Commonwealth v. Gallaway, D., Aplt.

CourtSupreme Court of Pennsylvania
DecidedSeptember 29, 2022
Docket17 WAP 2021
StatusPublished

This text of Commonwealth v. Gallaway, D., Aplt. (Commonwealth v. Gallaway, D., Aplt.) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Gallaway, D., Aplt., (Pa. 2022).

Opinion

[J-2-2022] [MO: Todd, J.] IN THE SUPREME COURT OF PENNSYLVANIA WESTERN DISTRICT

COMMONWEALTH OF PENNSYLVANIA, : No. 17 WAP 2021 : Appellee : Appeal from the Order of the : Superior Court entered January 14, : 2021 at No. 200 WDA 2020, v. : affirming in part and reversing in : part the Judgment of Sentence of : the Court of Common Pleas of DERRICK GALLAWAY, : Allegheny County entered : November 25, 2019 at No. CP-02- Appellant : CR-0001824-2018. : : ARGUED: April 13, 2022

DISSENTING OPINION

JUSTICE WECHT DECIDED: SEPTEMBER 29, 2022 “A fair trial in a fair tribunal is a basic requirement of due process.” In re Murchison,

349 U.S. 133, 136 (1955). To vouchsafe that fairness, the due process clauses of the

Fifth and Fourteenth Amendments require criminal juries to presume the defendant

innocent until proven guilty beyond a reasonable doubt, using probative evidence only.

This presumption of innocence “lies at the foundation of the administration of our criminal

law.” Coffin v. United States, 156 U.S. 432, 453 (1895).

Events at trial sometimes compromise a jury’s ability to presume the defendant’s

innocence. For example, suppose a jury learns that a defendant has a long history of

criminality. Jurors may be tempted to take a shortcut: presuming the defendant’s guilt

using the common, though legally invalid, intuition that individuals who have committed

crimes are likely to reoffend. Consider a jury which discovers that the defendant acted

violently in situations unrelated to the charges at hand. Jurors might presume a propensity for violence and might assume that the defendant is a danger to their

community. This might foster a desire among the jurors to see the defendant imprisoned,

regardless of whether they believe that the evidence presented at trial has proven the

charges beyond a reasonable doubt.

The need to prevent those sorts of unduly prejudicial inferences from influencing

the minds of the jurors is what motivated the Supreme Court of the United States’ decision

in Estelle v. Williams, 425 U.S. 501 (1976). There, the Court held that to compel a criminal

defendant to be tried before a jury while dressed in a prison uniform is to undermine the

presumption that the accused is innocent until proven guilty, thereby violating the due

process right to a fair trial. This is so because presenting the accused to the jury in jail

garb is a “constant reminder of the accused’s condition implicit in such distinctive,

identifiable attire[, which] may affect a juror’s judgment.” Id. at 504-05. Forcing a

defendant to stand trial in prison clothing threatens “the principle that guilt is to be

established by probative evidence” only. Id. at 503.

The Estelle Court unanimously found that the risk of jurors being unduly influenced

by a defendant’s appearance as an incarcerated person is so great that there is no need

to demonstrate that the jurors’ observation of the defendant actually factored into their

assessment of guilt. See id. at 504 (“[A]n accused should not be compelled to go to trial

in prison or jail clothing because of the possible impairment of the presumption so basic

to the adversary system.”) (emphasis added). As one Justice observed: “The prejudice

may only be subtle and jurors may not even be conscious of its deadly impact, but in a

system in which every person is presumed innocent until proved guilty beyond a

[J-2-2022] [MO: Todd, J.] - 2 reasonable doubt, the Due Process Clause forbids toleration of the risk.” Id. at 518

(Brennan J., dissenting).1

The Estelle Court did not hold that compelled appearance in prison attire requires

automatic reversal of a conviction. The Court indicated that, even in circumstances where

a particular practice inherently threatens a defendant’s right to a fair trial, the practice may

not be unconstitutional if it serves some “essential state policy.” Id. at 505. Essential

state interests justify displaying the accused in jail garb only if there is a “substantial need”

to do so. Id.

In the case that this Court decides today, we need not summon the dictates of

“reason, principle, and common human experience” in order to reevaluate “the likely

effects” of juries observing defendants dressed in identifiable jail clothing. Id. at 504.

The Supreme Court of the United States already has performed that evaluation and

concluded categorically that displaying a defendant before the jury dressed in such attire

creates “an unacceptable risk . . . of impermissible factors coming into play.” Id. It is

settled law that such displays undermine the presumption of innocence and call the

objectivity of the jury’s factfinding into question.

Unlike the Estelle defendant, Derrick Gallaway was compelled to appear before

the jury in jail garb by means of a video that the Commonwealth offered as evidence. We

must decide whether it makes a difference that the jurors saw video evidence of Gallaway

wearing prison garb, rather than observing a defendant dressed in jail clothing in person

during the trial. If there is no meaningful distinction between the two scenarios, we must

presume that the video was prejudicial. In that case, the question then becomes whether

1 Justice Brennan, joined by Justice Marshall, agreed with the Estelle Majority that a defendant has a constitutional right not to be tried while clad in jail attire. However, the dissenting Justices rejected Estelle’s holding that the defendant in that case had consented to being tried in prison garb. See Estelle, 425 U.S. at 518.

[J-2-2022] [MO: Todd, J.] - 3 the prejudicial video was nevertheless necessary to achieve an essential state interest,

such that its admission into evidence did not produce a constitutional violation. As I reach

a different answer than the Majority on these two important questions, I respectfully

dissent.

A. The harmful effects of a jury viewing a defendant dressed in jail garb in person during trial occur as well when a jury views a video of a defendant so attired. My colleagues declare “that a jury’s observation of a videotape showing a

defendant in prison clothing does not carry the same risk to the presumption of innocence

as a jury’s in-person observation of a defendant wearing prison clothing or restraints in

the courtroom.” Maj. Op. at 25-26. I fail to see how a video of a defendant bearing the

mark of a convict is any less of a threat to the jury’s ability to presume innocence than an

in-person appearance in the same attire. Regardless of whether a defendant is wearing

jail clothing during trial or is wearing such attire in a video that is played for the jury, both

situations signal to a lay jury the same “unmistakable indication[] of the need to separate

a defendant from the community at large.” Holbrook v. Flynn, 475 U.S. 560, 569 (1986).2

That separation is problematic because it “create[s] the impression in the minds of the

jur[ors] that the defendant is dangerous or untrustworthy,” making it more likely that the

2 The Majority takes issue with my reliance upon the Supreme Court of the United States’ decision in Holbrook.

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Related

Coffin v. United States
156 U.S. 432 (Supreme Court, 1895)
In Re Murchison.
349 U.S. 133 (Supreme Court, 1955)
Estelle v. Williams
425 U.S. 501 (Supreme Court, 1976)
Holbrook v. Flynn
475 U.S. 560 (Supreme Court, 1986)
Riggins v. Nevada
504 U.S. 127 (Supreme Court, 1992)
Deck v. Missouri
544 U.S. 622 (Supreme Court, 2005)
Jackson v. Washington
619 S.E.2d 92 (Supreme Court of Virginia, 2005)
Commonwealth v. Yount
314 A.2d 242 (Supreme Court of Pennsylvania, 1974)
Commonwealth v. Keeler
264 A.2d 407 (Superior Court of Pennsylvania, 1970)
Commonwealth v. Liddick
370 A.2d 729 (Supreme Court of Pennsylvania, 1977)
Commonwealth v. Powell
241 A.2d 119 (Supreme Court of Pennsylvania, 1968)
Commonwealth v. Evans
348 A.2d 92 (Supreme Court of Pennsylvania, 1975)
Commonwealth v. Cruz
311 A.2d 691 (Superior Court of Pennsylvania, 1973)
Commonwealth v. Johnson
838 A.2d 663 (Supreme Court of Pennsylvania, 2003)
Commonwealth v. Ballard
80 A.3d 380 (Supreme Court of Pennsylvania, 2013)

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Bluebook (online)
Commonwealth v. Gallaway, D., Aplt., Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-gallaway-d-aplt-pa-2022.