J-S23035-15
NON-PRECEDENTIAL DECISION – SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA, : IN THE SUPERIOR COURT OF : PENNSYLVANIA Appellee : : v. : : AUGUSTUS SIMMONS, : : Appellant : No. 1857 EDA 2014
Appeal from the PCRA Order Entered June 18, 2014 in the Court of Common Pleas of Montgomery County Criminal Division at No(s): CP-46-CR-0000302-2011, CP-46-CR-0003703-2007, CP-46-CR-0003720-2007, CP-46-CR-0003722-2007, CP-46-CR-0005175-2011, CP-46-CR-0008947-2011
BEFORE: DONOHUE, SHOGAN, and STRASSBURGER,* JJ.
MEMORANDUM BY STRASSBURGER, J.: FILED JUNE 11, 2015
Augustus Simmons (Appellant) appeals pro se from the order
dismissing his petition filed pursuant to the Post Conviction Relief Act
(PCRA), 42 Pa.C.S. §§ 9541-9546. We affirm.1
On March 8, 2012, Appellant entered into a negotiated guilty plea at
the above-captioned case numbers. The trial court imposed the agreed-
upon sentence of 25 to 50 years’ imprisonment. Appellant filed neither a
1 Also before this Court is Appellant’s pro se 103-page “Motion to Include Exhibits for 1925(b) Brief” filed April 27, 2015. This filing appears to be Appellant’s reproduced record. However, because this compilation of documents includes items not included in the certified record, we deny Appellant’s motion. Stumpf v. Nye, 950 A.2d 1032, 1041 (Pa. Super. 2008) (“It is well-settled that this Court may only consider items which have been included in the certified record and those items which do not appear of record do not exist for appellate purposes.”).
* Retired Senior Judge assigned to the Superior Court. J-S23035-15
post sentence motion nor a direct appeal. Instead, on January 2, 2013,
Appellant, acting pro se, filed a timely PCRA petition raising claims of plea
counsel’s ineffectiveness. Counsel was appointed. On April 22, 2013, PCRA
Counsel filed a no-merit letter and request to withdraw as counsel. After
reviewing counsel’s no-merit letter, the PCRA court issued a notice, pursuant
to Pa.R.Crim.P. 907, of its intent to dismiss Appellant’s petition without a
hearing. Appellant timely filed a response. On June 18, 2014, the PCRA
court granted PCRA counsel’s petition to withdraw, and dismissed Appellant’s
PCRA. This appeal followed. Both Appellant and the trial court complied with
the mandates of Pa.R.A.P. 1925.2
At the outset, we note that Appellant’s fails to comply with the rules of
appellate procedure in a number of ways. Most importantly, the brief lacks a
statement of questions involved in violation of Rule of Appellate Procedure
2 As the PCRA court explained
By Order dated July 3, 2014, [the PCRA court] directed [Appellant] to file and serve upon the [PCRA court] a Concise Statement of [Errors] Complained of on Appeal (“1925(b) Statement”) in conformity with Pa.R.A.P. 1925(b). Upon [Appellant’s] failure to timely file the requisite 1925(b) Statement, [the PCRA court] issued an Opinion requesting that the appellate court quash [Appellant’s] instant appeal. In response, [Appellant] filed an Application For Relief which the Superior Court granted based on [Appellant’s] claims that prison officials failed to both give him the [c]ourt’s 1925(b) request and, in tum, to mail [Appellant’s] 1925(b) Statement to [the PCRA court]. [Upon receiving Appellant’s 1925(b) statement, the PCRA court filed a 1925(a) opinion.]
PCRA Court Opinion, 11/10/2015, at 6.
-2- J-S23035-15
2116, which provides, “[t]he statement of the questions involved must state
concisely the issues to be resolved, expressed in the terms and
circumstances of the case but without unnecessary detail. … No question will
be considered unless it is stated in the statement of questions involved or is
fairly suggested thereby.” Pa.R.A.P. 2116(a). For this reason alone,
Appellant’s appeal warrants no relief.
Nevertheless, a review of the brief reveals that Appellant is raising on
appeal to this Court the same issues he raised before the PCRA court:
1. Both Ms. Keagy and Mr. Bauer were ineffective for allegedly failing to file pretrial motions and coercing [Appellant] to accept the negotiated guilty plea, respectively; and
2. PCRA Counsel had a conflict of interest and was ineffective for concluding that [Appellant] had no meritorious issues on appeal.
PCRA Court Opinion, 11/10/2015, at 9.
Following our review of the certified record, the parties’ briefs, and the
relevant law, we conclude that the opinion of the Honorable Thomas A.
Branca states findings of fact that are supported by the record, evidences no
abuse of discretion, and thoroughly and correctly addresses and disposes of
Appellant’s issues and supporting arguments. Accordingly, we adopt the
PCRA court’s opinion, filed on November 10, 2014, as our own, and affirm
the dismissal of Appellant’s PCRA petition on the basis of that opinion. The
parties shall attach the copy of the PCRA court’s November 10, 2014
opinion, attached to this memorandum, in the event of further proceedings.
Order affirmed.
-3- J-S23035-15
Judgment Entered.
Joseph D. Seletyn, Esq. Prothonotary
Date: 6/11/2015
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IN THE COURT OF COMMON PLEAS OF MONTGOMERY COUNTY, PENNSYLVANIA CRIMINAL DIVISION
COMMONWEALTH OF PENNSYLVANIA: NO. 3703-07, 3720-07, 3722-07 302-ll,5175-11,8947-11 v. 1857 EDA 2914
AUGUSTUS SIMMONS
OPINION OF THE COURT
Branca, J. November 10, 2014
I. INTRODUCTION
August Simmons ("Defendant") appeals to the Superior Court from this Court's Order
dated June 18, 2014, dismissing Defendant's Pro Se Post-Conviction Relief Act ("PCRA")
Petition. For the reasons that follow, Defendant's appeal is without merit.
II. STATEMENT OF THE CASE
A. Factual History
On March 8, 2012, Defendant entered a negotiated guilty plea to number of charges,
including conspiracy to commit murder and arson, in addition to several probation violations,
resulting in an aggregate sentence of twenty (25) to fifty (50) years of incarceration. (N.T.
3/8/] 2, at 7- 8].
By way of background, in 2007 Defendant experienced several brushes with the law,
which precipitated charges, denoted in three separate Bills oflnfonnation,1 including Burglary,
Theft, and related crimes. As a result of those charges Defendant entered an open guilty plea
on January 3 l, 2008, was ultimately sentenced on April 24, 2008 to time-served, and released
to the custody of the Pennsylvania Board of Probation and Parole. Thereafter, in 2011,
Defendant was once again apprehended by police, this time for several first degree felonies
1 [3703-07, 3720-07, 3722-07]. Circulated 05/21/2015 02:59 PM
including Robbery, Aggravated Assault, and Conspiracy/ Initially, the Public Defender's
Office of Montgomery County represented Defendant in connection with these charges, but on
February 15, 2011, the Public Defender filed a Motion to Withdraw and Appoint Private
Counsel. The Motion to Appoint Private Counsel was based on the Public Defender's belief
that its representation of both Defendant and one of his co-Defendants (303-11) at the time
presented a conflict of interest. By Order dated February 16, 2011, the Court granted the
Public Defender's Motion and appointed Bonnie-Ann Brill Keagy, Esquire, ("Ms. Keagy") as
private conflict counsel to represent Defendant.
Thereafter, on June 30, 2011, Defendant was arrested on new charges stemming from a
Grand Jury Presentment. Ultimately, that Presentment culminated in the Commonwealth's
filing of Bill oflnformation 5175-11, delineating some one hundred forty (140) counts,
including more than a dozen counts of Criminal Attempted Homicide and Arson.' In short,
these charges emanated from Defendant hiring several eventual co-Defendants4 to fire bomb
the home of a material witness who was to testify against Defendant in the cas~ involving the
robbery and assault in Conshohocken, Pennsylvania on July 28, 2010, as set forth in Bill of
Information 302-1 I. The Grand Jury Presentment which is thirty-eight (38) pages long, and
therefore, not appended hereto sets forth a detailed account of Defendant's criminal culpability
which was admitted to by Defendant by virtue of his plea. [5175-11: Affidavit of Probable
Cause and Grand Jury Presentment, 7/22/11].
Based on an apparent conflict of interest which arose from Defendant's new charges
and Ms. Keagy's employment as a County Solicitor with the Montgomery County Office of
Children and Youth, Ms. Keagy filed a Motion to Appoint Private Counsel on September 7,
2 3 [302-1 JJ. [5175-Jl]. 4 These co- Defendants pied guilty and one or more were prepared to testify against Defendant.
2 Circulated 05/21/2015 02:59 PM
2011. By Order of the same date, the Court appointed Paul A. Bauer, III, Esquire ("Mr.
Bauer") to represent Defend ant.
After repeated negotiations with the Commonwealth, Mr. Bauer negotiated a plea
agreement addressing both of Defendant's underlying Gagnon violations (3703-07, 3720-07),
in addition to his three new files (302-11, 5175-11, 8947-1 I), whereby Defendant would serve
an aggregate sentence of twenty (25) to fifty (50) years ofincarceration. More specifically,
Defendant pled guilty to the following charges in exchange for the following sentences:
Bill of Information 302-11:
Count One: Robbery- imprisonment not less than seven (7) nor more than fourteen (14) years, to run from January 1, 2011, concurrent to Bill of Information 5175-2011;
Bill oflnformation 5175-11:
Count One: Criminal Conspiracy at Murder- imprisonment not less than ten (10) nor more than twenty (20) years;
Count Two: Criminal Conspiracy at Murder- imprisonment not less than ten (I 0) nor more than twenty (20) years, to run consecutive to Count One;
Count Three: Conspiracy if Witness Intimidation-imprisonment not less than five (5) nor more than ten (10) years, to run consecutive to Count Two;
Count Fifty Five: Conspiracy to Commit Arson- imprisonment not less than ten (] 0) nor more than twenty (20) years, to run from March 8, 2012;
Count Fifty Six: Conspiracy to Commit Arson- imprisonment not less than ten (10) nor more than twenty (20) years, to run from March 8, 2012;
Count Fifty Seven: Conspiracy to Commit Arson- imprisonment not less than ten (I 0) nor more than twenty (20) years, to run from March 8, 2012;
Count One Hundred Nine: Risking A Catastrophe-imprisonment not less than one (1) nor more than two (2) years, to run from March 8, 2012; and
Count One Hundred Seventeen: Corrupt Organizations- imprisonment not less than five (5) nor more than ten (10) years, to run from March 8, 2012;
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Bill oflnformation 8947-11:
Count One: Terroristic Threats- imprisonment not less than one (1) nor more than two (2) years, to run from March 8, 2012;
Gagnon Violations on Bill of Information 3703-07:
Count One: Burglary-Probation Revoked, imprisonment not less than five (5) nor more than Ten (10) years, to run from March 8, 2012;
Gagnon Violations on Bill oflnformation 3720-07:
Count Six: Burglary-Probation Revoked, imprisonment not less than five (5) nor more than Ten (10) years, to run from March 8, 2012;
Gagnon Violations on BilJ of Information 3722"07:
Count One: Burglary-Probation Revoked, imprisonment not less than five (5) nor more than Ten (10) years, to run from March 8, 2012;
[N.T. 3/8/12, at, 2-37].
At the plea hearing, Mr. Bauer specifically examined Defendant with regard to the
voluntary, knowing and intelligent nature of his decision to plead guilty, as follows:
Q. Now, I'd like to take a little time with you, ifI can, because I know there's three different cases, plus there are your Gagnon files. Iwant to make sure I go over everything with you, so you understand truly what it is that you're doing today. Do you understand?
A. Yes.
[N.T. 3/8/12, at 8-9]. It was at this point in the hearing that Mr. Bauer led Defendant
meticulously through each of the underlying files, which the Commonwealth's attorney had
outlined in detail on the record moments before, and to which Defendant had agreed to plead
guilty. [N.T. 3/8/12, 2-7, 8-39.] At the conclusion of Defendant's qualifying evidence, Mr.
Bauer moved for the admission of Defendant's previously executed written Guilty Plea
Colloquy. [N.T. 3/8/12, at 39]. In addition to his oral colloquy, in his written Guilty Plea
Colloquy, Defendant verified by sworn written statement that he committed all of the elements
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of the underlying crimes, understood the terms of his negotiated guilty plea and appellate rights
and that his decision to accept the plea agreement was knowing, voluntary, and intelligent.
[G.P. Colloquy, at 1-1 O]; [N.T. 3/8/12. At 31-34].5
And while Defendant now claims that he was coerced by Mr. Bauer to plead guilty, the
record as a whole, and specifica1ly the excerpt below belie that assertion:
Q. And nobody can force you to enter a guilty plea with respect to that Grand Jury indictment, and in particular those [5175-2011] eight different charges.
Q. It's got to be a voluntary act on your part. Do you understand that?
Q. Has anybody forced you to do this?
A. No.
Q. Has anybody threatened you to do this?
Q. Has anybody coerced you into doing this?
Q. Have there been any promises made, by either the District Attorney's Office or myself, to get you to enter this guilty plea, other than the plea agreement as read by the Assistant District Attorney in this case?
[N.T. 3/8/12, at 20-21J. Moreover, contrary to his allegations riow, Defendant confirmed at the
hearing that he was satisfied with Mr. Bauer's representation, as follows:
Q. And are you satisfied with my service in this case?
s See Commonwealth v. Librizzi, 810 A.2d 692 (Pa. Super. Ct. 2002).
5 Circulated 05/21/2015 02:59 PM
[N.T. 3/8/12, at 34]. In addition, despite his instant claim that Mr. Bauer and Ms. Keagy were
ineffective for failing to file certain pretrial motions, Defendant himself explicitly agreed at the
hearing that he understood the specific ramifications of his plea, including its effectual waiver
of all issues involving pretrial motions, or the lack thereof, as fo1lows:
Q. . .. you and Ihave talked about various pretrial motions that we would have filed if we were to proceed to a trial in this case . . . An one of those pretrial motions that we could file was the fact that we would ask for a change of venue, or a new jury to come in from another county ... . And you and I have gone over other forms of pretrial motions, like a suppression motion, things of that nature, a line-up if that's necessary. There are various pretrial motions that you and I have went through that, by virtue of this guilty plea, we're giving up litigating those pretrial motions and asking the Court to accept these guilty pleas; is that correct?
[N.T. 3/8112, at 35].
In addition to repeating and recounting each of the underlying crimes to which
Defendant was pleading guilty, the Court. incorporated Defendant's Grand Jury Presentment''
on Bill of Information 5175~ 11, and the Affidavits of Probable Cause on Defendant's other two
new files," respectively. [N.T. 3/8/12, at 40-41]. At the conclusion of the hearing, the Court
directly addressed Defendant and posed the following questions:
Q. Mr. Simmons, you've been asked a number of times, and I'm just going to ask one more time. Do you have any questions at all about what you're doing here today, sir, about the ramifications of what you're doing here today? And do you completely understand all of the rights that you're giving up by entering into this guilty plea, before I accept it?
A. Yes, I do.
Q. And do you have any questions at all?
6 [MD 183-20I 0, Investigation No. 36, as charged via Bill oflnfonnation 5175-1 I]. 7 [302-11; 8947-11]. ·
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[N.T. 3/8/12, at 41]. With that final exchange, the undersigned sentenced Defendant to an
aggregate of twenty (25) to fifty (50) years ofincarceration in accordance with his negotiated
guilty plea. [N.T. 3/8/12, 41-49]. At the time of his sentencing, Defendant faced the potential
imposition of approximately eighty-six (86) to one hundred seventy-two ( 172) years of
incarceration if sentenced consecutively on the charges to which he pied guilty.8
B. Procedural History
Defendant, who filed neither a post-sentence motion, nor a direct appeal, did timely file
a Pro Se PCRA Petition on January 2, 2013 wherein he sought to withdraw his guilty plea."
Thereafter, this Court appointed Timothy Peter Wile, Esquire of the Montgomery County
Public Defender's Office ("PCRA Counsel") to represent Defendant on his PCRA. On April
22, 2013, PCRA Counsel filed a Petition for Leave of Court to Withdraw ("Petition"),
attaching thereto a copy of the "no merit" letter that had been mailed to Defendant at his place
of confinement. On May 13, 2013, while still represented by PCR.A Counsel, Defendant filed
prose a document entitled "objection to rule 907 notice of intention to dismiss."10 While
claiming to be a response to a Pa. R.Crim. P. 907 notice of intent to dismiss, no such notice had
yet been issued by the Court and thus, Defendant's prose filing was premature. Nonetheless,
in an abundance of caution, the Court reviewed Defendant's objection wherein he baldly
asserted not only that PCRA Counsel was ineffective, but also the following claim that: "there
will be a potential for present and future conflict of interest" because, as an employee of the
8 Defendant's exposure to convictions on Bill ofinformation 5175-11 alone which delineated some 140 counts was in excess ofone hundred years. [5175-11]. 9 Defendant's Pro Se PCRA includes two different time-stamp notations from Clerk of Courts-January 4, 2013 and January 2, 20 I 3. 10 "[A] criminal defendant currently represented by counsel is not entitled to 'hybrid representation'- i.e., he cannot litigate certain issues prose while counsel forwards other claims." Commonwealth v, Tedford, 960 A.2d l, IO n. 4 (Pa. 2008) (internal citations omitted).
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Public Defender's Office, PCRA Counsel is employed by the same office that "had represented
and/or still represents petitioner's co-Defendants.',' After a review of the record, the Court
readily concluded that Defendant's instant assertion was merit1ess, especially in light of this
Court's determination that Defendant's plea was knowing, voluntary, and intelligent.
Thereafter, upon its own independent review of the record and PCRA Counsel's Petition, the
Court did in fact issue an Order, dated January 8, 2014, notifying Defendant of its intent to
dismiss his PCRA without an evidentiary hearing pursuant to Pa. R. Crim. P. 907. In response,
Defendant filed prose correspondence on January 27, 2014, which was nearly identical to his
previously filed objection, and thus, again failed to set forth any meritorious claim. By Order
dated June 18, 2014, the Court granted PCRA Counsel's Petition for Leave of Court to
Withdraw, and dismissed Defendant's PCRA.
Defendant filed a timely Notice Appeal on: June 30, 2014. By Order dated July 3, 2014,
this Court directed Defendant to file and serve upon the undersigned a Concise Statement of
Matters Complained of on Appeal ("1925(b) Statement") in conformity with Pa. R.A.P.
l 925(b). Upon Defendant's failure to timely file the requisite I 925(b) Statement, this Court
issued an Opinion requesting that the appellate court quash Defendant's instant appeal. In
response, Defendant filed an Application For Relief which the Superior Court granted based on
Defendant's claims that prison officials failed to both give him the Court's 1925(b) request
and, in tum, to mail Defendant's 1925(b) Statement to this Court. The instant Supplemental
Opinion is prepared in response to the Superior Court's September 10, 2014 Order, which
directed this Court accept Defendant's "Brief in Support of Statement of Matters Complained
of on appeal pursuant to Pennsylvania rule of appellant procedures l 925(b) and 1925( c)( 4) 42
Pa. C.S.A/' and address the same as Defendant's 1925(b) Statement.
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HJ. ISSUES PRESENTED
On appeal, the Court distills Defendant's issues as follows:
1. Both Ms. Keagy and Mr. Bauer were ineffective for allegedly failing to file pretrial
motions and coercing Defendant to accept the negotiated guilty plea, respectively; and
2. PCRA Counsel had a conflict ofinterest and was ineffective for concluding that
Defendant had no meritorious issues on appeal.
IV. DISCUSSION
On appeal, the standard of review regarding a trial court's order dismissing a PCRA
petition is whether the determination of the PCRA court is supported by evidence of record and
is free oflegal error. Commonwealth v. Burkett, 5 A.3d 1260, 1267 (Pa. Super. Ct.
201 O)(intemal citation omitted). Additionally, the reviewing court "grants great deference to
the findings of the PCRA court, and we will not disturb those findings merely because the
record could support a contrary holding." Commomvealth v. Hickman, 799 A.2d 136, 140 (Pa.
Super. 2002).
To set forth a viable ineffective assistance of counsel claim under the PCRA, a
defendant must plead and prove by a preponderance of the evidence that counsel's
ineffectiveness "so undermined the truth-determining process that no reliable adjudication of
guilt or innocence could have taken place." 42 Pa. C.S. § 9543(a)(2)(ii). "[C]ounsel is
presumed effective, and [appellant] bears the burden of proving otherwise." Commonwealth v.
Fears, 86 A.3d 795, 804 (Pa. 2014). To overcome the presumption of counsel's effectiveness,
a defendant must establish that: (1) the underlying claim is of arguable merit; (2) no reasonable
basis existed for counsel's actions or failure to act; and (3) defendant suffered prejudice as a
result of counsel's error such that there is a reasonable probability that the result of the
proceeding would have been different absent such error. Id. (internal citations omitted); See
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Strickland v. Washington, 466 U.S. 668 (1984). Failure to prove any one prong of the above
enumerated criteria will waive defendant's claim. Id. (internal citation omitted).
Furthermore, allegations of ineffectiveness in the entry of a guilty plea will only serve
as the basis for PCRA relief where the alleged ineffectiveness rendered defendant's plea
involuntary and unknowing. Commonwealth v. Yager, 685 A.2d 1000, 1003 (Pa. Super. Ct.
1996) (Affirming trial court's denial of PCRA relief despite colloquy deficiencies.);
Commonwealth v. Fears, 86 A.3d 795, (Pa. 2014) (Affirming trial court's denial of PCRA
relief where plea was knowing, voluntary, and intelligent.) In determining whether a guilty
plea was entered knowingly and voluntarily, a court is free to consider the totality of the
circumstances surrounding the plea. Commonwealth v. Yeomans, 24 A.3d I 044, I 047 (Pa.
Super. Ct. 2011) (Upholding plea despite defect in colloquy, where totality of circumstances
indicated defendant's decision was knowing and voluntary.).11 Given the high standard of
proof necessary to set forth a viable ineffectiveness claim, it is generally more difficult to
prevail on such a claim than one based on trial court error. See Commonwealth v. Spotz, 84
A.3d 294, 315 (Pa. 2014).
"Once the defendant has entered a guilty plea, it is presumed that he was aware of what
he was doing, and the burden of proving involuntariness is upon him." Commonwealth v.
Willis, 68 A.3d 997, 1002 (Pa. Super. Ct. 2013) (internal citation omitted). Not only does the
law not require that a defendant be pleased with the outcome of his decision to enter a plea of
II To determine the voluntariness of the plea and whether the defendant acted knowingly and intelligently, the trial court must, at a minimum, inquire into the following six areas: (I) Does the defendant understand the nature of the charges to which he is pleading guilty? (2) Is there a factual basis for the plea? (3) Does the defendant understand that he has a right to trial by jury? (4) Does the defendant understand that he is presumed innocent until he is found guilty? (5) Is the defendant aware of the permissible ranges of sentences and/or fines for the offenses charged? (6) Is the defendant aware that the judge is not bound by the terms of any plea agreement tendered unless the judge accepts such agreement? Commonwealth v. Young, 695 A.2d 414, 417 (Pa. Super. Ct. 1997).
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guilty, but additionally he may not later assert grounds for withdrawing his plea that contradict
his prior plea colloquy statements. Commonwealth v. Willis, 68 A. 3d 997, 1009 (Pa. Super.
Ct. 2013) (internal citation omitted). Instead, a defendant who elects to plea has a duty to
answer questions truthfully and is bound by the statements he makes. Id at 1009.
Finally, with regard to Defendant's conflict of interest claims, the Pennsylvania Rules
of Professional Conduct preclude a lawyer from representing individuals who possess adverse
interests concurrently. See e.g., Pa. R.P.C. 1.7-1.10. To establish a conflict of interest claim, a
defendant must plead and prove that counsel actively represented conflicting interests, and the
actual conflict adversely affected counsel's performance. Commonwealth v. Tedford, 960 A.2d
1, 54 (Pa. 2008). An actual conflict of interest "is evidenced whenever during the course of
representation, the interests of appellant-and the interests of another client towards whom
counsel bears obligations--diverge with respect to a material factual or legal issue or to a
course of action." Id. (internal citation omitted). The burden of demonstrating a conflict of
interest is on the petitioner and cannot be based on mere conjecture. See Commonwealth v.
Feliciano, 69 A.3d 1270, 1275 {Pa. Super. Ct. 2013).
A. The Court Properly Denied Defendant's Amended PCRA Petition
Based on the record before the Court, and most significantly the voluntary, knowing,
and intelligent negotiated guilty plea Defendant entered into on March 8, 2012, this Court
properly dismissed Defendant's Pro Se PCRA Petition. As addressed below, neither Mr.
Bauer, Ms. Keagy, nor PCRA Counsel were conflicted or ineffective and the Court properly
dismissed Defendant's PCRA Petition.
i. Defendant's Underlying Claim Lacks Arguable Merit.
At the time he accepted the negotiated guilty plea, Defendant faced more than 150
counts on his three 2011 files, which, in tum, also constituted Gagnon violations on his prior
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2008 convictions. Even a cursory glance at the charges Defendant faced, including more than
12 a dozen counts of Criminal Attempted Homicide and Arson, reflect the seriousness of the fate
Defendant faced when he accepted his negotiated guilty plea. Mr. Bauer, however, was able to
negotiate a plea agreement with the Commonwealth, wherein it agreed to dismiss the vast
majority of the counts against Defendant. (N.T. 3/8/12, at 9].
Defendant himself grasped the gravity of his situation, admitting even now as he seeks
to castigate Mr. Bauer for advising him to plea, that Defendant was "confused and scared and
didn't know what to do while facing such serious charges .... " [I 925(b) Statement, at 5].
While he may have been confused and scared at some point prior to his plea, the record clearly
demonstrates that at the time of his plea hearing Mr. Bauer had thoroughly discussed all of the
material issues, ramifications, and defenses with Defendant. For his part, the record aptly
reflects that Defendant unequivocally acknowledged that he understood the seriousness of his
circumstances and that the purpose of his negotiated plea agreement was to "wrap up" all of his
charges and Gagnon violations into one sentencing proceeding, and obviously avoid the
catastrophic exposure he was facing.13 Defendant testified that he was satisfied with Mr.
Bauer's representation, and admitted all of the material facts supporting his underlying
charges, including those material facts in the Grand Jury Presentment which the Court
incorporated into the guilty plea record after which he unequivocally agreed that his decision to
plead guilty was knowing, intelligent, and voluntary. [N.T. 3/8/12, at 8-10, 34, 40-41). The
record reflects that the Court confirmed that Defendant understood: (1) the nature of the
charges to which he was pleading guilty; (2) the factual basis for his plea; (3) that he was
giving up his right to trial by jury; (4) and the presumption of innocence; and (5) that he was
12 [5175-J I]. 13 [N.T. 3/8/12, at 38-39].
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aware of the permissible ranges of sentences and fines possible. See Pa. R.Crim. P. 590; see
also, Commonwealth v. Prendes, 97 A.3d 337, 352 (Pa. Super. Ct. 2014).
While Defendant claims he was pressured to accept the negotiated plea, the record
reveals no such evidence. To the contrary, Defendant explicitly denied such claims when
asked by Mr. Bauer. [N.T. 3/8/12, at 20~21]. To reiterate, a defendant may not later assert
grounds for withdrawing his plea that contradict his guilty plea colloquy statements. See
Commonwealth v. Willis, 68 A. 3d at 1009. Additionally, while Defendant says he was
specifically threatened with more time if he proceeded to trial, such a claim does not
necessarily rise to undue influence or duress. Based on the gravity of the charges Defendant
faced, coupled with the probability that he would have been found guilty at trial, arguably Mr.
Bauer would have been ineffective for not advising Defendant to accept the plea agreement.
See e.g. Commonwealth v. Copeland, 554 A.2d 54, 60 (Pa. Super. Ct. 1988).
The Commonwealth, Mr. Bauer, and the Court each spent time explaining the facts,
circumstances, and evidence supporting the negotiated plea agreement. For his part, Defendant
never waivered during his March gth hearing, and, instead repeatedly confirmed that he
understood the ramifications of his decision to plead guilty and all of its associated
consequences. As such, the Guilty Plea Colloquy in this case affirmatively demonstrates that
Defendant understood the terms and consequences of the negotiated guilty plea. See
Commonwealth v. Willis, 68 A.3d at 1002) (quoting Commonwealth v. Lewis, 708 A.2d 497,
501 (Pa. Super. Ct. 1998)). The record confirms that Defendant entered a voluntary, knowing,
and intelligent plea to countless serious charges and in exchange received an agreed-upon
sentence of twenty-five (25) to fifty (50) years ofincarceration. By accepting the negotiated
gui1ty plea Defendant avoided the potential imposition of a sentence well in excess if found
guilty of all of the underlying crimes. Given the abundant evidence supporting Defendant's
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guilt and the number of weighty charges Defendant faced, Mr. Bauer's advice to Defendant to
accept the negotiated plea offer of twenty (25) to fifty (50) years of incarceration was well-
reasoned.
With regard to Ms. Keagy, Defendant's claim of ineffectiveness is similarly misplaced.
Ms. Keagy was appointed on February 16, 2011 to represent Defendant on only one of the
cases at issue. [302-11]. Defendant was arrested on the charges of the instant case on June 30,
2011 and Ms. Keagy withdrew because ofa conflict on September 7, 2011, when Mr. Bauer
was appointed to represent Defendant on all fiJes. Defendant's general assertion without any
specifics as to Ms. Keagy is that she failed to provide Defendant with discovery, file pre-trial
motions or challenge evidence. Not only does Defendant fail to provide any specifics as to Ms.
Keagy's alleged failure during her 7 months of representation of Defendant, but in any event,
as specifically stated on the record, Mr. Bauer discussed in detail with Defendant the
Commonwealth's evidence and pretrial motions which could be filed and Defendant
knowingly, intelligently, and voluntarily acknowledged that by virtue of his plea, he was
giving up any such claims. [See infra N.T. 3/8/12, at 35]. Having failed to meet his burden of
demonstrating a claim of arguable merit, Defendant's ineffectiveness claim against Mr. Bauer,
and Ms. Keagy for that matter, fail.
Additionally, Defendant's new claim on appeal that PCRA Counsel had a conflict of
interest and was, therefore, ineffective fails as well. To establish a conflict of interest a
defendant has the burden of meeting a two-pronged analysis. First, he must plead and prove that
counsel actively represented conflicting interests. Next, he must plead and prove that the actual
conflict adversely affected counsel's performance. In this case, Defendant has failed to carry his
burden of demonstrating either prong.
14 Circulated 05/21/2015 02:59 PM
Defendant's sole basis for his claim that PCRA Counsel had a conflict is that PCR.A
Counsel is employed by the Public Defender, which represented certain co-Defendants when
they appeared before the Grand Jury. More significant to the instant analysis is the fact that the
record unequivocally reflects that any obligation once owed by the Public Defender's Office to
any of the co-Defendants was extinguished in its entirety when the Court appointed private
counsel to represent all of the co-Defendants, which was long before PCRA Counsel became
involved in this case.14 Defendant, therefore, fails to meet even his first hurdle of demonstrating
that PCRA Counsel "actively" or concurrently represented conflicting interests. See Tedford,
960 A.2d at 53-54.
The standard which applies to Defendant's claim that PCRA Counsel was ineffective by
virtue of his conflict of interest is the same standard recited above with regard to Defendant's
other ineffectiveness claims. Commonwealth v. Karenbauer, 715 A.2d 1086, 1093-94 (Pa.
1998). The record, however, reflects that Defendant had the benefit of appointed private counsel
throughout the period in which he entered his knowing, voluntary and intelligent guilty plea.
Having concluded that Defendant has not met his burden with regard to establishing a conflict of
interest existed, Defendant has also failed to demonstrate a claim of arguable merit which is
required to prove ineffectiveness. Even if Defendant were able to convince this Court that
PCRA Counsel possessed a conflict of interest, and that conflict precluded him from representing
Defendant on his PCRA Petition, and that such a claim possessed the requisite arguable merit,
such a contention would have and has had no substantive effect on this Court's conclusion that
Defendant's plea was knowing, voluntary, and intelligent. Based on the Court's independent and
extensive review of the record, exclusive of PCRA Counsel's analysis, Defendant has failed to
muster any meritorious clams for review.
14 [5168-1 I; 5169-11; 5170-11; 5171-11; 5172-11; 5173-11; 5174-11).
15 Circulated 05/21/2015 02:59 PM
As previously discussed at length, Defendant was facing a realistic probability of the
imposition of a significantly longer sentence than that which he negotiated and therefore, had a
reasonable basis for entering his plea. Similarly, PCRA Counsel had a reasonable basis for his
determination that Defendant's claims fail. As noted, PCRA Counsel's review provided just one
prong of this Court's detailed and thorough analysis of Defendant's underlying claims.
Ultimately, Defendant is now by PCRA attempting to assert grounds for withdrawing his plea
that contradict his guilty plea colloquy statements.15 This he cannot do, and therefore, any and
all claims of ineffectiveness are waived. For all of the above-stated reasons, this Court's
dismissal Defendant's PCRA Petition was proper.
V. CONCLUSION
Accordingly, the trial court respectfully requests that its Order, dated June 18, 2014,
denying Defendant's Pro Se PCR.A Petition be AFFIRMED.
BY THE COURT:
~MASC.BRAN~-----
Copies of the above Opinion Mailed on: 11/ { D't4 By First Class Mail: Augustus Simmons, lnmate # KL-2144, SCI-Greene, 175 Progress Drive, Waynesburg, PA. J 5370 By Interoffice Mail: Montgomery County District Attorney - Appellate Division Robert M. Falin, Esquire, Chief Deputy Court Administrator-Criminal
~~~
15 See Commonwealth v. Willis, 68 A. 3d at 1009.