Com. v. Saum, C.
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Opinion
J-S19028-24
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF : PENNSYLVANIA : v. : : : CODY EDWARD SAUM : : Appellant : No. 1523 MDA 2023
Appeal from the Judgment of Sentence Entered October 16, 2023 In the Court of Common Pleas of Adams County Criminal Division at No(s): CP-01-CR-0000168-2023
BEFORE: DUBOW, J., BECK, J., and COLINS, J.*
MEMORANDUM BY BECK, J.: FILED: JULY 18, 2024
Cody Edward Saum (“Saum”) appeals from the judgment of sentence
imposed by the Adams County Court of Common Pleas (“trial court”) following
his conviction of driving under the influence (“DUI”) and obstructing
administration of law.1 On appeal, Saum argues that the trial court erred in
determining that his DUI conviction should be treated as his second offense
when he completed Accelerated Rehabilitative Disposition (“ARD”) for his first
DUI offense. We affirm.
On January 28, 2023, Trooper Jeffrey Allen stopped a vehicle driven by
Saum after observing Saum commit several violations of the Pennsylvania
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* Retired Senior Judge assigned to the Superior Court.
1 75 Pa.C.S. § 3802(a)(1), 5101. J-S19028-24
Vehicle Code.2 Upon approaching the vehicle, Trooper Allen observed Saum’s
eyes were bloodshot and glassy and he detected a strong odor of alcohol.
Trooper Allen then conducted field sobriety tests during which Saum showed
multiple signs of intoxication. Trooper Allen attempted to administer a breath
test, but Saum refused. He then arrested Saum. Subsequently, Saum refused
to consent to a blood draw. After a warrant was obtained to draw blood, Saum
again refused to consent. The Commonwealth charged Saum with numerous
crimes, including DUI as a second offense based on a prior ARD-DUI conviction
from 2022.
The case proceeded to a stipulated bench trial. The trial court found
Saum guilty of the above crimes. The case proceeded to sentencing, where
Saum requested that the trial court not consider his prior ARD-DUI offense as
a first offense for sentencing purposes. Ultimately, the trial court rejected
Saum’s request and sentenced him to sixty months of probation with
restrictive conditions, including ninety days of house arrest with electronic
monitoring.
Saum filed a timely appeal. Saum presents the following issue for
review: “Did the [t]rial [c]ourt err when considering [Saum’s] prior DUI-ARD
as a first offense for purposes of sentencing?” Saum’s Brief at 4.
2 75 Pa.C.S. §§ 101-9910.
-2- J-S19028-24
We begin our analysis by acknowledging that “a claim that the court
improperly graded an offense for sentencing purposes implicates the legality
of a sentence.” Commonwealth v. Seladones, 305 A.3d 83, 85 (Pa. Super.
2023) (citation omitted). For issues challenging the legality of a sentence,
“our standard of review is de novo and our scope of review is plenary.” Id.
(citation omitted).
Saum argues that Commonwealth v. Chichkin, which held that prior
acceptance of ARD for purposes of imposing a sentence for a subsequent DUI
offense was unconstitutional, should be controlling in this case. Saum’s Brief
at 8, 9 (citing Commonwealth v. Chichkin, 232 A.3d 959, 971 (Pa. Super.
2020), overruled by Commonwealth v. Richards, 284 A.3d 214, 220 (Pa.
Super. 2022) (en banc), appeal granted, 294 A.3d 300 (Pa. 2023), and
Commonwealth v. Moroz, 284 A.3d 227, 233 (Pa. Super. 2022) (en banc)).
Saum further observes that in Commonwealth v. Verbeck, a plurality of our
Supreme Court found that “the language in [s]ection 3806 of the Vehicle Code,
75 Pa.C.S. § 3806,[3] which includes acceptance of ARD as a prior offense and
3 Section 3806 defines “prior offenses,” in pertinent part, as:
[A]ny conviction for which judgment of sentence has been imposed, adjudication of delinquency, juvenile consent decree, acceptance of [ARD] or other form of preliminary disposition before the sentencing on the present violation for any of the following:
(Footnote Continued Next Page)
-3- J-S19028-24
directs the trial court at sentencing to determine the number of ARD
acceptances, if any, for purposes of enhancing the defendant's sentence, is
unconstitutional,” supports this argument. Saum’s Brief at 8-9 (citing
Commonwealth v. Verbeck, 290 A.3d 260, 277 (Pa. 2023) (Opinion in
Support of Affirmance)).
Saum also contends that the companion cases of Richards and Moroz,
which he recognizes overruled Chichkin and held that “the portion of [s]ection
3806(a), which equates prior acceptance of ARD to a prior conviction for
purposes of imposing a [s]ection 3804[4] mandatory minimum sentence,
passes constitutional muster,” were wrongly decided. Saum’s Brief at 8 (citing
Richards, 284 A.2d at 220; Moroz, 284 A.3d at 233). In Saum’s view, ARD
cannot be considered as a prior conviction as doing so violates his procedural
and substantive due process rights. Saum’s Brief at 10.
As Saum correctly observes, an en banc panel of this Court in Richards
and Moroz expressly overruled Chichkin and held that a defendant’s
acceptance of ARD for a prior DUI can be considered a prior DUI conviction
for sentencing purposes under section 3804. Moroz, 284 A.3d at 233;
(1) An offense under section 3802 (relating to driving under influence of alcohol or controlled substance)[.]
75 Pa.C.S.A. § 3806(a)(1). 4 Section 3804 sets forth mandatory minimum sentence terms for first, second, and third or subsequent DUI convictions. 75 Pa.C.S. § 3804.
-4- J-S19028-24
Richards, 284 A.3d at 220; see also Commonwealth v. Hummel, 295 A.3d
719, 720-21 (Pa. Super. 2023) (holding that Richards and Moroz overruled
Chichkin and are controlling precedent). Moreover, Saum’s reliance on
Verbeck is unavailing, as that decision was the product of an equally divided
Court and therefore lacks precedential value. See Hummel, 295 A.3d at 720
n.1 (noting that a plurality decision of the Pennsylvania Supreme Court is not
precedential and is not binding on future decisions of this Court). Although
our Supreme Court has granted allowance of appeal in the Richards case, no
decision has yet to be issued, and therefore we remain bound by this Court’s
precedent in Richards and Moroz. See Commonwealth v. Pepe, 897 A.2d
463, 465 (Pa. Super. 2006) (stating that we are bound by existing precedent
until such time as it is overturned). Consequently, we lack authority to grant
Saum relief and conclude that the trial court did not err in treating Saum’s
prior conviction of DUI-ARD as a prior offense under Pennsylvania’s DUI
statute and in grading Saum’s instant conviction of DUI as his second offense.
Judgment of sentence affirmed.
Judgment Entered.
Benjamin D. Kohler, Esq. Prothonotary
Date: 7/18/2024
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