Commonwealth v. Bell, T., Aplt.
Opinions
JUSTICE DOUGHERTY
We granted discretionary review to determine whether Section 1547(e) of the Vehicle Code, 75 Pa.C.S. § 1547(e),1 which expressly allows the Commonwealth to introduce evidence at trial that a defendant charged with Driving Under the Influence (DUI) refused to submit to chemical testing, violates the Fourth Amendment to the United States Constitution2 or Article I, Section 8 of the Pennsylvania Constitution.3 We conclude the evidentiary consequence *764authorized by Section 1547(e) is constitutional. Accordingly, we affirm the order of the Superior Court.
Following his arrest on suspicion of DUI on May 16, 2015, appellant Thomas Bell was transported to the Lycoming County DUI Center. N.T. 4/28/16 at 37. At the DUI Center, Detective Douglas Litwhiler read the PennDOT DL-26 form to appellant and he refused to submit to a blood test. Id. at 38. Appellant was subsequently charged with DUI - general impairment, 75 Pa.C.S. § 3802(a)(1), and a summary traffic offense for failing to use required lighting, 75 Pa.C.S. § 4302(a)(1).
Appellant filed a pre-trial motion to dismiss arguing he had a constitutional right to refuse to submit to a warrantless blood test and thus evidence of his refusal should be suppressed and the DUI charge dismissed. See Appellant's Motion to Dismiss, 3/8/16 at 5. The trial court denied the motion on April 28, 2016, and appellant proceeded to a nonjury trial that same day. N.T. 4/28/16 at 6. During trial, Detective Litwhiler testified regarding appellant's refusal to submit to blood testing and his assertion he did not want a needle in his arm because he had previously contracted hepatitis from a hospital needle. Id. at 38. At the conclusion of trial, appellant was found guilty of all charges.
Appellant filed a motion for reconsideration. Appellant specifically argued the United States Supreme Court's decision in Birchfield v. North Dakota , --- U.S. ----,
The Commonwealth filed an interlocutory appeal to the Superior Court pursuant to Pa.R.A.P. 311(a)(6) (new trial awarded and Commonwealth claims trial court committed error of law). The Commonwealth argued Birchfield did not alter the admissibility of refusal evidence to show consciousness of guilt. The Commonwealth noted the Birchfield Court explicitly stated it had previously approved of " 'implied-consent laws that impose civil penalties and evidentiary consequences on motorists who refuse to comply ... and nothing we say here should be read to cast doubt on them.' " Commonwealth's Superior Court Brief at 11 (emphasis omitted), quoting Birchfield ,
A three-judge panel of the Superior Court reversed the trial court's order granting appellant a new trial and remanded the case for sentencing. Commonwealth v. Bell ,
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JUSTICE DOUGHERTY
We granted discretionary review to determine whether Section 1547(e) of the Vehicle Code, 75 Pa.C.S. § 1547(e),1 which expressly allows the Commonwealth to introduce evidence at trial that a defendant charged with Driving Under the Influence (DUI) refused to submit to chemical testing, violates the Fourth Amendment to the United States Constitution2 or Article I, Section 8 of the Pennsylvania Constitution.3 We conclude the evidentiary consequence *764authorized by Section 1547(e) is constitutional. Accordingly, we affirm the order of the Superior Court.
Following his arrest on suspicion of DUI on May 16, 2015, appellant Thomas Bell was transported to the Lycoming County DUI Center. N.T. 4/28/16 at 37. At the DUI Center, Detective Douglas Litwhiler read the PennDOT DL-26 form to appellant and he refused to submit to a blood test. Id. at 38. Appellant was subsequently charged with DUI - general impairment, 75 Pa.C.S. § 3802(a)(1), and a summary traffic offense for failing to use required lighting, 75 Pa.C.S. § 4302(a)(1).
Appellant filed a pre-trial motion to dismiss arguing he had a constitutional right to refuse to submit to a warrantless blood test and thus evidence of his refusal should be suppressed and the DUI charge dismissed. See Appellant's Motion to Dismiss, 3/8/16 at 5. The trial court denied the motion on April 28, 2016, and appellant proceeded to a nonjury trial that same day. N.T. 4/28/16 at 6. During trial, Detective Litwhiler testified regarding appellant's refusal to submit to blood testing and his assertion he did not want a needle in his arm because he had previously contracted hepatitis from a hospital needle. Id. at 38. At the conclusion of trial, appellant was found guilty of all charges.
Appellant filed a motion for reconsideration. Appellant specifically argued the United States Supreme Court's decision in Birchfield v. North Dakota , --- U.S. ----,
The Commonwealth filed an interlocutory appeal to the Superior Court pursuant to Pa.R.A.P. 311(a)(6) (new trial awarded and Commonwealth claims trial court committed error of law). The Commonwealth argued Birchfield did not alter the admissibility of refusal evidence to show consciousness of guilt. The Commonwealth noted the Birchfield Court explicitly stated it had previously approved of " 'implied-consent laws that impose civil penalties and evidentiary consequences on motorists who refuse to comply ... and nothing we say here should be read to cast doubt on them.' " Commonwealth's Superior Court Brief at 11 (emphasis omitted), quoting Birchfield ,
A three-judge panel of the Superior Court reversed the trial court's order granting appellant a new trial and remanded the case for sentencing. Commonwealth v. Bell ,
The panel further held the trial court's reliance on Birchfield for the opposite conclusion was misplaced, finding the decision did not support the assertion appellant had a constitutional right to refuse chemical testing and thus did not change the analysis applied by the courts in Neville and Graham. Instead, the panel agreed with the Commonwealth, concluding although the Birchfield Court ultimately held it was unreasonable for implied consent laws to impose criminal penalties for refusals, the Court "express[ed] approval of the imposition of civil penalties and evidentiary consequences on motorists who refuse to comply with chemical testing upon their arrest[.]" Id. at 750, citing Birchfield ,
We accepted review to consider the following question raised by appellant: "Whether § 1547(e) of the Vehicle Code, 75 Pa.C.S. § 1547(e), is violative of Article 1 Section 8 of the Pennsylvania Constitution and the Fourth Amendment to the United States Constitution to the extent that it permits evidence of an arrestee's refusal to submit a sample of blood for testing without a search warrant as proof of consciousness of guilt at the arrestee's trial on a charge of DUI?" Commonwealth v. Bell , --- Pa. ----,
Appellant contends Missouri v. McNeely ,
Appellant further argues the language in Birchfield pertaining to evidentiary consequences was dicta and does not require a different result here. Id. at 10, citing Trial Court Op., 8/19/16 at 4. Appellant contends the issue in Birchfield was whether DUI defendants may be " 'convicted of a crime or otherwise penalized' " for their refusal and it is clear that allowing the Commonwealth to introduce his refusal into evidence penalized him by providing a basis for his conviction. Id. (emphasis omitted), quoting Birchfield ,
Appellant alternatively requests we hold there is an independent right to refuse a warrantless blood test under Article I, Section 8 of the Pennsylvania Constitution, and that Section 1547(e) violates it. Id. at 12-14, citing Commonwealth v. Edmunds ,
In response, the Commonwealth asserts the United States Supreme Court has consistently approved of implied consent laws like Pennsylvania's statute. Commonwealth's Brief at 6-8, citing Schmerber v. California ,
The Commonwealth contends the implied consent law is the distinguishing factor between Welch and the case at hand, observing "Welch had not agreed (by undertaking to engage in a civil privilege such as operating a motor vehicle) to accept an ultimatum pursuant to which she would either consent to a search or accept non-criminal consequences of a refusal to so consent." Id. at 10. The Commonwealth explains "[a] motorist asked to consent to a blood test is not in the same position as Welch, and is not being penalized for exercising a constitutional right. Rather ... the motorist is subjected to evidentiary consequences for exercising his statutory choice to refuse a chemical test, the non-criminal consequences of which he has already agreed to[.]" Id. (emphasis in original). The Commonwealth further asserts our recent decision in Myers supports this distinction as the lead opinion stated "Pennsylvania's implied consent statute 'imposes an ultimatum upon the arrestee, who must choose either to submit to a requested chemical test or to face the consequences that follow from the refusal to do so.' " Id. at 11, quoting Myers ,
The Commonwealth additionally contends the decisions in McNeely and Birchfield support the continued validity of Section 1547(e). The Commonwealth observes the McNeely Court, in rejecting a per se exigency rule, recognized " '[s]tates have a broad range of legal tools to enforce their drunk-driving laws and to secure BAC evidence,' including 'allow[ing] the motorist's refusal to take a BAC test to be used as evidence against him[.]' " Id. at 12, quoting McNeely ,
With regard to appellant's alternative Article I, Section 8 argument, the Commonwealth *768contends it is waived because appellant never raised it in the lower courts. Id. at 15-19. The Commonwealth also argues appellant's Article I, Section 8 claim should be deemed waived because he failed to adequately develop the issue in his brief to this Court. Id. at 19-21.
The Commonwealth nevertheless presents an Edmunds analysis and asks this Court to conclude Article I, Section 8 provides no greater protections than the Fourth Amendment in the context of this case. The Commonwealth agrees the text of Article I, Section 8 is similar to that of the Fourth Amendment and that this Court has found independent rights guaranteed by Article I, Section 8 on privacy grounds. Id. at 22-24, citing Theodore ,
The Commonwealth recognizes that no state court has ruled upon the admissibility of refusal evidence in the implied consent context using a state constitutional analysis, but points to several state court decisions that have applied a post- Birchfield Fourth Amendment analysis to hold "a defendant's refusal to submit to a chemical test of blood in the implied consent context may be constitutionally admitted into evidence at trial." Id. at 26. Specifically, the Commonwealth cites to an en banc Colorado Supreme Court decision concluding Birchfield was distinguishable from cases involving the admissibility of refusal evidence, id. at 26-27, citing Fitzgerald v. People ,
Regarding public policy, the Commonwealth argues Section 1547(e) does not infringe upon privacy rights as the subsection applies only when a motorist invokes his statutory right to refuse a blood test. Id. at 30. Where no blood test takes place, the Commonwealth maintains, the motorist's privacy has not been invaded. Id. The Commonwealth further argues the inability to present refusal evidence at trial would prejudice DUI prosecutions because the jury will expect evidence of BAC or an explanation for its absence. Id. at 31-32. Lastly, the Commonwealth contends it is vital for it to possess non-criminal means, such as the admissibility of refusal evidence, to encourage motorists to comply with requests for chemical testing. Id. at 32-34.7
Preliminarily, we agree with the Commonwealth that appellant's current claim Section 1547(e) violates Article I, Section 8 is waived. Although appellant stated in his pre-trial motion to dismiss "Pennsylvania's Implied Consent Law violates *769Article 1, Section 8 of the Pennsylvania Constitution and the Fourth Amendment to the United States Constitution[,]" Appellant's Motion to Dismiss, 3/8/16 at 2, he failed at that time to develop an argument that the Pennsylvania Constitution provided any independent grounds for relief. Furthermore, in his post-trial motion for reconsideration, appellant did not reference Article I, Section 8 at all, but only stated Birchfield provided him with a "constitutional right to refuse testing of blood[.]" Appellant's Motion for Reconsideration, 7/1/16 at 2. Although appellant includes a brief and cursory Edmunds analysis in his brief to this Court, it is the first time he has suggested that Article I, Section 8 provides an independent basis for relief. See Appellant's Brief at 12-14. As appellant failed to preserve his Article I, Section 8 claim we decline to consider it. See Commonwealth v. Chamberlain ,
The Fourth Amendment to the United States Constitution provides, in relevant part, "[t]he right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures, shall not be violated[.]" U.S. CONST. amend. IV. It has long been established that a blood draw for purposes of determining BAC constitutes a search under the Fourth Amendment. Schmerber ,
In order to combat the dangers of drunk driving, states, including Pennsylvania, have enacted laws which criminalize driving with a BAC that exceeds a certain level. Birchfield ,
Any person who drives, operates or is in actual physical control of the movement of a vehicle in this Commonwealth shall be deemed to have given consent to one or more chemical tests of breath, blood or urine for the purpose of determining the alcoholic content of blood or the presence of a controlled substance if a police officer has reasonable grounds to believe the person to have been driving, operating or in actual physical control of the movement of a vehicle:
(1) in violation of ... [ 75 Pa.C.S. §] 3802 (relating to driving under influence of alcohol or controlled substance)[.]
Former 75 Pa.C.S. § 1547(a)(1).9
Section 1547 also sets forth penalties for motorists who were arrested on suspicion of DUI and refused to submit to chemical testing. These penalties include requiring PennDOT to suspend the motorist's license for at least one year, see 75 Pa.C.S. § 1547(b)(1),10 and the penalty at issue here: expressly allowing evidence of the motorist's refusal to be admitted at his subsequent criminal trial on DUI charges. See 75 Pa.C.S. § 1547(e). Section 1547(e) provides as follows:
In any summary proceeding or criminal proceeding in which the defendant is charged with a violation of [75 Pa.C.S. §]3802 or any other violation of this title arising out of the same action, the *771fact that the defendant refused to submit to chemical testing as required by subsection (a) may be introduced in evidence along with other testimony concerning the circumstances of the refusal. No presumptions shall arise from this evidence but it may be considered along with other factors concerning the charge.
75 Pa.C.S. § 1547(e).
With this statutory framework in mind, we now review the relevant jurisprudence surrounding warrantless blood testing in the context of DUI arrests. In Schmerber , the United States Supreme Court considered whether use of the results of a DUI defendant's warrantless blood test as evidence at his trial violated, inter alia , the Fourth and Fifth Amendments.
The Court later decided Neville , which presented the question of whether the trial court's admission of a DUI defendant's refusal to submit to a warrantless blood test violated his rights under the Fifth Amendment.
The legal landscape regarding warrantless blood tests changed with McNeely , in which a DUI defendant challenged the admission of his BAC results where he had refused to submit to a breath test and was then transported to a hospital where a warrantless blood draw was performed without his consent.
The Court then decided Birchfield. In the introduction to its opinion, the Court noted the penalties for refusing chemical testing in early implied consent laws were suspension or revocation of a motorist's license and allowing evidence of a motorist's refusal to be admitted in a subsequent trial.
In deciding this question, the High Court first considered whether the search of a DUI suspect's blood or breath was exempted from the warrant requirement as a search incident to arrest.
The Court next considered whether the implied consent statute at issue satisfied the consent exception to the warrant requirement.
Following Birchfield , this Court decided Myers. In Myers , police officers arrested a motorist for DUI and transported him to the hospital as they believed he was so severely intoxicated he required medical *773attention.
The United States Supreme Court's decisions in McNeely and Birchfield and this Court's decision in Myers indicate a warrantless blood test, which is conducted when no exceptions to the warrant requirement apply, violates the Fourth Amendment rights of a motorist suspected of DUI. Outside the implied consent context, such a violation would trigger the application of Welch and a refusal to submit to the warrantless blood test would be inadmissible at any subsequent trial on the DUI charges. See Welch ,
Indeed, as the Myers plurality recognized, implied consent laws "authorize a police officer to request a motorist's submission to a chemical test, at which point the motorist must choose either (a) to comply with the test or (b) to refuse and accept the consequences that accompany refusal."
*774Our view on this point is substantially aligned with that of the Supreme Court of Vermont. When deciding an issue identical to the one at hand, the court opined:
*775As the [ Birchfield ] Court suggested ... the admission of evidence of a refusal to submit to a blood draw is a qualitatively different consequence with respect to its burden on the Fourth Amendment. Criminalizing refusal places far more pressure on defendants to submit to the blood test - thereby impermissibly burdening the constitutionally protected right not to submit to the test - than merely allowing evidence of the refusal at a criminal DUI trial, where a defendant can explain the basis for the refusal and the jury can consider the defendant's explanation for doing so. Moreover, the admission of refusal evidence in the context of a DUI proceeding, without directly burdening the privacy interest protected by the Fourth Amendment, furthers the reliability of the criminal process and its truth-seeking function by allowing the jurors to understand why the State is not submitting an evidentiary test in a DUI prosecution.
The implied consent statute establishes a bargain in which, in exchange for the privilege of engaging in the potentially dangerous activity of operating a motor vehicle on the highway, motorists impliedly consent to testing for impaired driving to protect the public. The critical question is whether civil or criminal sanctions resulting from motorists' revocation of their implied consent unconstitutionally coerce them to submit to testing. In Birchfield , the U.S. Supreme Court has ruled, with respect to the more invasive blood test, that only criminalizing the revocation of implied consent crosses the line in terms of impermissibly burdening the Fourth Amendment.
But allowing evidence of a refusal to submit to a blood test in the context of a DUI prosecution does not warrant the same constitutional protection. The speculative conclusion that a citizen will consent to a search that he or she would otherwise resist solely to avoid evidentiary implications at a possible future trial seems too attenuated to meet the U.S. Supreme Court's test in practice. Indeed, as the Court in Birchfield pointed out, states began criminalizing refusals because the other civil and evidentiary consequences provided an insufficient incentive for motorists - most particularly repeat DUI offenders - to submit to testing.
Rajda ,
Undeniably, the Birchfield Court rejected criminal prosecution as a valid consequence for refusing a warrantless blood test by stating "motorists cannot be deemed to have consented to submit to a blood test on pain of committing a criminal offense."
*776Moreover, the Birchfield Court cited to the McNeely plurality which provided a general endorsement of the evidentiary consequence at issue in this case - evidence of a refusal being admitted at a DUI suspect's trial.
Accordingly, we conclude the "evidentiary consequence" provided by Section 1547(e) for refusing to submit to a warrantless blood test - the admission of that refusal at a subsequent trial for DUI - remains constitutionally permissible post- Birchfield. We therefore affirm the order of the Superior Court.
Jurisdiction relinquished.
Chief Justice Saylor and Justices Baer, Todd and Mundy join the opinion.
Justice Mundy files a concurring opinion in which Justice Todd joins.
Justice Wecht files a dissenting opinion in which Justice Donohue joins.
JUSTICE MUNDY, Concurring *777I join the Majority as I agree that the evidentiary consequences of Section 1547(e) remain constitutionally permissible post- Birchfield . See Majority Opinion at 776. I write separately to add that I would affirmatively conclude that although Appellant has the right to refuse a blood test absent a warrant or a valid exception to the warrant requirement, the evidentiary consequences of that refusal are not protected by the Fourth Amendment.
As the Majority indicates, "[t]he United States Supreme Court's decisions in [ Missouri v. ] McNeely [,
By asserting Section 1547(e) is unconstitutional, Appellant urges extension of Birchfield 's holding that "motorists cannot be deemed to have consented to submit to a blood test on pain of committing a criminal offense[,]" to holding any adverse consequence for refusing a blood test is a violation of the Fourth Amendment. Birchfield ,
Justice Todd joins this concurring opinion.
Footnotes
In any event, we find the unconstitutional conditions doctrine is inapplicable here as the implied consent law does not condition the privilege of driving upon a motorist's submission to future warrantless blood testing. Indeed, as stated previously, Section 1547(b)(2) provides an absolute right to refuse all chemical testing. See Myers ,
211 A.3d 761 (Commonwealth v. Bell, T., Aplt.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.