Commonwealth v. Barbosa

961 N.E.2d 560, 461 Mass. 431, 2012 WL 255786, 2012 Mass. LEXIS 18
CourtMassachusetts Supreme Judicial Court
DecidedJanuary 31, 2012
StatusPublished
Cited by7 cases

This text of 961 N.E.2d 560 (Commonwealth v. Barbosa) is published on Counsel Stack Legal Research, covering Massachusetts Supreme Judicial Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Barbosa, 961 N.E.2d 560, 461 Mass. 431, 2012 WL 255786, 2012 Mass. LEXIS 18 (Mass. 2012).

Opinion

Ireland, C.J.

In 2008, a jury convicted the defendant of having a firearm without a license in his control in a motor vehicle, G. L. c. 269, § 10 (a)1; possession of ammunition without a firearm identification card, G. L. c. 269, § 10 (h) (1); and possession of marijuana, G. L. c. 94C, § 34. In a following jury-waived trial, the defendant was found guilty on subsequent offender charges related to the firearm and marijuana [432]*432convictions.2 The defendant appealed, arguing, among other contentions not relevant here, that the admission in evidence of drag certificates of analysis and a ballistics certificate of examination violated his right to confrontation as set forth in Melendez-Diaz v. Massachusetts, 129 S. Ct. 2527 (2009) (Melendez-Diaz). Commonwealth v. Barbosa, 77 Mass. App. Ct. 340, 343 (2010). The Appeals Court concluded that the admission of drug certificates of analysis without a testifying witness was not harmless beyond a reasonable doubt, but that the admission of a ballistics certificate of examination was harmless beyond a reasonable doubt. Id. at 345, 347. The court reversed the indictment charging possession of marijuana (and set aside the verdict and subsequent offense finding on that charge), and affirmed the remaining judgments. Id. at 347. We granted the defendant’s application for further appellate review limited to the question concerning the effect of the admission of the ballistics certificate of examination. Because the defendant does not argue that the erroneous admission of the ballistics certificate of examination had any impact as to the unlawful possession of ammunition conviction, we confine our review to the effect of its admission solely as to the unlawful possession of a firearm conviction. Because the evidence that the weapon was operable was not overwhelming without the ballistics certificate of examination, we conclude that the admission of the certificate was not harmless beyond a reasonable doubt, and that the judgment of conviction on the indictment charging the defendant with having a firearm without a license in his control in a motor vehicle must be reversed.

1. Background. The background of the case appears in Commonwealth v. Barbosa, supra at 341-342. We repeat, however, the facts relevant to the issue before us.

The weapon in question and ammunition were recovered by State troopers during a justifiable motor vehicle stop in Randolph of an automobile driven by the defendant and registered to his mother. At trial, Trooper Michael Guerriero, who found the weapon, a .357 revolver, testified that he touched the weapon to confirm that it was “authentic,” then placed it back where he had found it, and later photographed it before moving it again [433]*433(into an evidence bag). At the State police barracks in Milton, Trooper Guerriero’s partner, Trooper Robert Lima, made the weapon “safe” by removing its six rounds of ammunition. The ballistics evidence was bagged and boxed, and identifying numbers were assigned. Trooper Guerriero transported the evidence for analysis.

Subsequently, the revolver and five rounds of the ammunition were returned. Concerning the discrepancy in the amount of ammunition returned, the judge sustained the defendant’s objection to Trooper Lima’s testimony concerning one round of ammunition being used for a test-fire on the ground that it had not been demonstrated that Trooper Lima had personal knowledge of what tests, if any, had been done. Trooper Lima did testify, however, that one spent projectile returned from analysis was a “test one,” and that it appeared that a ballistician had “fired a test round.” Although Trooper Lima also testified that the revolver had been test-fired and that there were no malfunctions regarding its operation, that testimony was based on his reading of the ballistics certificate of examination and test-fire from the “Firearms Identification Section” of the State police.3 The ballistics [434]*434certificate of examination was admitted in evidence, as were photographs of the weapon and the weapon itself.4

The Appeals Court correctly noted the following:

“The ballistics certificate was not emphasized by the Commonwealth. In closing argument, defense counsel pointed out that the jury were not required to believe or accept the certificate. The Commonwealth did not refer to the certificate in its closing argument. The judge did instruct the jury that the certificate was prima facie evidence to be considered with all the evidence.”

Commonwealth v. Barbosa, supra at 346.

2. Discussion. Following the defendant’s conviction, the United States Supreme Court in Melendez-Diaz, supra, held that, in the absence of stipulation, the confrontation clause of the Sixth Amendment to the United States Constitution prohibits the admission of a State laboratory certificate of analysis as evidence against an accused unless the accused has the opportunity to cross-examine the analyst who attested to the laboratory results. Melendez-Diaz, supra at 2532. We have applied this holding not only to certificates of drug analysis, but also to ballistics certificates of examination. See Commonwealth v. Depina, 456 Mass. 238, 248 (2010). In this case, the Commonwealth concedes, as it must, that it was error to admit the ballistics certificate of examination. The Commonwealth argues, however, that the error is of no consequence because the certificate was incidental to the case and cumulative of independent overwhelming evidence.

[435]*435Because the trial was conducted before the United States Supreme Court’s decision in Melendez-Diaz, supra, we review to determine whether the admission of the certificate of examination was harmless beyond a reasonable doubt despite the absence of an objection to its admission on constitutional grounds. Commonwealth v. Vasquez, 456 Mass. 350, 352 (2010). “[T]o establish harmlessness beyond a reasonable doubt, the Commonwealth must show that other properly admitted evidence of guilt is ‘overwhelming,’ in the sense that it is ‘so powerful as to “nullify any effect” ’ that the improperly admitted evidence ‘might have had’ on the fact finder or the findings.” Id. at 362, quoting Commonwealth v. Tyree, 455 Mass. 676, 704 n.44 (2010).

The Commonwealth was required to prove as an essential element of its case that the weapon recovered was a working or operable firearm; that is, that the gun was capable of discharging a shot or bullet. See Commonwealth v. Depina, supra at 249; Commonwealth v. Muniz, 456 Mass. 166, 170 (2010). “The Commonwealth’s burden to prove that a weapon is a ‘firearm’ in the statutory sense is not a heavy one.” Commonwealth v. Loadholt, 456 Mass. 411, 430-431 (2010), S.C., 460 Mass. 723 (2011), citing Commonwealth v. Nieves, 43 Mass. App. Ct. 1, 2 (1997). “It requires only that the Commonwealth present some competent evidence from which the jury reasonably can draw inferences that the weapon will fire . . . .” Commonwealth v. Loadholt, supra at 431, quoting Commonwealth v. Nieves, supra.

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Bluebook (online)
961 N.E.2d 560, 461 Mass. 431, 2012 WL 255786, 2012 Mass. LEXIS 18, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-barbosa-mass-2012.