Commonwealth v. Clark

8 Mass. L. Rptr. 97
CourtMassachusetts Superior Court
DecidedJanuary 22, 1998
DocketNo. 974079
StatusPublished

This text of 8 Mass. L. Rptr. 97 (Commonwealth v. Clark) is published on Counsel Stack Legal Research, covering Massachusetts Superior Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Clark, 8 Mass. L. Rptr. 97 (Mass. Ct. App. 1998).

Opinion

Barrett, J.

The court has before it motions to dismiss in the above captioned case and in the fourteen companion cases. With respect to the defendants, James Clark, Tony Gaskins, Lance Hullum, Timothy Bloom, Dana Carle and Casper Forte, the motion is based on the contention that the placement of these defendants in the Cedar Junction Departmental Disciplinary Unit (DDU), amounts to double jeopardy which would mandate the dismissal of the indictments in the present cases. The remaining eight cases2 also challenge the incarceration of the named defendants in the DDU, contending that it constitutes cruel and unusual punishment and is violative of due process of law. This court conducted evidentiary hearings over a period of eight days and took an extensive view of the DDU. It has considered the evidence presented, has made findings set out hereafter in this memorandum, considered the arguments of counsel on behalf of the defendants and denies all motions.

The double jeopardy issue arising out of confinement of the inmates to the DDU has already been before the Supreme Judicial Court in the case of Commonwealth v. Forte, 423 Mass. 672 (1996). The SJC, citing a series of federal cases, noted in Forte that “the Federal double jeopardy clause may have no application to prison discipline and a criminal prosecution based on the same facts.” Id. at 674. The basis for this is that “discipline imposed on an inmate for misconduct in prison fairly may be viewed as a change in the conditions of his confinement for the crime or crimes that placed him in prison in the first place.” [Citations omitted.) The SJC stated “[ojpinions of the United States Courts of Appeals have unanimously agreed that the double jeopardy clause does not preclude both prison discipline and a criminal prosecution (and a further sentence) based on the same acts." [Citations omitted.) The court further stated:

[t]he reasoning of these opinions, with which we agree, is that prison authorities have a right to make changes in the conditions of a wrongdoer’s confinement in order to maintain institutional security and order; that prompt discipline within the penal system brings home to the wrongdoer and other inmates the importance of good conduct; and there is no reason why the State must make a choice between criminal punishment and institutional discipline. In the choice of discipline, the courts have deferred to prison authorities on what discipline is necessary and proper to preserve order and encourage good conduct. Commonwealth v. Forte, supra at 676.

The SJC further noted that the imposition of prison discipline is a civil proceeding. It noted that the DDU has a punitive aspect but that it also serves the deterrent purpose of demonstrating to all other inmates that good behavior is expected of them and if they do not conform to prison rules, there will be adverse consequences. The court stated that “on the clearest proof, a civil penalty might be shown to be so extreme in purpose or effect as to be equivalent to a criminal proceeding and the penalty, therefore, subject to the double jeopardy clause.” Id. at 677. The court further observed that, on the record before it, [98]*98the lower court judge did not explicitly consider the question of whether the penalty imposed on any defendant was so extreme in purpose or effect as to be the equivalent of a criminal penalty. The standard by which these present motions are to be governed, therefore, was stated by the SJC, namely, that in order to carry the day, the defendants must show “on the clearest proof [that] the penalty imposed on any defendant was so extreme in purpose or effect as to be equivalent to a criminal penalty.” This court, therefore, has confronted this task described by the Supreme Judicial Court.

The Supreme Court of the United States since the decision in Commonwealth v. Forte, has reviewed, once more, the double jeopardy clause of the Constitution in Hudson v. United States, No. 0/0-976, 1997 U.S. Lexis 7497, (December 10, 1997). In that decision, the Supreme Court renewed and reenforced the method of analysis to determine whether double jeopardy has been incurred by the imposition of penalty which was stated initially in the case of Kennedy v. MendozaMarttnez, 372 U.S. 144, 168-69(1963), as follows:

1) whether the sanction involves an affirmative disability or restraint; 2) whether it has historically been regarded as a punishment; 3) whether it comes into play only on a finding of scienter; 4) whether its operation will promote the traditional aims of punishment-retribution and deterrence; 5) whether the behavior to which it applies is already a crime; 6) whether the alternative purpose to which it may rationally be connected is assignable for it and; 7) whether it appears excessive in relation to the alternative purpose assigned. Hudson v. United States, supra at 12.

The court noted that these factors must be considered in relation to the statute there in issue and only, on the clearest proof, will a statute imposing a civil penalty or a civil remedy be transformed into a criminal penalty. The substance, then, of the holding of the Supreme Court in Hudson is that where a civil penalty is imposed upon an individual the analysis must include these seven guideposts. Id. It is to be noted, however, that the Hudson case was not concerned with the issue of whether double jeopardy applies in prison circumstances. The holding of the Hudson case is that in order to meet the standard of the clearest proof that the penalty is so extreme in purpose or effect as to be the equivalent of a criminal proceeding is based on the seven step analysis described in the opinion. The Hudson case involved the application of a statute rather than prison discipline so that some of the guideposts do not fit the present inquiry.

Some of the defendants have asserted as a basis for their motion to dismiss that confinement in the DDU constitutes cruel and unusual punishment in violation of both Federal and State Constitutions. Incarceration itself constitutes cruel and unusual punishment in violation of the Eighth Amendment to the United States Constitution and Article 26 to the Massachusetts Declaration of Rights when conditions of confinement pose a substantial risk of harm to inmates, and prison authorities are deliberately indifferent to that risk. Good v. Comm’r of Correction, 417 Mass. 329, 335-37 (1994). Ihe Eighth Amendment which applies to the state through the due process clause of the Fourteenth Amendment, prohibits the infliction of “cruel and unusual punishments” on those convicted of crimes. Wilson v. Seiter, 111 S.Ct. 2321, 2323 (1991). However, only the “unnecessary and wanton infliction of pain implicates the 8th Amendment. Id. at 2323.

Article 26 of the Declaration of Rights prohibits the infliction of cruel and unusual punishment. The SJC has read Article 26 to be at least as broad as the Eighth Amendment to the U.S. Constitution. Michaud v. Sheriff of Essex County, 390 Mass. 523, 534 (1983). Article 26 bars punishments which are found to be cruel or unusual in light of contemporary standards of decency which mark the progress of society. Libby v. Comm’r. of Correction, 385 Mass. 421, 435 (1982). See Good v. Comm’r. of Correction, supra at 335.

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Related

Kennedy v. Mendoza-Martinez
372 U.S. 144 (Supreme Court, 1963)
Estelle v. Gamble
429 U.S. 97 (Supreme Court, 1976)
Whitley v. Albers
475 U.S. 312 (Supreme Court, 1986)
Wilson v. Seiter
501 U.S. 294 (Supreme Court, 1991)
Hudson v. McMillian
503 U.S. 1 (Supreme Court, 1992)
United States v. Murdock Head, (Two Cases)
697 F.2d 1200 (Fourth Circuit, 1983)
United States v. Edward Farmer
923 F.2d 1557 (Eleventh Circuit, 1991)
United States v. Lonnie James Brown
926 F.2d 779 (Eighth Circuit, 1991)
United States v. John J. Powers
978 F.2d 354 (Seventh Circuit, 1992)
United States v. Eric Millan and Ralph Rivera
4 F.3d 1038 (Second Circuit, 1993)
Libby v. Commissioner of Correction
432 N.E.2d 486 (Massachusetts Supreme Judicial Court, 1982)
Good v. Commissioner of Correction
629 N.E.2d 1321 (Massachusetts Supreme Judicial Court, 1994)
Michaud v. Sheriff of Essex County
458 N.E.2d 702 (Massachusetts Supreme Judicial Court, 1983)
Commonwealth v. Forte
671 N.E.2d 1218 (Massachusetts Supreme Judicial Court, 1996)
McGuinness v. Commonwealth
675 N.E.2d 400 (Massachusetts Supreme Judicial Court, 1997)

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Bluebook (online)
8 Mass. L. Rptr. 97, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-clark-masssuperct-1998.