Com. v. Swan, A.

Superior Court of Pennsylvania·Decided December 9, 2019·No. 1649 MDA 2018·Unpublished

Opinion

NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37

COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT : OF PENNSYLVANIA

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v. :

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ADAM LENARD SWAN :

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Appellant : No. 1649 MDA 2018

Appeal from the Judgment of Sentence Entered April 27, 2018 In the Court of Common Pleas of York County Criminal Division at No: CP-67-CR-0004687-2017

BEFORE: STABILE, J., MURRAY, J., and MUSMANNO, J. MEMORANDUM BY STABILE, J.: FILED DECEMBER 09, 2019 Appellant, Adam Lenard Swan, appeals from the judgment of sentence entered on April 27, 2018 in the Court of Common Pleas of York County. His counsel has filed a brief pursuant to Anders v. California, 386 U.S. 738 (1969), as refined by Commonwealth v. Santiago, 978 A.2d 349 (Pa. 2009).1 In the brief, Appellant contends that the guilty verdicts on aggravated

assault and possession charges were against the weight of the evidence and

1 Upon review of counsel’s original Anders brief, we determined the brief did not comply with the substantive mandates of Santiago. Consequently, we remanded for filing of a compliant brief. Counsel filed a revised brief in accordance with our remand order and represented that he provided a copy the brief and petition to withdraw to Appellant along with a letter dated October 7, 2019 advising Appellant of his current filings. We offered the Commonwealth the opportunity to respond to the amended Anders brief. By letter of October 16, 2019, the Commonwealth indicated there were no issues raised in the amended Anders brief warranting a response.

that the trial court erred by denying his motion to suppress.2 His counsel concurrently filed a petition for leave to withdraw. Following review, we grant counsel’s petition for leave to withdraw and affirm Appellant’s judgment of sentence.

We begin by discussing counsel’s request to withdraw, a task we must undertake regardless of the facts and prior to any discussion of the merits of any issues on appeal. Commonwealth v. Rojas, 874 A.2d 638, 639 (Pa. Super. 2005). As this Court recognized in Commonwealth v. Cartrette, 83 A.3d 1030 (Pa. Super. 2013), our Supreme Court’s decision in Santiago did not change the procedural requirements for requesting withdrawal from representation. As outlined in Cartrette:

Counsel must: 1) petition the court for leave to withdraw stating that, after making a conscientious examination of the record, counsel has determined that the appeal would be frivolous;

2) furnish a copy of the brief to the defendant; and 3) advise the defendant that he or she has the right to retain private counsel or raise additional arguments that the defendant deems worthy of the court’s attention.

Id. at 1032 (citing Commonwealth v. Lilley, 978 A.2d 995, 997 (Pa. Super. 2009)).

2 In Appellant’s post-sentence motion, appointed trial counsel Jennifer M. Smith raised the weight of the evidence issue as well as an issue regarding calculation of Appellant’s sentence. The trial court denied the motion by order entered September 4, 2018, one week after the trial court entered an order withdrawing the appointment of Attorney Smith and simultaneously appointing current counsel William H. Graff, Jr. On October 22, 2018, Attorney Graff filed a Rule 1925(b) statement raising the weight and suppression issues presented in his Anders brief.

We conclude counsel has satisfied the procedural requirements set forth in Anders. In his petition to withdraw, counsel explains his conclusion, based on a “conscientious examination of the entire record, including all notes of testimony, that an appeal of the lower court’s Order would be frivolous.” Petition to Withdraw, 10/7/19, at ¶ 9. In addition, counsel represented that he furnished a copy of the appellate brief to Appellant and advised Appellant of his right to retain new counsel or act on his own behalf to raise additional arguments or points for this Court’s consideration. Id. at ¶ 11.3 Having concluded counsel satisfied the procedural requirements of Anders, we next ascertain whether the brief satisfied the substantive mandates prescribed in Santiago. In Santiago, our Supreme Court announced:

[I]n the Anders brief that accompanies court-appointed counsel’s petition to withdraw, counsel must: (1) provide a summary of the procedural history and facts, with citations to the record; (2) refer to anything in the record that counsel believes arguably supports

3 Appellant filed a pro se brief with this Court after counsel filed his original brief and petition to withdraw. In that brief, Appellant asserted trial court error regarding the motion to suppress and a miscarriage of justice with respect to allegedly false testimony of two police officers. Appellant’s Pro Se Brief at 28-30. In our remand order, we authorized Appellant to supplement his pro se brief within 30 days of counsel’s revised filing. By letter received on November 8 and docketed on November 12, 2019, Appellant represented to this Court that he did not receive certain documents, including our September 19, 2019 memorandum and counsel’s revised Anders brief. He suggested counsel did not have his best interests in mind and requested that the appeal be decided on the argument presented in his pro se brief. As reflected below, we have considered the argument presented in that filing.

the appeal; (3) set forth counsel’s conclusion that the appeal is frivolous; and (4) state counsel’s reasons for concluding that the appeal is frivolous. Counsel should articulate the relevant facts of record, controlling case law, and/or statutes on point that have led to the conclusion that the appeal is frivolous.

Santiago, 978 A.2d at 361.

In the Anders brief, counsel included a summary of the procedural history. Anders Brief at 7-8. While counsel did not set forth the relevant facts in the “factual history” segment of the brief, we acknowledge he did incorporate facts, with citations to the record, in the argument section of the brief. Id. at 10-13. Counsel has generally satisfied the first requirement.

The second required element of an Anders brief is to reference anything in the record that counsel believes arguably supports the appeal. In his brief, counsel raises two issues in two questions presented, i.e., 1) whether the verdicts of aggravated assault and possession with intent to deliver (“PWID”) were against the weight of the evidence, and 2) whether the trial court erred in denying Appellant’s pre-trial motion to suppress. Anders Brief at 6. Counsel provides citations to the record, highlighting the testimony that could support Appellant’s challenge to the verdicts and his challenges to the court’s denial of his motion to suppress. Id. at 10-17. We conclude counsel has satisfied the second Anders requirement.

The third element of Anders requires counsel to set forth the conclusion that the appeal is frivolous. Counsel offers that conclusion with respect to each of the two issues presented. The fourth element requires counsel to

state his reasons for concluding that the appeal is frivolous. In his argument, counsel has done so, with citations to case law, with respect to each of the two issues presented. Therefore, counsel has satisfied the substantive requirements of Anders.

Having determined the procedural and substantive requirements of Anders are satisfied, we must conduct our own independent review of the record to determine if the issues identified in this appeal are, as counsel asserts, frivolous, or if there are any other meritorious issues present in this case. Santiago, 978 A.2d at 354 (quoting Anders, 386 U.S. at 744) (“[T]he court—not counsel—then proceeds, after a full examination of all the proceedings, to decide whether the case is wholly frivolous. If it so finds, it may grant counsel’s request to withdraw.”).

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Related

Anders v. California
386 U.S. 738 (Supreme Court, 1967)
Commonwealth v. Widmer
744 A.2d 745 (Supreme Court of Pennsylvania, 2000)
Commonwealth v. Santiago
978 A.2d 349 (Supreme Court of Pennsylvania, 2009)
Commonwealth v. Lilley
978 A.2d 995 (Superior Court of Pennsylvania, 2009)
Commonwealth v. Rojas
874 A.2d 638 (Superior Court of Pennsylvania, 2005)
Commonwealth v. Sanchez
36 A.3d 24 (Supreme Court of Pennsylvania, 2011)
Commonwealth v. Clay
64 A.3d 1049 (Supreme Court of Pennsylvania, 2013)
Commonwealth v. Cartrette
83 A.3d 1030 (Superior Court of Pennsylvania, 2013)
Commonwealth v. Yandamuri
159 A.3d 503 (Supreme Court of Pennsylvania, 2017)