Commonwealth v. Gilpin

777 S.W.2d 603, 1989 Ky. App. LEXIS 119, 1989 WL 104981
CourtCourt of Appeals of Kentucky
DecidedSeptember 15, 1989
DocketNo. 88-CA-2461-MR
StatusPublished

This text of 777 S.W.2d 603 (Commonwealth v. Gilpin) is published on Counsel Stack Legal Research, covering Court of Appeals of Kentucky primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Gilpin, 777 S.W.2d 603, 1989 Ky. App. LEXIS 119, 1989 WL 104981 (Ky. Ct. App. 1989).

Opinion

HOWARD, Judge.

The Commonwealth appeals from a judgment of the Hardin Circuit Court vacating a criminal conviction on the grounds of ineffective assistance of counsel.

The appellee, Jerry Wesley Gilpin, was convicted of murder in December of 1981, for killing a man by stabbing him with a knife. As a result, appellant was sentenced to life in prison. The conviction was affirmed by the Kentucky Supreme Court. The victim’s body was discovered between 8:00 and 9:00 a.m. on Sunday morning, May 17, 1981, near Radcliff, Kentucky. The time of death was estimated to be in the late evening of May 16. The victim had been employed at a business called Charlie’s Pizza, which was partly owned by the appellee. The knife found under the body was stipulated to be a knife from Charlie’s Pizza.

According to the evidence, the appellee and the victim were seen together between 9 and 10 p.m. on May 16, and a station wagon, similar to the one owned by the appellee, was seen parked at Tony’s Pizza near where the body was found between 12 and 1 p.m. There was also testimony that the appellee often carried a knife and practiced throwing knives.

The appellee’s defense was that he had an alibi. The appellee and four witnesses testified that he and his girlfriend were at a bar in Louisville from 10 p.m. on May 16, until 1:30 or 2 a.m. on May 17.

Ricky Skaggs was a key prosecution witness. Skaggs testified that he was walking near Tony’s Pizza at 1 a.m. on May 17 and saw a vehicle, similar to the appellee’s, sitting in the pizzeria’s parking lot. In addition, Skaggs testified that he saw a man walking away from the road whom he positively identified as the appellee. Skaggs stated he first learned of the victim’s death at 10 a.m. on May 17.

According to his testimony, Skaggs was sitting in Hardin County District Court when the appellee was brought into the courtroom. Skaggs testified that he recognized the appellee as the person he saw that night and reported this to Detective Lacey, the chief investigating officer in the case at bar. Then the following exchange took place between the prosecutor and Skaggs:

Q. In other words, your identification then was pretty much unprompted, coincidental?
A. Yes, sir.
Q. You were just there in the court and saw him come in?
A. Yes, sir.
Q. You don’t have any reason to lie one way or the other?
A. No, sir.
[605]*605Q. You have no interest in the outcome of this litigation?
A. No, sir.
Q. You’re just here as an interested citizen?
A. Yes, sir.

During Skaggs’ cross-examination, the following occurred between Skaggs and the appellee’s trial counsel:

Q. Ricky, what were you doing in the courtroom that particular day?
A. Sir?
Q. What were you doing in that courtroom?
Mr. Preston: Objection, your Honor.

A bench conference was held at that time. The appellee’s trial counsel stated that Skaggs was in the district courtroom on a forgery charge. The trial judge sustained the objection because the charge had been dismissed. The trial judge stated that if Skaggs had been convicted of a felony, then the appellee’s counsel could have brought it out as going to his honesty.

On October 4, 1988, the appellee filed a pro se RCr 11.42 motion to vacate his conviction. The appellee made several allegations, but he first claimed that he was rendered ineffective assistance of counsel because his trial counsel failed to discover Skaggs’ possible motive to testify. The trial court granted the appellee’s motion, but not precisely on any ground put forth by the appellee.

The trial court reasoned that the appel-lee’s counsel should have been permitted to cross-examine Skaggs regarding a possible “deal” with the Commonwealth to testify against the appellee in exchange for dismissal of the forgery charge. The trial court stated that at the time, he believed the appellee’s trial counsel was trying to show prior acts of misconduct which would be improper, but a defendant can always cross-examine concerning bias or prejudice. However, the appellee’s trial counsel made no argument that he wished to pursue the possibility of a “deal” in his cross-examination and did not preserve the issue by avowal or address it on appeal. The trial court ruled that because of his trial counsel’s inaction, the appellee was rendered ineffective assistance of counsel and ordered a new trial.

Although the grounds for the trial court’s decision were not really discussed in the appellee’s motion, the trial court granted the motion stating that a pro se motion should not be held to the same standards applied to professional legal counsel. An evidentiary hearing was not held because the trial court determined the error was apparent from the record. The other issues in the appellee’s RCr 11.42 motion were not considered. The Commonwealth appeals that order.

The Commonwealth contends that the trial court erred in vacating the appellee’s conviction and erred in failing to hold an evidentiary hearing.

In Brewster v. Commonwealth, Ky.App., 723 S.W.2d 863 (1986), this Court noted the test for ineffective assistance of counsel was outlined in Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). A defendant who asserts a claim of ineffective assistance of counsel must prove that the performance of trial counsel was deficient and that this deficiency resulted in prejudice. Strickland, supra. “Prejudice is defined in Strickland as proof by the defendant that there is a reasonable probability that, but for counsel’s unprofessional errors, the re-, suits would have been different.” Brewster, supra, at 864.

The Commonwealth asserts that if there was an error, it was not prejudicial. Attached to the Commonwealth’s motion to reconsider and/or alter, amend or vacate the trial court’s order was a document which was purported to be a district court record concerning the dismissal of Skaggs’ forgery charge. That record indicates that the forgery case was dismissed at the request of the father of the prosecuting witness. The Commonwealth asserts that because there was no “deal” between it and Skaggs regarding his testimony in exchange for a dismissal of the forgery charge, there was no prejudice to the appel-lee when the trial counsel failed to attempt a cross-examination on this issue.

[606]*606The court below did not consider the question of prejudice. The Commonwealth urges that this case be at least remanded back to the circuit court for an evidentiary hearing on that question. We agree.

The appellee makes the point that the Commonwealth argued in its response to his RCr 11.42 motion that an evidentiary hearing was unnecessary and only argued to the contrary in its motion to reconsider after the trial court ruled against it. This is true.

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Related

Davis v. Alaska
415 U.S. 308 (Supreme Court, 1974)
Strickland v. Washington
466 U.S. 668 (Supreme Court, 1984)
Brewster v. Commonwealth
723 S.W.2d 863 (Court of Appeals of Kentucky, 1986)
Blake v. Commonwealth
646 S.W.2d 718 (Kentucky Supreme Court, 1983)
Ready v. Jamison
705 S.W.2d 479 (Kentucky Supreme Court, 1986)
Williams v. Commonwealth
569 S.W.2d 139 (Kentucky Supreme Court, 1978)

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Bluebook (online)
777 S.W.2d 603, 1989 Ky. App. LEXIS 119, 1989 WL 104981, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-gilpin-kyctapp-1989.