Commonwealth v. Johnson

684 N.E.2d 627, 43 Mass. App. Ct. 509, 1997 Mass. App. LEXIS 203
Massachusetts Appeals Court·Decided September 16, 1997·No. No. 96-P-265·Published·Cited by 6 cases

Opinion

Perretta, J.

In November, 1989, a grand jury returned an indictment against the defendant charging him with indecent assault and battery on a child under the age of fourteen and unlawful sexual intercourse with a child under sixteen years of age. As alleged in the indictment, the acts were committed between January, 1985, and March, 1989. Upon motion by the defendant, the time period of the acts specified in the indictment was limited to 1985.1 The jury acquitted the defendant of the [510] indecent assault and battery and found him guilty of rape. The defendant’s conviction was reversed on appeal because of the admission of evidence of “fresh complaints” made forty-five months after the alleged incident. See Commonwealth v. Johnson, 35 Mass. App. Ct. 211 (1993) (Johnson I). During deliberations at the defendant’s retrial in 1995, the jury expressed their concern about the six-year delay between the victim’s 1989 complaint and the 1995 trial and asked to see the indictment, which was given to them over the defendant’s objection. We reverse the conviction.

1. The evidence. At the time of the 1995 retrial, the victim, Theresa Smith,2 was eighteen years old. She related that in 1985, her aunt and the aunt’s seventeen-year-old boyfriend, the defendant, came to live temporarily, with the Smith family in their apartment for a period of about two months. She testified that the defendant forced her to take his penis into her mouth on two occasions during his stay at the apartment. Theresa told no one about this incident until 1989. She explained that she was afraid, that she did not want to break up the relationship between her aunt and the defendant and her family’s relationship with them. She also testified that she liked the defendant, and that he would take her and her siblings to the park and play with them.

Theresa further related that after her aunt and the defendant moved out of the apartment, she would go to their house “to sleep over there a lot.” When they next moved to Providence, Rhode Island, Theresa would frequently take the bus to Providence, alone, to visit with them, sometimes staying as long as a month. She looked forward to and enjoyed her visits with her aunt and the defendant because they allowed her to be away from her step-father and because she “didn’t get hit at their house.” During these visits, she was alone with the defendant on “lots of occasions.”

Theresa stated that she was fourteen years old when she first told someone, her ten-year-old brother, what the defendant had done to her. Her aunt had gone out to the store, and Theresa asked her brother to stay with her. She explained to him that, because the defendant had molested her, she was afraid to be alone with him. Within two or three days of that revelation, Theresa told her mother about the incident with the defendant, [511] and soon thereafter she spoke with people from the Department of Social Services and the district attorney’s office. Theresa’s conviction for unarmed robbery of a person over age sixty-five was used to impeach her credibility.

Testifying on his own behalf, the defendant related that he had stayed at Theresa’s apartment for a short time in 1985, that he never had any problems with her or her siblings, that the Smith children were often left in his care and he would take them, including Theresa, to the park, and that after moving out of the Smiths’ apartment, she would visit frequently and travel to Providence for extended stays. He denied having had any sexual contact whatsoever with Theresa.

2. The jury instructions. Immediately after the jury was empaneled, the trial judge gave preliminary instructions on the presumption of innocence, the role of the grand jury, and. the function of an indictment. He instructed the jurors that they were not to draw any adverse inference from the fact of an indictment. In the course of his final charge to the jury, the trial judge instructed that the case was to be decided solely on the basis of the evidence, which in this case was testimony only, and he repeatedly told the jurors that they “may not decide this case on the basis of any guesswork,” that they could not engage in speculation, nor could they “be influenced by any extraneous facts.” He was emphatic: “The defendant is not to be found guilty . . . upon suspicion or conjecture. If he is to be found guilty, it must only be upon the competent evidence submitted during the course of the trial.” He again explained the presumption of innocence and the function of an indictment.

Consistent with the ruling on the defendant’s pretrial motion, see note 1, supra, the trial judge informed the jurors that the indictment alleged that the defendant had sexual intercourse with Theresa “on divers dates between January 1 of 1985 and December 31 of 1985” (emphasis supplied). When the trial judge concluded his instructions, defense counsel approached the bench and asked that a copy, of the indictment, which alleged that the acts occurred through 1989, not go with the jurors into their deliberations “[bjecause if they see that, it will be confusing.” The trial judge allowed that request and the jurors were sent into their deliberations, without the indictment, just prior to lunch.

3. The jury deliberations. Within two hours of the commencement of their deliberations, the jurors sent the trial judge a note, [512] “Please give more explanation for reasonable doubt in written form.” The trial judge accommodated them with a copy of his charge on reasonable doubt. At 3:30 p.m., the jury sent another note: “We have 7 not guilty and 5 guilty. With this confusion could you please come and clear up a few points on this case?” The trial judge advised them that they were not to divulge the status of their deliberations and that, as they alone were to determine the guilt or innocence of the defendant, he could not assist them in their deliberation of the facts. The jury returned to their deliberations and were excused an hour later, to resume the next day at 9:30 a.m.

About an hour and one-half after the resumption of deliberations the next morning, the jury sent the following note: “We would like a transcript of all statements relative to events in 1989 when situation was brought to light to brother, any adults, DSS and the DA. We would like to know the date the grand jury signed the true bill. If possible, we would like a copy of the true bill.” As put by the trial judge upon receipt of this question, “[tjhey want to know what has been going on for six years,” that is, 1989 to 1995. He advised counsel that he would allow the jury to have the indictment but that he also would instruct them, once again, about the function of an indictment and that the return date “is of no significance.” Although the prosecutor and defense counsel agreed that the jury was interested in the cause of what they perceived to be an unexplained delay in the commencement of criminal proceedings, neither wanted the jury to have the indictment. The prosecutor feared that the jury either would hold the unexplained delay between the return of the indictment and the present trial against the Commonwealth or speculate that the defendant had fled the jurisdiction. Defense counsel was concerned that the jury would surmise that, as was the case, the defendant had been found guilty previously and was being retried.

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Commonwealth v. Johnson, 684 N.E.2d 627, 43 Mass. App. Ct. 509, 1997 Mass. App. LEXIS 203 (Mass. Ct. App. 1997).

684 N.E.2d 627 (Commonwealth v. Johnson) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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