Commonwealth, Aplt. v. Wolfe, M.

140 A.3d 651, 636 Pa. 37, 2016 Pa. LEXIS 1282, 2016 WL 3388530
Supreme Court of Pennsylvania·Decided June 20, 2016·No. 68 MAP 2015·Published·Cited by 259 cases

Opinions

Chief Justice Saylor delivered the Opinion of the Court with respect to Parts I and 11(B), joined by Justices Baer, Donohue and Wecht. Chief Justice Saylor also authored Part 11(A), which is joined by Justice Donohue. Justice Baer files a concurring opinion pertaining to Part 11(A), joined by Justice Wecht. Justice Todd files a dissenting opinion, joined by Justice Dougherty, and Justice Dougherty files a separate dissenting opinion.

OPINION

Chief Justice SAYLOR.1

Appeal was allowed to assess the validity of the Superior Court’s sua sponte determination that a sentencing statute is facially unconstitutional under Alleyne v. United States, — U.S.-, 133 S.Ct. 2151, 186 L.Ed.2d 314 (2013).

[40] I. Background

In August 2012, Appellee, an eighteen-year-old male, engaged in sexual intercourse with a thirteen-year-old girl on several occasions. He was charged with and convicted in a jury trial of a number of sexual offenses, including two counts of involuntary deviate sexual intercourse under Section 3123(a)(7) of the Crimes Code, 18 Pa.C.S. § 3123(a)(7). This statute prescribes, as a general rule, that it is a felony of the first degree to engage in deviate sexual intercourse with a complainant who is less than sixteen years of age. See id.

During Appellee’s trial and prior to sentencing, the Supreme Court of the United States issued its Alleyne decision, overruling its own prior precedent and establishing a new constitutional rule of law, grounded on the Sixth Amendment to the United States Constitution. See Alleyne, — U.S. at -, 133 S.Ct. at 2162-63. The Alleyne Court held that any fact that, by law, increases the penalty for a crime must be treated as an element of the offense, submitted to a jury rather than a judge, and found beyond a reasonable doubt. See id. at-, 133 S.Ct. at 2163. The opinion also explained that the requirement to treat factors triggering at-law mandatory sentencing enhancements as offense elements “enables the defendant to predict the legally applicable penalty from the face of the indictment.” Id. at-, 133 S.Ct. at 2161.

The effect of Alleyne’s new rule was to invalidate a range of Pennsylvania sentencing statutes predicating mandatory minimum penalties upon non-elemental facts and requiring such facts to be determined by a preponderance of the evidence at sentencing. See, e.g., Commonwealth v. Hopkins, 632 Pa. 36, 61-62, 117 A.3d 247, 262 (2015) (holding that Section 6317 of the Crimes Code is constitutionally infirm for these reasons, under Alleyne).

Among a litany of other prescriptions for mandatory minimum sentences, Section 9718(a)(1) of the Sentencing Code requires imposition of a ten-year mandatory minimum sentence for IDSI crimes, where the victims are less than sixteen years of age. See 42 Pa.C.S. § 9718(a)(1). Of particular [41] relevance here, the statute specifies that its provisions “shall not be an element of the crime,” and that the applicability “shall be determined at sentencing,” with factual matters being resolved by the sentencing court “by a preponderance of the evidence.” Id. § 9718(c). Both the directive that a sentencing factor establishing a mandatory minimum sentence is not an element of a crime and the allocation of decision-making authority relative to such factor to a judge contravene Alleyne. See Hopkins, 632 Pa. at 53-56, 117 A.3d at 257-58. Section 9718 also does not require the Commonwealth to provide notice that it intends to pursue the mandatory minimum sentence before trial, but rather, prescribes only that such notification must be furnished after conviction and before sentencing. See 42 Pa.C.S. § 9718(c). Again, the absence of a requirement for pretrial notice of aggravation is in substantial tension with Alleyne. See Hopkins, 632 Pa. at 54-55, 117 A.3d at 258. Significantly, however, at least for purposes of the arguments presented in this appeal, the statute’s proclamation that the age-of-the-victim factor is not an offense element is anomalous, since the victim’s age is, in fact, encompassed within IDSI offenses under Section 3123(a)(7), under which Appellee was convicted.

In October 2013, the sentencing court imposed mandatory minimum sentences of ten years upon Appellee for each IDSI offense, albeit that the court specified that those sentences would run concurrently. The record contains no evidence that the sentencing court conducted any independent inquiry or assessment relative to determining the victim’s age, as directed by Section 9718(c). Appellee pursued relief in a direct appeal; however, he did not raise a challenge to his sentences under Alleyne.

Nevertheless, the Superior Court invoked Alleyne sua sponte, vacated the judgments of sentence, and remanded for resentencing. See Commonwealth v. Wolfe, 106 A.3d 800, 801, 806 (Pa.Super.2014). The majority explained that ordinary waiver principles do not apply to “the legality of the sentence,” and that illegal sentences may be corrected by appellate courts of their own accord. Id. at 801 (citing Commonwealth [42] v. Orellana, 86 A.3d 877, 883 n. 7 (Pa.Super.2014)). Further, the majority observed that the Superior Court had previously determined that violations of Alleyne ⅛ commands implicate sentencing legality. See id. (citing Commonwealth v. Lawrence, 99 A.3d 116, 122-25 (Pa.Super.2014)).

The majority regarded the Alleyne error in the present case as being patent, in that the mandatory minimum sentence was imposed under the authority of a statute predicating its applicability on a fact designated as a non-element and directing a judge to make the determination by a preponderance of the evidence. In this regard, the majority noted that the Superior Court had previously invalidated a range of similarly-patterned statutes. See id. at 803-05 (citing Commonwealth v. Newman, 99 A.3d 86 (Pa.Super.2014) (en banc) (holding that Section 9712.1 of the Sentencing Code violates Alleyne), and Commonwealth v. Valentine, 101 A.3d 801 (Pa.Super.2014) (same, relative to Sections 9712 and 9713 of the Sentencing Code)).

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Commonwealth, Aplt. v. Wolfe, M., 140 A.3d 651, 636 Pa. 37, 2016 Pa. LEXIS 1282, 2016 WL 3388530 (Pa. 2016).

140 A.3d 651 (Commonwealth, Aplt. v. Wolfe, M.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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