Commonwealth v. Bailey

28 Va. Cir. 243, 1992 Va. Cir. LEXIS 283
CourtAccomack County Circuit Court
DecidedJune 12, 1992
DocketCase No. 92CR055
StatusPublished
Cited by2 cases

This text of 28 Va. Cir. 243 (Commonwealth v. Bailey) is published on Counsel Stack Legal Research, covering Accomack County Circuit Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Bailey, 28 Va. Cir. 243, 1992 Va. Cir. LEXIS 283 (Va. Super. Ct. 1992).

Opinion

By Judge Glen A. Tyler

The Defendant, Leroy Bailey, was adjudged to be an habitual offender by the Accomack County Circuit Court on April 4, 1988, pursuant to the statute. Va. Code Ann. § 46.2-351, et seq. (Repl. Vol. 1989, Cum. Supp. 1991). He was personally present at the hearing but gave no cause why he should not have been found an habitual offender. No guardian ad litem was appointed for Defendant, and he was not represented by counsel. He was served with a copy of the order of adjudication upon its entry.

The matter now before the court arises on an indictment of the Defendant by the Accomack County Grand Jury charging him with operating a motor vehicle on March 1, 1992, after having been declared an habitual offender, in violation of the habitual offender statutes.

The Defendant asks the Court to dismiss the indictment on the grounds that at the time of his adjudication as an habitual offender, he was an alcoholic, as defined. Va. Code Ann. § 37.1-1 (Cum. Supp. 1991). Defendant contends he was entitled to a guardian ad litem under Va. Code Ann. § 8.01-9 (Repl. Vol. 1984), which he was not afforded, thus rendering the adjudication void, citing Moses v. Akers, 203 Va. 130 (1961). At the hearing on the motion to dismiss the indictment, no evidence was produced that the Defendant was under the influence of alcohol at the time of the hearing in 1988 to declare him an habitual offender, and Defendant did not in the hear[244]*244ing in 1988 claim to be or produce evidence that he was then an alcoholic.

The evidence produced by the Defendant on his motion included the testimony of two daughters of the Defendant that their father drank whiskey to excess nearly every day in 1988. Defendant also called a physician to testify, Dr. Lloyd J. Kellam, III. He is board-certified in internal medicine, including gastroenterology, and board-certified in cardiology. His practice over the previous five years included frequent treatment of alcoholics. Over the objection of the Commonwealth and after the Commonwealth elicited from the doctor on cross-examination that he did not know the technical statutory definition of an alcoholic, the Court declared the doctor to be an expert in the field of medicine, specifically internal medicine, with training and experience sufficient to allow him to give his opinion whether or not Defendant was an alcoholic. Dr. Kellam stated that he had the defendant as a patient for the first time in April of 1990 for treatment of pneumonia. The history he took from the Defendant included that the Defendant drank alcohol heavily. The doctor stated that his examination and treatment in 1990 revealed abnormalities in Defendant’s liver function which, in his opinion, would take “years” of heavy drinking to develop. And Dr. Kellam said that Defendant experienced delirium tremens while in his care in the hospital in 1990, and that was due to long-term, heavy alcohol consumption, encompassing “years.” It was Dr. Kellam’s opinion that the Defendant was probably an alcoholic in April of 1988. Dr. Kellam finally opined that the consumption of alcohol per se was not “dangerous,” but that prolonged heavy drinking of alcohol would be dangerous to the health of the drinker.

I. The Commonwealth complains that the Court should not have qualified Dr. Kellam as an expert physician able to testify and give opinions regarding whether or not a person is an alcoholic. The Commonwealth emphasizes the technicality of the matter, saying that it is incumbent upon the defendant to bring an expert who knows the legal definition and its application in cases like the one at bar. The Court does not agree. Alcoholism, generally, is not new or mysterious or generally encumbered with legal niceties, but its diagnosis in an individual is a matter on which a factfinder needs assistance. An expert need not be the most qualified person; it is sufficient if he has credentials enough to assist the factfinder in an area in which the [245]*245layman does not already have common knowledge sufficient to make a reliable judgment. N. & W. Ry. Co. v. Anderson, 207 Va. 567 (1966); Rollins v. Commonwealth, 207 Va. 575 (1966).

II. We assume, in this part of the opinion, only for the purpose of addressing the issue raised by the Defendant, without making a finding, that the requirements in Title 8.01 as to guardians ad litem apply to Title 46.2 and apply to adjudications of persons as habitual offenders. The question appears to be whether it would have been necessary for the Defendant to have been appointed a guardian ad litem in order for the Court to have jurisdiction in the habitual offender proceeding. If the Court had no jurisdiction, the judgment is subject to collateral attack. And this case is one involving a collateral attack, since Defendant is not attempting to annul the judgment as an habitual offender but to avoid its effect. Sutherland v. Rasnake, 169 Va. 257 (1937).

Regarding infants, the general rule of law according to the weight of authorities is that, where a court has jurisdiction otherwise, a judgment against an infant without the appointment of a guardian ad litem for him is voidable, not void. However, because of the explicit requirements in the Code of Virginia, § 8.01-9 (Repl. Vol. 1984), the rule in Virginia is that a personal judgment against an infant for whom no guardian ad litem has been appointed is void. Kanter v. Holland, 154 Va. 120 (1930). The appointment of a guardian ad litem must affirmatively appear from the face of the record, otherwise the judgment is void. Moses v. Akers, 203 Va. 130 (1961); Commonwealth ex rel. Gray v. Johnson, 7 Va. App. 614 (1989).

Regarding incompetents, the general rule according to the weight of the authorities is the same; that is to say, when a court has jurisdiction otherwise, a judgment against an incompetent person without the appointment of a guardian ad litem for him is voidable only, not void. 41 Am. Jur. 2d, Incompetent Persons § 122. And, generally, habitual drunkenness is included within incompetence. Id. § 7.

The reason the law denies the right collaterally to attack judgments, unless the Court is without jurisdiction of the subject matter or the parties or the things, is to protect the reputation and dignity of judicial proceedings. There is a public interest in the finality of adjudication that must be weighed against positive injustice to individuals. And the law provides for direct, as opposed to collateral, procedures to redress any positive injustice. 46 Am. Jur. 2d, Judgments § 622.

[246]*246We are unable to find a Virginia case indicating whether Virginia would make a distinction between infants on the one hand and other incompetents on the other, or whether Virginia would follow the general rule regarding incompetents other than infants. However, the case of Ruffin v. Commonwealth, 10 Va. App. 488 (1990), regarding a prisoner, is helpful. There the Court declared the judgment, finding the defendant to be an habitual offender, to be void because his appointed guardian ad litem failed to have any contact with him concerning his trial or its results.

In Virginia, the failure to appoint a guardian ad litem for an infant in proper circumstances and the failure of an appointed guardian ad litem for a prisoner to at least discuss the matter with his ward cause a denial of fundamental due process rights, and a judgment in both such circumstances is void.

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Related

Pigg v. Commonwealth
441 S.E.2d 216 (Court of Appeals of Virginia, 1994)
Veverka v. Commonwealth
30 Va. Cir. 50 (Frederick County Circuit Court, 1993)

Cite This Page — Counsel Stack

Bluebook (online)
28 Va. Cir. 243, 1992 Va. Cir. LEXIS 283, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-bailey-vaccaccomack-1992.