Committee on Grievances of the United States District Court for the Eastern District of New York v. Roger Bruce Feinman

239 F.3d 498, 2001 U.S. App. LEXIS 2154
CourtCourt of Appeals for the Second Circuit
DecidedFebruary 8, 2001
Docket2000
StatusPublished
Cited by8 cases

This text of 239 F.3d 498 (Committee on Grievances of the United States District Court for the Eastern District of New York v. Roger Bruce Feinman) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Committee on Grievances of the United States District Court for the Eastern District of New York v. Roger Bruce Feinman, 239 F.3d 498, 2001 U.S. App. LEXIS 2154 (2d Cir. 2001).

Opinion

Per Curiam:

Roger Bruce Feinman appeals from a March 27, 2000 order (“the March 27 order”) of the United States District Court for the Eastern District of New York (Charles P. Sifton, Chief Judge and Chairman of the Committee on Grievances of the United States District Court for the Eastern District of New York (“the Committee”)) disbarring him from practice before that Court. The March 27 order was a “reciprocal discipline” order 1 based entirely on an order of disbarment previously entered by the United States District Court for the Southern District of New York (“the Southern District order”); the Southern District order was affirmed by this Court on July 23, 1998. See In re Feinman, No. 97-6064, 1998 WL 537825 *499 (2d Cir. July 23, 1998). For the reasons stated below, the March 27 order is affirmed.

On appeal, Feinman advances two color-able arguments. First, he contends that issuance of the March 27 order violated the United States Constitution because it was based on the Southern District order, which in turn was based in part on factual findings made by non-judicial officers. However, Feinman raised this argument on his prior appeal to this Court, and we reached and rejected it. See In re Feinman, 1998 WL 537825, at *1. Accordingly, he is barred from pressing it again here. See, e.g., Metromedia Co. v. Fugazy, 983 F.2d 350, 365 (2d Cir.1992) (noting that collateral estoppel “bars a party from relit-igating in a second proceeding an issue of fact or law that was litigated and actually decided in a prior proceeding”).

Second, Feinman argues that his disbarment in the Eastern District of New York violated the Due Process Clause of the Fifth Amendment to the United States Constitution because he was not provided with actual notice that amended disciplinary charges had been lodged against him. This argument is sheer casuistry. Feinman sent a letter to the Committee stating that he would accept no further correspondence from it. True to his word, Feinman then refused to take delivery of a Federal Express envelope conveying an amended complaint that listed the charges against him. In light of these facts, the District Court observed that Feinman’s actual notice claim “borders on the frivolous.” District Court Memorandum and Order at 505 (attached as Appendix). We agree, and hold that a party’s constitutional right to receive actual notice of certain claims against him is not violated when he has himself intentionally and successfully thwarted service of the very notice that he claims not to have received. See, e.g., Reliance Ins. Co. v. Mast Constr. Co., 159 F.3d 1311, 1318 (10th Cir.1998) (“[I]t is well-settled that the effect of a written notice cannot be avoided by refusing service of that notice.”) (collecting cases); Franklin v. Aycock, 795 F.2d 1253, 1263 n. 8 (6th Cir.1986). See also Patmon & Young Prof'l Corp. v. Comm’r, 55 F.3d 216, 218 (6th Cir.1995) (holding that actual notice requirement for tax deficiency assessment is satisfied by a party’s refusal of certified mail on the ground that “a taxpayer should not be allowed to defeat actual notice by deliberately refusing delivery of the IRS’s deficiency notice”); Erhard v. Comm’r, 87 F.3d 273, 274-75 (9th Cir.1996) (same). See generally Cherry v. Heffeman, 132 Fla. 386, 182 So. 427, 429 (1938) (stating that if a party “chooses to flout the notice and refuse to accept it, he will not be permitted to say in the next breath that he has not been served”).

We have considered Feinman’s remaining arguments, and conclude that they are without merit.

Accordingly, the March 27 order is AfFIRMED.

APPENDIX

UNITED STATES DISTRICT COURT

Eastern District of New Yore

CV-96-5796(CPS)

In the Matter of Roger Bruce Feinman, Esq.,

an Attorney and Counselor-at-Law, Respondent.

MEMORANDUM AND ORDER

This matter is before the Committee on Grievances for the Eastern District of New York (the “Committee on Grievances”) to consider the imposition of reciprocal discipline against respondent pro se Roger Feinman following his disbarment by the United States District Court for the Southern District of New York. For the reasons stated below, no evidentiary hearing is required. Respondent is disbarred, and his name shall be stricken from the roll of attorneys of this Court.

BACKGROUND

The following statement of facts is taken from the record of the underlying disci *500 plinary action and from the submissions of respondent and the investigative attorney. Disputes are noted.

By order dated June 18, 1997, issued pursuant to Rule 1.5(d) of the Local Rules of the United States District for the Eastern District of New York, the Committee on Grievances designated Anthony Edward Davis, Esq. to review the allegations that led to respondent Roger Feinman’s disbarment by the Southern District of New York, to advise the committee whether prosecution of a reciprocal disciplinary action was appropriate, and if so, to draft a statement of charges for service upon the respondent. Having reviewed the Southern District proceedings, Mr. Davis filed a recommendation that this Court impose reciprocal discipline upon Mr. Feinman together with a proposed statement of charges. By order dated December 3, 1998, the Committee on Grievances adopted the report and recommendation and statement of charges. Mr. Feinman was provided with a copy of the recommendation and statement of charges, to which he responded by a memorandum of law dated January 29,1999.

Southern District Proceedings

By order dated September 29, 1995, the Committee on Grievances of the Southern District of New York (the “grievance committee”) received a complaint against Mr. Feinman in writing and concluded that the complaint against Mr. Feinman warranted prosecution. By order dated October 5, 1995, the grievance committee directed Mr. Feinman to show cause why discipline should not be imposed in connection with the allegations set forth in an accompanying five-count statement of charges accusing Mr. Feinman of knowingly making several false accusations against a judge and taking action which served merely to harass or maliciously injure another in violation of DR 8-102(b) and 7-102(a)(l), respectively. On November 16 and 19, 1995, Mr. Feinman submitted letters addressing the subject matter of the charges.

By letter dated January 19, 1996, the panel advised Mr.

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239 F.3d 498, 2001 U.S. App. LEXIS 2154, Counsel Stack Legal Research, https://law.counselstack.com/opinion/committee-on-grievances-of-the-united-states-district-court-for-the-eastern-ca2-2001.