Commonwealth v. Curtis

761 N.E.2d 519, 53 Mass. App. Ct. 636, 2002 Mass. App. LEXIS 96
CourtMassachusetts Appeals Court
DecidedJanuary 24, 2002
DocketNo. 99-P-2051
StatusPublished
Cited by5 cases

This text of 761 N.E.2d 519 (Commonwealth v. Curtis) is published on Counsel Stack Legal Research, covering Massachusetts Appeals Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Curtis, 761 N.E.2d 519, 53 Mass. App. Ct. 636, 2002 Mass. App. LEXIS 96 (Mass. Ct. App. 2002).

Opinion

Lenk, J.

During a jury trial on a principal charge of operating a motor vehicle while under the influence of alcohol,1the trial judge declared a mistrial “with prejudice” and ordered that no retrial take place. The judge did so after the Commonwealth’s first witness, the arresting officer, impermissibly testified that a breathalyzer had been offered to the defendant after his arrest. The propriety of the declaration of a mistrial is not at issue on appeal. The Commonwealth appeals only the order barring [637]*637retrial, claiming that the judge employed an incorrect legal standard and that application of the correct standard would in the circumstances permit retrial. We reverse.

Factual background. The defendant, William G. Curtis, Jr., was arraigned on charges of operating under the influence of liquor and failing to stop for a police officer. Defense counsel requested that the trial prosecutor avoid mention of the breathalyzer examination offered to the defendant after his arrest, in accordance with G. L. c. 90, § 24(l)(e).2 The Commonwealth complied, advising its witnesses to avoid any such reference. Nonetheless, its first witness, in a nonresponsive answer to an innocuous question, testified that a breathalyzer test had been offered to the defendant.

Defense counsel promptly objected, successfully moved to strike the reference, and after a brief sidebar, moved to dismiss. The judge rejected the motion as untimely on the rationale that jeopardy had already attached, and treated the motion as one for mistrial. The defendant argued that had the prosecutor in fact, as earlier promised, warned his witnesses not to mention the breathalyzer examination, the subsequent mention by an experienced police officer in the face of such warning constitutes the “kind of intentional conduct that [the court] would need to find to dismiss the case based upon prosecutorial misconduct.” The judge noted that the prosecutor’s question “did not invite the [officer’s] answer,” a comment made even before hearing the prosecutor’s version of events, i.e., that he had advised the officer of the breathalyzer prohibition just before the witness entered the court room, and that the question was not calculated to elicit such a reference. The judge then allowed the motion for mistrial, and the defendant immediately thereafter renewed his motion for dismissal. The judge ruled from the bench that:

“It’s not a Motion to Dismiss, but I find no manifest necessity for this case to be re-tried in light of the conversation that was held between the [prosecutor] and the witness, an experienced police officer one who at a minimum should [638]*638have known better than to [elicit] a breathaly[z]er-right question before a jury and then having been re-advised did so. In any event, I find there is no manifest necessity to ever try this case again.”

She then allowed the defendant’s motion for mistrial “with prejudice.”

At this point, the officer stepped forward to apologize. While conceding that he should have known better, he claimed that he had not intended to mention the breathalyzer test, that the reference was “just a slip,” and that he had just raced from another proceeding in the same court house. The judge accepted the apology, as did defense counsel, who added, “I don’t think it was any free-willed intent but nonetheless.” The judge concurred with defense counsel’s assessment and, sometime later that day, ordered that the following findings be entered on the docket:

“The [prosecutor] is without fault; in fact, he sought to prevent any potential problem by interviewing the arresting officer in advance of trial and at the request of defense counsel. He made it clear to the officer that he should not mention the breathalyzer test. At trial, the officer offered testimony about the breathalyzer test — that the defendant was offered the test. The testimony was not responsive to the Commonwealth’s question. Accordingly, the Court finds prosecutorial misconduct and therefore a retrial is barred.”

Discussion.

1. The Commonwealth’s right of appeal. The defendant has moved to dismiss the Commonwealth’s appeal, arguing that the Commonwealth may not take an appeal from the declaration of a mistrial with prejudice, which he maintains is neither a dismissal nor an otherwise appealable interlocutory order. See G. L. c. 278, § 28E; Mass.R.Crim.P. 15, as appearing in 422 Mass. 1501 (1996). The defendant observes that the Commonwealth has not sought to retry the defendant and that no motion to dismiss has been granted from which an appeal might then otherwise lie.

[639]*639In determining whether the Commonwealth may take an appeal from a judicial action, we look to the true nature of the action rather than to what it has been termed or to its particular form. See Commonwealth v. Hosmer, 49 Mass. App. Ct. 188, 189-190 (2000). Compare Commonwealth v. Babb, 389 Mass. 275, 281 (1983); Commonwealth v. Lam Hue To, 391 Mass. 301, 306 n.5 (1984) (single justice correctly inferred from entire record that trial judge intended for dismissal to preclude further proceedings); Commonwealth v. Vaidulas, 433 Mass. 247, 252 (2001) (claim that court cannot review improperly captioned notice of appeal “elevates form over substance”); Commonwealth v. Powers, 21 Mass. App. Ct. 570, 571 (1986) (oral motion for mistrial raised after jury returned verdict and was discharged is treated as motion for new trial). We are not bound by labels or checkmarks on a form. See Commonwealth v. Hosmer, supra at 189. “Whether the Commonwealth has a right of appeal from the judge’s ruling does not turn on the defendant’s characterization of his motion as one for a mistrial.” Commonwealth v. Powers, supra.

The judge declared a mistrial upon the defendant’s request; such an action ordinarily is neither appealable by the Commonwealth nor a bar to retrial on double jeopardy grounds. See Commonwealth v. Lam Hue To, supra at 310-311. Yet, in declaring a mistrial “with prejudice,” the judge explicitly prohibited the prosecution from retrying the defendant and entered findings to that effect. The essence of the judicial action was finality: to dismiss the complaint with prejudice. See Commonwealth v. Hosmer, supra at 190. As such, it is reviewable.

2. The bar on retrial. As noted above, a mistrial declared upon a defendant’s request ordinarily does not present a bar to retrial on double jeopardy grounds. See Commonwealth v. Lam Hue To, supra. An order of a mistrial or of a dismissal based upon prosecutorial misconduct bars retrial only if the misconduct is of a specific character: “ ‘some form of “overreaching,” “harassment,” or other intentional misconduct on the part of the prosecution aimed at provoking a mistrial . . . .’ Unintentional prosecutorial mistakes, arising from negligence or inadvertence . . . , although resulting in mistrials, do not bar a second trial.” (Citation omitted.) Commonwealth v. Cobb, 45 Mass. [640]*640App. Ct. 271, 274 (1998).3 See Commonwealth v. Lam Hue To, supra at 311 (misconduct involving prosecution’s lack of disclosure of exculpatory evidence and inept and “bungling” performance by police was insufficient to invoke double jeopardy bar); Donavan v.

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Bluebook (online)
761 N.E.2d 519, 53 Mass. App. Ct. 636, 2002 Mass. App. LEXIS 96, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-curtis-massappct-2002.