Commonwealth v. Frantjis

89 Pa. D. & C. 442, 1953 Pa. Dist. & Cnty. Dec. LEXIS 163
Philadelphia County Court of Quarter Sessions·Decided December 16, 1953·No. No. 2; no. 531·Published

Opinion

Levinthal, J.,

Defendant has filed a motion to quash the bill of indictment charging her with violations of the so-called Solicitation Act of Pennsylvania of June 5,1947, P. L. 474, as amended by the Act of June 28,1951, P. L. 922,10 PS § §141 to 151, relating to and regulating the solicitation of money and property for charitable, benevolent or patriotic purpose. The indictment averred that although de[443]*443fendant, as member and secretary of an unincorporated association named The Philadelphia Committee to Sectire Justice for the Rosenbergs, had failed to register with the Department of Public Instruction of the Commonwealth of Pennsylvania, and did not obtain a certificate of registration in accordance with the provisions of the act, she did nevertheless on three separate occasions solicit contributions for that association. The indictment specifically alleged that on October 14, 1952, defendant orally solicited contributions in a speech at a public meeting; that on December 19, 1952, she solicited contributions by written appeals through the mails and that on January 30, 1953, she solicited contributions by means of a paid advertisement in a Philadelphia daily newspaper.

It is contended by defendant that the indictment is defective on its face and should be quashed. The District Attorney of Philadelphia County agrees that defendant’s motion to quash should be sustained by the court. A representative of the Attorney General in Pennsylvania was present in court as an observer at the time of the argument on this motion. He did not express any dissent from the position taken by the district attorney.

Counsel for the private prosecutor, however, insists that the indictment is regular on its face, and that the motion to quash should be dismissed.

To determine whether the indictment is defective or regular on its face requires a careful reading and construction of the following relevant provisions of the Solicitation Act (10 PS §150) :

“Section 150. Violations; penalties; injunction.
“(a) Any person . . . which violates any of the provisions of this act . . . shall upon summary conviction before any magistrate ... be sentenced to pay a fine not to exceed one hundred dollars ($100), and in ease of an individual in default of payment [444]*444thereof, to undergo imprisonment not to exceed ten (10) days.
“(b) Any person who . . . within the period of two (2) years, shall commit two (2) or more violations of the provisions of this act . . . shall be guilty of a misdemeanor, and punishable by a fine of not less than one hundred dollars ($100) or more than one thousand dollars ($1,000), and in the case of an individual, in addition to the said fine, may be punishable by imprisonment of not more than one (1) year.”

It is contended by defendant and the district attorney that a reasonable interpretation of the quoted provisions compels us to hold that a person may not be indicted for a second violation of the act unless he shall first have been convicted in a summary proceeding of a prior violation thereof. The private prosecutor, on the other hand, argues that although the statute expressly increases the penalty for a second violation, it does not explicitly provide that summary conviction of one violation must precede an indictment for an additional violation.

We are of the opinion that on the basis of both precedent and reason defendant’s motion to quash must be sustained.

In Commonwealth v. Calio, 155 Pa. Superior Ct. 355 (1944), defendant had been indicted for selling ice cream in violation of the Act of May 31, 1933, P. L. 1116, 31 PS §397, which provided that:

“Any person . . . violating any of the provisions of this act, . . . shall, for the first or second offense, upon conviction thereof in a summary proceeding, be sentenced to pay a fine . . . and for a third or subsequent offense, shall be guilty of a misdemeanor.”

Defendant in that case made illegal sales on May 14th, June 4th and July 20th of the same year. On June 30th he was summarily convicted and fined for the sale on June 4th, and on September 10th he was [445]*445again summarily convicted, this time for the sale on May 14th. He was then indicted as a third offender for the sale on July 20th, which was the third illegal sale made in point of time. Defendant argued that he could not be indicted unless the Commonwealth pleaded two prior summary convictions, antedating the sale alleged in the indictment, and that it was not sufficient for the Commonwealth merely to plead two prior “offenses”. The trial court rejected this contention and held that “if it is a third offense in fact, it is immaterial when the previous convictions were had”.

The lower court was reversed by the Superior Court, which stated at pp. 359 and 360:

“Superficially considered, the words of the statute might conceivably support the meaning ascribed to them by the Court below. . . . But the ‘object to be attained’ is the authentic password to the true meaning of ‘the words of a law’: Statutory Construction Act of May 28, 1937, P. L. 1019, Section 51 (4), 46 PS section. 551. We think that it is clear that the purpose of a legislative provision increasing the severity of punishment for repeated offenders is to allow convicted persons an opportunity for reform, but to temper the leniency with a promise of sterner treatment in the event that the milder forms of reproof are not successful. Interpreting the statute consonantly with this purpose, we are required to hold that the heavier penalties shall be imposed only upon those who persist in violating the statute after two convictions have been obtained. This appellant had not been twice convicted before he made the sale for which he was indicted, and his point for binding instructions should have been affirmed.”

The broad general principle enunciated in the Calió case has been firmly imbedded in the common law from time immemorial. Hawkins, Pleas of the Crown, bk. 1, ch. 7, sec. 7, p. 72, 8th ed. (1795), succinctly declares:

[446]*446“Where a statute makes a second offense felony, or subject to a heavier punishment than the first, it is always implied, that such second offense ought to be committed after a conviction for the first; from whence it follows, that if it be not so laid in the indictment, it shall be punished but as the first offense; for the gentler method shall first be tried, which perhaps may prove effectual.”

The private prosecutor insists that the instant case is distinguishable from the Calió case because the Solicitation Act uses the word “violations” instead of “offenses”. It is argued that the latter term implies a conviction, whereas the former does not. In our opinion, there is no merit whatsoever in this contention. The word “violation” is frequently used as a synonym of the word “offense”, each connoting a punishable breach or transgression of a law. Thus, “the word ‘offense’ implies a violation of a law by which alone it can be denounced”: Thomas v. United States, 156 Fed. 897 (C. C. A., 8th cir., 1907) at p. 900.

A literal reading of the statute involved in the Calió case would have required the court to sustain the indictment there: similarly, a literal reading of the statute involved in the instant case would require us to sustain the indictment here. But the words of a penal statute are not to be “superficially considered”.

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Commonwealth v. Frantjis, 89 Pa. D. & C. 442, 1953 Pa. Dist. & Cnty. Dec. LEXIS 163 (Pa. Super. Ct. 1953).

89 Pa. D. & C. 442 (Commonwealth v. Frantjis) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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