NOTICE: Summary decisions issued by the Appeals Court pursuant to M.A.C. Rule 23.0, as appearing in 97 Mass. App. Ct. 1017 (2020) (formerly known as rule 1:28, as amended by 73 Mass. App. Ct. 1001 [2009]), are primarily directed to the parties and, therefore, may not fully address the facts of the case or the panel's decisional rationale. Moreover, such decisions are not circulated to the entire court and, therefore, represent only the views of the panel that decided the case. A summary decision pursuant to rule 23.0 or rule 1:28 issued after February 25, 2008, may be cited for its persuasive value but, because of the limitations noted above, not as binding precedent. See Chace v. Curran, 71 Mass. App. Ct. 258, 260 n.4 (2008).
COMMONWEALTH OF MASSACHUSETTS
APPEALS COURT
24-P-1032
COMMONWEALTH
vs.
ALFRED B. FLORES.
MEMORANDUM AND ORDER PURSUANT TO RULE 23.0
Following a jury-waived trial in the Superior Court, the
defendant, Alfred B. Flores, was convicted of three counts of
carrying a firearm without a license and three counts of
possessing a large capacity feeding device.1 On appeal, he
claims that (1) the motion judge erred in denying his motion to
suppress, (2) the trial evidence was insufficient to prove the
offenses, and (3) the trial judge erroneously admitted a
stipulation to essential elements of the offenses in violation
of Mass. R. Crim. P. 23 (a), 471 Mass. 1501 (2015). Although we
1The Commonwealth filed a nolle prosequi on the charges of assault and battery by means of a dangerous weapon, assault and battery on a family or household member, and witness intimidation. conclude that the evidence sufficed and that there was no error
in the admission of the stipulation, we agree that the motion
judge's findings of fact were insufficient to support his
rulings on the motion. We therefore remand the matter to the
Superior Court for further proceedings consistent with this
memorandum and order and retain jurisdiction to decide whether
there was error in the denial of the motion to suppress.
Background. 1. Motion to suppress. The motion judge
found the following facts. On July 2, 2017, at approximately
12:45 A.M.,2 Malden police officers responded to a domestic
disturbance. Upon arrival, they spoke with a woman who reported
that the defendant was around the corner of her home. The
police went around the corner and saw the defendant placing a
bag in a pickup truck. After speaking with the defendant, the
police learned that there were guns in the truck. The police
searched the truck, found a gun, and handcuffed the defendant.
The police picked up a bag with multiple compartments, showed it
to the defendant, and asked him where the guns were in the bag.
The defendant told them, and the police removed additional guns
from the bag. Sometime thereafter the police asked the
defendant if he had a firearm license; he answered no.
2 While the motion judge found that the officers arrived at 12:45 P.M., this appears to be a scrivener's error, as the evidence was that the police responded during the midnight shift.
2 The defendant filed a motion to suppress the firearms and
ammunition, as well as the statements that he had made to the
police. The motion judge initially allowed the motion in part,
concluding that "[f]rom the point of handcuffing the defendant
was in custody. Miranda was not given until arrival at the
station house." The motion judge ordered the suppression of the
defendant's statements made "[f]rom the point of handcuffing
forward," except for his answer to the question whether he had a
firearms license.3 The motion judge further concluded that the
police search "was a valid consent search even though there is
no signed consent form, a valid search incident to arrest, and
possibly the unusual case where the inevitable discovery
doctrine applies."
At the motion hearing, the defendant introduced in evidence
the transcript of a G. L. c. 276, § 58A hearing. After
reviewing the transcript, the motion judge amended his order and
denied the motion in its entirety. The motion judge further
found that the police recovered a pistol from the truck's glove
compartment and discovered ammunition on a seat, in plain view.
Once this happened, the motion judge found, "[p]olice then went
back to the defendant, not[ ]while holding the bag and, because
there were a lot of things in the truck, asked him where the
3 The order did not address whether the defendant's answers to routine booking questions should be suppressed.
3 other guns were. He said wrapped up in the bag. Police
retrieved the bag and the gun." The motion judge concluded that
the police were "entitled" to search the truck for guns because
the defendant consented to the search and because the plain view
doctrine applied. The motion judge also concluded that "the
defendant was not in custody until the end of the incident,"
that "[t]here was no custodial interrogation within the meaning
of that term of art," and that "the statements were voluntary
beyond a reasonable doubt."
The Commonwealth then filed a motion for supplemental
findings of fact "[b]ecause the validity of the search is likely
to be challenged in an appeal." The Commonwealth requested
supplemental findings of fact with respect to (1) "the specific
fact on which the Court relied to conclude that the defendant
consented to the search," and (2) "[t]he point in time at which
police asked the defendant whether he had a firearm license."
The motion judge denied the motion in a margin endorsement
without explanation.
2. Jury-waived trial. The trial judge could have found
the following facts. On July 2, 2017, at approximately 12:30
A.M., Malden police officer Michael Polston responded to a call
for a domestic disturbance. Upon arriving at the home, Polston
spoke with the woman who lived there. She told the police that
the defendant could be in possession of firearms. Polston found
4 the defendant nearby on an adjacent street, putting something
into a black pickup truck. The defendant told Polston that he
had an argument with his girlfriend and that he was trying to
leave. The defendant produced a New Hampshire driver's license
and registration. He told Polston that he had three guns inside
the truck, one in the glove box and two in a bag. He also
stated, when asked, that he did not have a license to carry or a
firearm identification card.4 Polston searched the truck and
retrieved an unloaded Glock firearm from the glove box, as well
as three Glock magazines, each containing fifteen live rounds,
from the front passenger seat. He also recovered two handguns
from a bag in the back seat area of the truck: a Colt .38
caliber police special revolver and a Browning Arms .22 caliber
semiautomatic handgun. A firearm storage bag, holster, and .22
caliber magazine were recovered with the two handguns. Polston
placed the defendant under arrest.
The parties stipulated that the three guns each satisfied
the definition of a firearm under G. L. c. 140, § 121, and that
the three magazines each met the definition of a large capacity
feeding device. The trial judge accepted the stipulation before
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NOTICE: Summary decisions issued by the Appeals Court pursuant to M.A.C. Rule 23.0, as appearing in 97 Mass. App. Ct. 1017 (2020) (formerly known as rule 1:28, as amended by 73 Mass. App. Ct. 1001 [2009]), are primarily directed to the parties and, therefore, may not fully address the facts of the case or the panel's decisional rationale. Moreover, such decisions are not circulated to the entire court and, therefore, represent only the views of the panel that decided the case. A summary decision pursuant to rule 23.0 or rule 1:28 issued after February 25, 2008, may be cited for its persuasive value but, because of the limitations noted above, not as binding precedent. See Chace v. Curran, 71 Mass. App. Ct. 258, 260 n.4 (2008).
COMMONWEALTH OF MASSACHUSETTS
APPEALS COURT
24-P-1032
COMMONWEALTH
vs.
ALFRED B. FLORES.
MEMORANDUM AND ORDER PURSUANT TO RULE 23.0
Following a jury-waived trial in the Superior Court, the
defendant, Alfred B. Flores, was convicted of three counts of
carrying a firearm without a license and three counts of
possessing a large capacity feeding device.1 On appeal, he
claims that (1) the motion judge erred in denying his motion to
suppress, (2) the trial evidence was insufficient to prove the
offenses, and (3) the trial judge erroneously admitted a
stipulation to essential elements of the offenses in violation
of Mass. R. Crim. P. 23 (a), 471 Mass. 1501 (2015). Although we
1The Commonwealth filed a nolle prosequi on the charges of assault and battery by means of a dangerous weapon, assault and battery on a family or household member, and witness intimidation. conclude that the evidence sufficed and that there was no error
in the admission of the stipulation, we agree that the motion
judge's findings of fact were insufficient to support his
rulings on the motion. We therefore remand the matter to the
Superior Court for further proceedings consistent with this
memorandum and order and retain jurisdiction to decide whether
there was error in the denial of the motion to suppress.
Background. 1. Motion to suppress. The motion judge
found the following facts. On July 2, 2017, at approximately
12:45 A.M.,2 Malden police officers responded to a domestic
disturbance. Upon arrival, they spoke with a woman who reported
that the defendant was around the corner of her home. The
police went around the corner and saw the defendant placing a
bag in a pickup truck. After speaking with the defendant, the
police learned that there were guns in the truck. The police
searched the truck, found a gun, and handcuffed the defendant.
The police picked up a bag with multiple compartments, showed it
to the defendant, and asked him where the guns were in the bag.
The defendant told them, and the police removed additional guns
from the bag. Sometime thereafter the police asked the
defendant if he had a firearm license; he answered no.
2 While the motion judge found that the officers arrived at 12:45 P.M., this appears to be a scrivener's error, as the evidence was that the police responded during the midnight shift.
2 The defendant filed a motion to suppress the firearms and
ammunition, as well as the statements that he had made to the
police. The motion judge initially allowed the motion in part,
concluding that "[f]rom the point of handcuffing the defendant
was in custody. Miranda was not given until arrival at the
station house." The motion judge ordered the suppression of the
defendant's statements made "[f]rom the point of handcuffing
forward," except for his answer to the question whether he had a
firearms license.3 The motion judge further concluded that the
police search "was a valid consent search even though there is
no signed consent form, a valid search incident to arrest, and
possibly the unusual case where the inevitable discovery
doctrine applies."
At the motion hearing, the defendant introduced in evidence
the transcript of a G. L. c. 276, § 58A hearing. After
reviewing the transcript, the motion judge amended his order and
denied the motion in its entirety. The motion judge further
found that the police recovered a pistol from the truck's glove
compartment and discovered ammunition on a seat, in plain view.
Once this happened, the motion judge found, "[p]olice then went
back to the defendant, not[ ]while holding the bag and, because
there were a lot of things in the truck, asked him where the
3 The order did not address whether the defendant's answers to routine booking questions should be suppressed.
3 other guns were. He said wrapped up in the bag. Police
retrieved the bag and the gun." The motion judge concluded that
the police were "entitled" to search the truck for guns because
the defendant consented to the search and because the plain view
doctrine applied. The motion judge also concluded that "the
defendant was not in custody until the end of the incident,"
that "[t]here was no custodial interrogation within the meaning
of that term of art," and that "the statements were voluntary
beyond a reasonable doubt."
The Commonwealth then filed a motion for supplemental
findings of fact "[b]ecause the validity of the search is likely
to be challenged in an appeal." The Commonwealth requested
supplemental findings of fact with respect to (1) "the specific
fact on which the Court relied to conclude that the defendant
consented to the search," and (2) "[t]he point in time at which
police asked the defendant whether he had a firearm license."
The motion judge denied the motion in a margin endorsement
without explanation.
2. Jury-waived trial. The trial judge could have found
the following facts. On July 2, 2017, at approximately 12:30
A.M., Malden police officer Michael Polston responded to a call
for a domestic disturbance. Upon arriving at the home, Polston
spoke with the woman who lived there. She told the police that
the defendant could be in possession of firearms. Polston found
4 the defendant nearby on an adjacent street, putting something
into a black pickup truck. The defendant told Polston that he
had an argument with his girlfriend and that he was trying to
leave. The defendant produced a New Hampshire driver's license
and registration. He told Polston that he had three guns inside
the truck, one in the glove box and two in a bag. He also
stated, when asked, that he did not have a license to carry or a
firearm identification card.4 Polston searched the truck and
retrieved an unloaded Glock firearm from the glove box, as well
as three Glock magazines, each containing fifteen live rounds,
from the front passenger seat. He also recovered two handguns
from a bag in the back seat area of the truck: a Colt .38
caliber police special revolver and a Browning Arms .22 caliber
semiautomatic handgun. A firearm storage bag, holster, and .22
caliber magazine were recovered with the two handguns. Polston
placed the defendant under arrest.
The parties stipulated that the three guns each satisfied
the definition of a firearm under G. L. c. 140, § 121, and that
the three magazines each met the definition of a large capacity
feeding device. The trial judge accepted the stipulation before
4 Mario Monzon, a keeper of records for the Department of Criminal Justice Information Services (DCJIS), testified that there was no record of anyone with the defendant's name and date of birth ever having a Massachusetts license to carry, firearm identification card, or an application for the same that had previously been denied.
5 the trial began, and it was entered into evidence without any
objection after the Commonwealth rested its case and the trial
judge denied the defendant's motion for a required finding of
not guilty.
Discussion. 1. Motion to suppress. The defendant argues
that the order denying the motion to suppress must be reversed
because the motion judge's factual findings were insufficient to
support his conclusion that the defendant was not subjected to
custodial interrogation.5 We agree that the findings were
insufficient. "In reviewing a decision on a motion to suppress,
we accept the judge's subsidiary findings absent clear error but
conduct an independent review of [the] ultimate findings and
conclusions of law" (quotations and citation omitted).
Commonwealth v. Jones-Pannell, 472 Mass. 429, 431 (2015).
Although we "may supplement a motion judge's subsidiary findings
with evidence from the record that 'is uncontroverted and
undisputed and where the judge explicitly or implicitly credited
the witness's testimony,'" id., quoting Commonwealth v. Isaiah
I., 448 Mass. 334, 337 (2007), S.C., 450 Mass. 818 (2008), we
"may do so only so long as the supplemented facts 'do not
detract from the judge's ultimate findings.'" Jones-Pannell,
5 The defendant also argues that his statements and the fruits thereof should have been suppressed because he was subjected to custodial interrogation without Miranda warnings. See Miranda v. Arizona, 384 U.S. 436, 444-445 (1966).
6 supra, quoting Commonwealth v. Jessup, 471 Mass. 121, 127-128
(2015). If we conclude "that the judge's factual findings are
inadequate and would require us to add facts in an attempt to
fill in gaps in the findings," then we will "remand the case to
the judge for further factual findings, reconsideration of legal
conclusions in light of the further findings, and other
proceedings consistent with [our conclusion]." Isaiah I., supra
at 335. We will not engage in independent fact finding. See
Jones-Pannell, supra at 432 n.4.
Here, the motion judge's factual findings are inadequate
for us to conduct an independent review of his conclusion that
the defendant was not subjected to custodial interrogation. In
determining whether a defendant was subjected to custodial
interrogation, we consider four factors:
"(1) the place of the interrogation; (2) whether the officers have conveyed to the person being questioned any belief or opinion that that person is a suspect; (3) the nature of the interrogation, including whether the interview was aggressive or, instead, informal and influenced in its contours by the person being interviewed; and (4) whether, at the time the incriminating statement was made, the person was free to end the interview by leaving the locus of the interrogation or by asking the interrogator to leave, as evidenced by whether the interview was terminated with an arrest."
Commonwealth v. Groome, 435 Mass. 201, 211-212 (2001). In this
case, the motion judge did not address or apply any of the
Groome factors, and few, if any, of the findings of fact bear on
them. In addition, because the motion judge did not implicitly
7 or explicitly credit Polston's testimony, we cannot supplement
his findings with uncontroverted and undisputed evidence from
the record. See Jones-Pannell, 472 Mass. at 431. Because "the
judge's factual findings are inadequate and would require us to
add facts in an attempt to fill in gaps in the findings," Isaiah
I., 448 Mass. at 335, we must remand this case to the Superior
Court for further proceedings.6
2. Sufficiency of evidence. The defendant next argues
that the evidence at trial was insufficient to prove that he
knowingly possessed the firearms and large capacity feeding
devices because (1) there was no evidence that he resided in
Massachusetts for more than sixty days7 and (2) there was no
evidence that he knew his possession of the firearms and large
capacity feeding devices was illegal. We are not persuaded.
6 We note that the motion judge has since retired and that it will be necessary for another judge to hold a new evidentiary hearing to make the required credibility determinations.
7 Under G. L. c. 140, § 129C, new residents of Massachusetts are exempt from the firearm licensing requirement for sixty days. At the time of the defendant's arrest in 2017, the statute provided that "[n]o person, other than a licensed dealer or one who has been issued a license to carry a pistol or revolver or an exempt person . . . shall own or possess any firearm, rifle, shotgun or ammunition unless he has been issued a firearm identification card." G. L. c. 140, § 129C, first par., as amended by St. 2010, c. 466, § 2. An exempt person included "any new resident moving into the commonwealth, with respect to any firearm, rifle or shotgun and any ammunition therefor then in his possession, for 60 days after such . . . entry into the commonwealth." G. L. c. 140, § 129C (j), as amended by St. 2010, c. 466, § 2.
8 When reviewing a claim of insufficient evidence, we view the
evidence in the light most favorable to the Commonwealth and
determine whether it, together with any inferences permissibly
drawn therefrom, is sufficient to permit the judge to find each
essential element of the crime charged beyond a reasonable
doubt. See Commonwealth v. Latimore, 378 Mass. 671, 676-677
(1979). "The evidence may be direct or circumstantial, and we
draw all reasonable inferences in favor of the Commonwealth."
Commonwealth v. Watson, 487 Mass. 156, 162 (2021), quoting
Commonwealth v. Ayala, 481 Mass. 46, 51 (2018).
Here, in the light most favorable to the Commonwealth,
there was ample evidence that the defendant was a New Hampshire
resident who did not have a Massachusetts license to carry. The
defendant had a New Hampshire driver's license and his truck was
registered in New Hampshire. There was no evidence or
suggestion that the defendant lived in Massachusetts; when he
was first approached by police, the defendant told them that he
was trying to leave the home after having an argument with his
girlfriend, who lived there. In addition, the defendant told
Polston that he did not have a license to carry or a firearm
identification card, and the DCJIS keeper of records testified
that there was no record in Massachusetts of anyone with the
defendant's name and date of birth ever having a license to
9 carry, a firearm identification card, or an application for the
same that had previously been denied.
Furthermore, to convict the defendant of the charges, the
Commonwealth did not need to prove that the defendant knew his
possession of the firearms and high capacity feeding devices was
illegal. See Commonwealth v. Shaw, 105 Mass. App. Ct. 680, 685-
689 (2025) ("the Commonwealth is required to prove only that a
defendant possessed a firearm without a license; it is not
required to prove a defendant knows that the law requires him to
have a license to carry"), further appellate review granted on
other grounds, 496 Mass. 1111 (2025). Thus, we conclude that
the evidence was sufficient to support the convictions beyond a
reasonable doubt.
3. Stipulation. The defendant last argues that his
convictions must be reversed because the admission of the
parties' stipulation to essential elements of the charged
offenses violated Mass. R. Crim. P. 23 (a),8 for two reasons.
First, he claims that because the stipulation was not personally
signed by him, it was error to admit it, notwithstanding that it
8 Rule 23 (a) of the Massachusetts Rules of Criminal Procedure provides that a "stipulation to an essential element of a charged offense entered by the parties before . . . trial shall be in writing and signed by the prosecutor, the defendant, and defense counsel. [The] stipulation shall be read to the jury before the close of the Commonwealth's case and may be introduced into evidence."
10 was signed by the prosecutor and defense counsel. Second, he
argues error because the stipulation was not introduced as
evidence until after the Commonwealth rested its case and after
the defendant moved for a required finding of not guilty.
Because the defendant did not object to the admission of the
stipulation at trial,9 we review to determine whether, if error,
Prior to the start of the trial, the defendant and his 9
counsel engaged in the following discussion:
The Trial Judge: "Have we covered everything we need to cover pretrial-wise?"
Defense Counsel: "Yes. Judge, I'd just point out that with respect to the stipulation, I've gone over that with my client. I've explained to him that that's one of the elements that the Commonwealth has to prove, and I've explained the implications of the stipulation as well to him and he understands that."
The Trial Judge: "Yes. Good. I appreciate that."
Defense Counsel: "So the record's clear."
The Trial Judge: "[Mr. Flores], you understand all that?"
The Defendant: "Yes, sir."
After the Commonwealth rested its case, the stipulation was admitted into evidence as follows:
The Clerk: "The stipulation, could we mark it [exhibit] 15?"
The Prosecutor: "Oh, yes, I would ask -- "
The Trial Judge: "Here's the stipulation right here."
The Prosecutor: "It was accepted by the court. I would just ask that it be formally marked."
11 it created a substantial risk of a miscarriage of justice. See
Commonwealth v. McCoy, 456 Mass. 838, 850 (2010). The trial
judge's admission of the unsigned stipulation was not error, let
alone structural error requiring "automatic reversal" of the
conviction "without any inquiry into prejudice." Weaver v.
Massachusetts, 582 U.S. 286, 290 (2017). See id. at 295-296
(errors are structural where [1] "the right at issue is not
designed to protect the defendant from erroneous conviction but
instead protects some other interest," such as "the defendant's
right to conduct his . . . own defense"; [2] "the effects of the
error are simply too hard to measure," such as "when a defendant
is denied the right to select his . . . own attorney"; or [3]
"if the error always results in fundamental unfairness," such as
"if an indigent defendant is denied an attorney or if the judge
fails to give a reasonable-doubt instruction").
Here, "[a]s this was a bench trial, we presume that the
judge instructed himself correctly on the law." Commonwealth v.
Jackson, 80 Mass. App. Ct. 528, 530 (2011). The defendant was
not prejudiced by the admission of the stipulation because he
had full knowledge of both the stipulation's contents and the
The Trial Judge: "All right."
The stipulation was then marked and admitted into evidence without objection.
12 implications of stipulating to the essential elements of the
charges. The defendant made those acknowledgements before trial
began, and so he was not prejudiced by the fact that the
stipulation was marked after the Commonwealth had rested its
case-in-chief.
Conclusion. The matter is remanded to the Superior Court
for further proceedings consistent with this memorandum and
order, and we retain jurisdiction to decide whether there was
error in the denial of the motion to suppress. Within four
months of entry of the rescript, the Superior Court shall
provide additional findings on the motion to suppress, and such
findings shall be filed by the parties with the Appeals Court.
There shall be no further appellate briefing pending further
order of this court. Appellate proceedings are stayed pending
further order of this court.
So ordered.
By the Court (Blake, C.J., Neyman & Grant, JJ.10),
Clerk
Entered: February 4, 2026.
10 The panelists are listed in order of seniority.