Com. v. Statler, E.

Superior Court of Pennsylvania·Decided July 26, 2022·No. 52 MDA 2022·Unpublished

Opinion

NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37

COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF : PENNSYLVANIA

:

v. :

:

:

EDGAR EUGENE STATLER :

:

Appellant : No. 52 MDA 2022

Appeal from the Judgment of Sentence Entered December 15, 2021 In the Court of Common Pleas of Franklin County Criminal Division at No(s): CP-28-CR-0002361-2018

BEFORE: BENDER, P.J.E., McLAUGHLIN, J., and McCAFFERY, J. MEMORANDUM BY BENDER, P.J.E.: FILED: JULY 26, 2022 Appellant, Edgar Eugene Statler, appeals from the judgment of sentence of 11½-23 months’ incarceration, imposed after he was convicted of manufacturing marijuana.1 A jury convicted Appellant of this offense at his second trial, after his first trial resulted in a hung jury. Herein, Appellant challenges the trial court’s denying his motion to bar reprosecution on double jeopardy grounds. After careful review, we affirm.

A full recitation of the facts adduced at Appellant’s trials is not necessary to the resolution of his claim in this appeal. Briefly, as summarized by Appellant, his

home was searched by the Franklin County Sheriff’s Department on February 21, 2018[,] while the Sheriff’s Department was looking to serve outstanding warrants on Lenne Larue. Appellant permitted his residence to be searched by [d]eputies from the

1 35 P.S. § 780-113(a)(30).

Sheriff’s Department. During th[e] search[], an alleged marijuana grow operation was discovered in the basement. Lenne Larue was not found.

Appellant’s Brief at 9 (citations omitted).

As a result of this discovery, the Commonwealth ultimately charged Appellant with one count of manufacturing marijuana. However, “[i]n the intervening period, Appellant met with Detective [John] Brady [of the Franklin County Drug Task Force] to discuss his cooperation with the Task Force. Detective Brady took notes during these meetings, which included an alleged confession by Appellant.” Id. at 9-10 (citation omitted). At trial, Assistant District Attorney (ADA) Steven

Sess informed defense counsel and the [trial c]ourt that he was made aware of the interview and existence of the notes on the day of trial. ADA Sess indicated that he did not intend on using this information at trial and, thus, ADA Sess did not provide them to [Assistant Public Defender (APD) Christopher] Mosebrook on the day of trial. ADA Sess indicated to the [c]ourt that he ultimately decided to attempt to present this information “after [Appellant] opened the door by [APD Mosebrook’s] asking multiple questions about [Appellant]’s participation with the Franklin County Drug Task Force and claiming his … ultimate nonparticipation with the Task Force indicated [that] he had no useful information.”

Ultimately, a mistrial was declared after the [j]ury was unable to reach a unanimous verdict. Following this, the Commonwealth indicated [its intent] to re-try [Appellant] and [retrial was]

scheduled for … October 16, 2020. On October 8, 2020, [Appellant] filed [a] Motion to Bar Reprosecution. On October 12, 2020, the Commonwealth filed an [an answer, and o]n January 8, 2021, a hearing on [Appellant]’s [m]otion was held.

Trial Court Opinion (TCO), 1/22/21, at 2.

By order and opinion dated January 22, 2021, the trial court denied Appellant’s motion to bar his second trial. The second trial was held on November 1, 2021, after which the jury found Appellant guilty of manufacturing marijuana. On December 15, 2021, the court sentenced Appellant to 11½-23 months’ incarceration.

Appellant filed a timely notice of appeal. He then filed a timely, court-

ordered Pa.R.A.P. 1925(b) statement on January 14, 2022. The trial court issued its Rule 1925(a) opinion on January 27, 2022, which fully incorporated its January 22, 2021 opinion. Appellant now presents one issue for our review, which is whether the trial court erred in denying his motion to bar retrial on double jeopardy grounds due to prosecutorial misconduct during his first trial. Appellant’s Brief at 8.

“An appeal grounded in double jeopardy raises a question of constitutional law. This court’s scope of review in making a determination on a question of law is, as always, plenary.” Commonwealth v. Culver, 51 A.3d 866, 882 (Pa. Super. 2012). We begin with a discussion of the evolving standards in Pennsylvania governing double jeopardy claims premised upon prosecutorial misconduct.

“Before September 1992, Pennsylvania’s double jeopardy protections had been viewed as coextensive with those of the Fifth Amendment….” Commonwealth v. Johnson, 231 A.3d 807, 819 (Pa. 2020). “Insofar as individual rights are concerned,” the Double Jeopardy Clause of the Fifth

Amendment2 “protects a defendant’s interest in having his fate decided by his first jury.” Id. However, the Double Jeopardy Clause does not preclude retrial just because prosecutorial misconduct occurred; rather, the general rule is that “retrial is … allowed where the first proceeding ends in a mistrial….” Id.

An exception to the general rule permitting retrial was recognized for prosecutorial overreach. The Double Jeopardy Clause barred retrial where there was prosecutorial “misconduct intended to provoke a defense motion for a mistrial or actions otherwise taken in bad faith to harass or unfairly prejudice the defendant.” Id. at 820 (citing Lee v. United States, 432 U.S. 23, 34 (1977)). This standard was subsequently constricted in Oregon v. Kennedy, 456 U.S. 667 (1982). The Kennedy Court limited the Double Jeopardy Clause’s bar of retrial due to prosecutorial misconduct to instances “where the governmental conduct in question is intended to ‘goad’ the defendant into moving for a mistrial….” Kennedy, 456 U.S. at 676. The Kennedy standard continues to govern claims in federal courts.

In Pennsylvania, Kennedy only provides the floor of double jeopardy protections premised on prosecutorial misconduct. In Commonwealth v. Smith, 615 A.2d 321 (1992), the Pennsylvania Supreme Court “construed Pennsylvania’s double[ ]jeopardy provision as supplying broader protections

2 The Fifth Amendment to the federal constitution provides, in pertinent part, that “No person shall … be subject for the same offence to be twice put in jeopardy of life or limb[.]” U.S. Const. amend. V.

than its federal counterpart as construed in Kennedy.” Johnson, 231 A.3d at 821. Specifically, in Smith, our Supreme Court held that

the double jeopardy clause of the Pennsylvania Constitution prohibits retrial of a defendant not only when prosecutorial misconduct is intended to provoke the defendant into moving for a mistrial, but also when the conduct of the prosecutor is intentionally undertaken to prejudice the defendant to the point of the denial of a fair trial.

Smith, 615 A.2d at 325.

Later, in Johnson, the Pennsylvania Supreme Court further expanded these protections in Pennsylvania, ruling that,

[u]nder Article I, Section 10 of the Pennsylvania Constitution, prosecutorial overreaching sufficient to invoke double jeopardy protections includes misconduct which not only deprives the defendant of his right to a fair trial, but is undertaken recklessly, that is, with a conscious disregard for a substantial risk that such will be the result. This, of course, is in addition to the behavior described in Smith, relating to tactics specifically designed to provoke a mistrial or deny the defendant a fair trial.

Johnson, 231 A.3d at 826.

Synthesizing these authorities, the double jeopardy protections of the Pennsylvania Constitution prohibit retrial of a defendant where a prosecutor’s misconduct 1) was intended to goad the defendant into requesting a mistrial, 2) was intended to deny the defendant of his right to a fair trial, and/or 3) consciously disregarded a substantial risk to the defendant’s right to a fair trial.

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