 258, 450 A.2d 669 (1982). However, as the trial judge recognized in refusing appellant's guilty plea withdrawal, the appellant has never, not even implicitly, asserted his innocence. (N.T. March 21, 1983 at 129.) The contention that he now has a possible defense does not amount to an assertion of innocence, and, thus, appellant offers no “fair and just” reason why he should be allowed to withdraw his guilty plea. Commonwealth v. Dorian, 314 Pa.Super. 244, 460 A.2d 1121 (1983). 3

Third, appellant claims his guilty plea was not voluntary due to the ineffectiveness of trial counsel. “It is well settled that ‘[w]hen confronted with a claim of ineffective assistance of counsel, we must first ascertain whether the issue underlying the charge of ineffectiveness is of arguable merit, and if so, it must be determined whether the course chosen by counsel had some reasonable basis to effectuate his client’s interests.’ ” Commonwealth v. Lew *95 is, 314 Pa.Super. 298, 303, 460 A.2d 1149, 1151 (1983) (citations omitted). See also, Commonwealth v. Evans, 489 Pa. 85, 413 A.2d 1025 (1980).

Appellant claims trial counsel was ineffective for failing to suppress electronically recorded testimony between himself and undercover agent Manis. This purported failing on trial counsel’s part allegedly duped the appellant into pleading guilty. Trial counsel testified that one of the reasons he did not attempt to suppress this information was based upon his knowledge that the relevant Pennsylvania statute permits an undercover agent to lawfully record conversations to which he is a party. (N.T. March 21, 1983 at 96.)

The Pennsylvania Wiretapping and Electronic Surveillance Control Act provides in 18 Pa.C.S. § 5704(2)(i):

Exceptions to prohibition on interception and disclosure of communications
It shall not be unlawful under this chapter for:

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Bluebook (online)
478 A.2d 1366, 330 Pa. Super. 89, 1984 Pa. Super. LEXIS 5504, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-kay-pa-1984.