Commonwealth v. Clemons

734 S.W.2d 459, 1987 Ky. LEXIS 216
CourtKentucky Supreme Court
DecidedJune 11, 1987
StatusPublished
Cited by14 cases

This text of 734 S.W.2d 459 (Commonwealth v. Clemons) is published on Counsel Stack Legal Research, covering Kentucky Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Clemons, 734 S.W.2d 459, 1987 Ky. LEXIS 216 (Ky. 1987).

Opinions

LAMBERT, Justice.

Appellee, John Clemons, was convicted of two counts of wanton endangerment in the first degree (KRS 508.060, a Class D Felony) for pointing a loaded firearm at two Kentucky State Police officers who were in the performance of their official [460]*460duties. The Court of Appeals reversed the conviction holding that such an act standing alone did not constitute a violation of this statute. As this precise issue appears to be uncertain under our case law, we granted discretionary review.

On September 11, 1985, KSP Officers Meadows and Tinker went to Clemons’s home to serve a juvenile petition and take his son into custody. During this encounter, Clemons, who appeared to be under the influence of alcohol, became belligerent, refused to surrender his son, and removed an object from a nearby car. A scuffle then ensued, and a pistol was taken from Clemons.1 Irate at having his pistol taken, Clemons went inside his dwelling and returned with a loaded rifle. He pointed the loaded rifle at the officers2 and threatened to fire unless his pistol was returned. In response, one of the officers threw the pistol into the bed of a pick-up truck, but Clemons and the officers kept their guns drawn while Clemons continued to make threatening remarks3. Finally, reason prevailed, weapons were lowered, and the confrontation ended without shots being fired.

At the close of all the evidence, Clemons moved for a directed verdict on the charges of wanton endangerment in the first degree. He contended that pointing a loaded firearm at another person was not a violation of KRS 508.060. The trial court overruled appellee’s motion for directed verdict and submitted the case to the jury under instructions which authorized appellee’s conviction of wanton endangerment in the first degree, wanton endangerment in the second degree, or menacing4. The jury found appellee guilty on both counts of wanton endangerment in the first degree and recommended that his punishment be fixed at five years confinement on each count. Judgment was entered in accord-anee with the jury verdict, and the trial court determined that the sentences should be served consecutively for a total of ten years confinement.

On appeal, the Court of Appeals reversed the conviction holding that some act other than the mere pointing of a loaded firearm was necessary to sustain a conviction under this statute; that “[w]ith the exception of Thomas (Thomas v. Commonwealth, Ky., 567 S.W.2d 299 (1978)), Kentucky cases have found wanton endangerment in situations only where a weapon has been fired.”

KRS 508.060 states as follows:

(1) A person is guilty of wanton endangerment in the first degree when, under circumstances manifesting extreme indifference to the value of human life, he wantonly engages in conduct which creates a substantial danger of death or serious physical injury to another person.

KRS 501.020(3) provides that:

A person acts wantonly with respect to a result or to a circumstance described by a statute defining an offense when he is aware of and consciously disregards a substantial and unjustifiable risk that the result will occur or that the circumstance exists.... [When] disregard thereof constitutes a gross deviation from the standard of conduct that a reasonable person would observe in the situation.

In Thomas v. Commonwealth, Ky., 567 S.W.2d 299 (1978), one of two convictions for wanton endangerment in the first degree was based on appellant’s pointing a pistol at a police officer. Appellant was also convicted of kidnapping and another count of wanton endangerment in the first degree. Subsequent examination of the pistol revealed that it was unloaded. On [461]*461appeal, appellant argued that the trial court erred in failing to instruct the jury on wanton endangerment in the second degree. Reversing the conviction, the Court held that an instruction on wanton endangerment in the second degree should have been given along with the instruction on wanton endangerment in the first degree. Thus, the Court held that appellant’s act of pointing an unloaded pistol at a police officer was sufficient to support a conviction of either charge and that it was for the jury to determine which one.

In Gilbert v. Commonwealth, Ky., 637 S.W.2d 632 (1982), the Court reversed appellant’s first degree wanton endangerment conviction because “the gun was never pointed at Watson, and in the circumstances of this case it is obvious to us that the essential elements of KRS 508.060 are not present.” Moreover, the Court held that the possession and use of the pistol did not constitute an offense separate from the first degree robbery charge for which appellant was also tried and convicted.

Thomas and Gilbert suggest that in certain circumstances, depending on the existence of other facts, pointing a firearm at another person may be sufficient to constitute a violation of KRS 508.060. On the other hand, however, much of our case law suggests that a person may be guilty of wanton endangerment in the first degree with the use of a firearm only by firing it. See Watson v. Commonwealth, Ky., 579 S.W.2d 103 (1979) and McIntosh v. Commonwealth, Ky.App., 582 S.W.2d 54 (1979).

Pointing a firearm at a police officer who is in the performance of his duties will result in a confrontation in which gunfire is distinctly possible. Faced with such a confrontation, one may, even in the absence of original intent, believe it is necessary to fire in self-protection. Therefore, the initial act of pointing the firearm and the forseeable response to this act may demonstrate an extreme indifference to the value of human life and create a substantial danger of serious physical injury to another person.

In accord with this view is the Commentary accompanying the Kentucky Penal Code in which KRS 508.060 and 508.070 are analyzed as follows:

KRS 508.060 and 508.070 reflect the same judgment that forms the rationale for the law of criminal attempt, namely that certain conduct which is harmless in fact indicates a dangerousness of character sufficient for the imposition of criminal sanctions.

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Bluebook (online)
734 S.W.2d 459, 1987 Ky. LEXIS 216, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-clemons-ky-1987.