Commonwealth v. Alston

748 A.2d 677, 2000 Pa. Super. 36, 2000 Pa. Super. LEXIS 118
CourtSuperior Court of Pennsylvania
DecidedFebruary 11, 2000
DocketNo. 1082 EDA 1999
StatusPublished
Cited by6 cases

This text of 748 A.2d 677 (Commonwealth v. Alston) is published on Counsel Stack Legal Research, covering Superior Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Alston, 748 A.2d 677, 2000 Pa. Super. 36, 2000 Pa. Super. LEXIS 118 (Pa. Ct. App. 2000).

Opinion

BECK, J.:

¶ 1 This case raises the novel question of whether a violation of Pennsylvania Rule of Criminal Procedure 1119, titled Request for Instructions, Charge to the Jury, and Preliminary Instructions, is sufficient to warrant a new trial or whether a defendant must establish prejudice as a result of the violation. After careful consideration of the applicable law, we hold that in order to prevail on a Rule 1119 claim, a party must prove prejudice. Hence, we affirm the judgment of sentence.

¶ 2 The evidence at trial, when viewed as it must be in the light most favorable to the Commonwealth, established the following. While an inmate at the State Correctional Institution at Smithfield, appellant suffered an injury to his mouth that required medical attention. Corrections Officer (“CO”) Robert Bryant was assigned to transport appellant to the hospital. During the transportation process, appellant repeatedly ignored the commands of both the nurse who was treating him and CO Bryant. The nurse, Elizabeth Hoffman, testified that she believed appellant was tampering with the wound so as to prevent it from healing. CO Bryant testified that appellant was uncooperative and verbally abusive while in the officer’s custody. Despite repeated warnings to refrain from this conduct, appellant continued. During the course of his contact with CO Bryant, appellant continually spat blood at the officer. Bryant described a hostile and aggressive scene with appellant.

¶ 3 As a result of this incident, appellant faced charges of Aggravated Harassment by Prisoner, Disorderly Conduct and Harassment. Thereafter, the Commonwealth learned that appellant had hepatitis C and so amended the charges to include Assault by Prisoner. A jury convicted appellant of the charges and this timely appeal followed.

[679]*679f 4 Appellant’s first claim concerns the trial court’s failure to comply with Rule 1119, which provides, in pertinent part:

Any party may submit to the trial judge written requests for instructions to the jury. Such requests shall be submitted within a reasonable time before the closing arguments, and at the same time copies thereof shall be furnished to the other parties. Before closing arguments, the trial judge shall inform the parties on the record of the judge’s rulings on all written requests. The trial judge shall charge the jury after the arguments are completed.

Pa.R.Crim.P. 1119(a) (emphasis supplied).

¶ 5 The record reflects that appellant’s counsel proffered jury instructions to the court in advance of his closing argument. In violation of Rule 1119, the Court refused to make an on-the-record determination of the proffered instructions before appellant made his closing remarks.

¶ 6 At oral argument before this court, the parties debated whether a violation of Rule 1119’s mandate is per se reversible error. Appellant argued that even if it is not, he was indeed prejudiced by the court’s error and is entitled to a new trial.

¶ 7 The Commonwealth’s position was that a breach of the rule alone is insufficient to require reversal and a party must establish prejudice as a result of the violation. In this case, the Commonwealth argues, no prejudice inured to appellant and so he is not entitled to appellate relief.

¶ 8 Both sides rely on Commonwealth v. Hendricks, 376 Pa.Super. 381, 546 A.2d 79 (1988), for support. In Hendñcks, as in this case, the trial judge rejected counsel’s request for an on-the-record ruling regarding jury instructions. A panel of this court held that a new trial was warranted because the court’s violation of Rule 1119 “rendered meaningless” appellant’s closing argument. Id. at 83.

¶ 9 The Hendñcks court noted that Rule 1119(a) was patterned after Federal Rule of Criminal Procedure 30, the purpose of which is “to require the judge to inform [counsel] in a fair way what the charge is going to be, so that they may intelligently argue the case to the jury.” Id. at 81. Relying on federal case law interpreting Federal Rule 30, the Hendñcks court held that “an inquiry into the appropriateness or correctness of the proposed jury instructions is irrelevant.” Id. Instead, “the primary focus of the rule should be a determination whether the defense was prejudiced for tailoring its closing argument to instructions that ultimately were not given to the jury.” Id.

¶ 10 Our reading of the Hendñcks case leads us to conclude that prejudice is indeed a mandatory component of a Rule 1119 inquiry. The excerpts set out above support such an interpretation, as do other portions of the Hendñcks opinion. For instance, the Hendñcks court quoted federal case law when it stated that “[fjailure of the court to comply with Rule 30 requires the granting of a new trial if ‘counsel’s closing argument was prejudicially affected thereby.’” Id. (emphasis supplied) (quoting United States v. McCown, 711 F.2d 1441, 1452 (9th Cir.1983)). Further, the Hendñcks court analyzed in great detail the jury instruction requests made by counsel and the closing argument made to the jury, drawing a nexus between the court’s error and counsel’s specific statements. Finally, the Hendñcks holding is quite clear: “Accordingly, we conclude that the court’s failure to inform counsel of its ruling on the requested points for charge prior to closing arguments and the jury instruction, was prejudicial to appellant’s defense and warrants that a new trial be granted.” Id. at 83 (emphasis supplied). In light of all of these factors, we hold that Rule 1119 relief is not warranted unless prejudice has been established.1

[680]*680¶ 11 We now consider whether appellant suffered prejudice as a result of the trial court’s error. This task is complicated by the fact that counsels’ closing arguments were not recorded in this case. According to the trial judge, the recording of a closing argument is not done in his courtroom unless a party requests it. Here, neither party requested that the court stenographer record the closing arguments.

¶ 12 Despite this inadequate record, we are nonetheless able to address appellant’s claim. For even if we accept as true everything appellant claims counsel said in his closing statement, we still would find no prejudice stemming from the court’s charge to the jury.

¶ 13 Appellant claims that his closing argument focused on an “involuntary actions” defense, that is, he claimed throughout trial and in closing that his coughing and spitting at CO Bryant was beyond his control and, therefore, not within the statute’s purview. The statute at issue, Assault by Prisoner, provides in pertinent part:

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Bluebook (online)
748 A.2d 677, 2000 Pa. Super. 36, 2000 Pa. Super. LEXIS 118, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-alston-pasuperct-2000.