Com. v. Neal, C.

• Court: Superior Court of Pennsylvania
• Decided: November 30, 2021
• Docket: 720 WDA 2021
• Status: Unpublished

Opinion

J-A29014-21

NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37

COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF : PENNSYLVANIA : v. : : : CORNELL DANTE NEAL : : Appellant : No. 720 WDA 2021

Appeal from the PCRA Order Entered April 19, 2021 In the Court of Common Pleas of Fayette County Criminal Division at No(s): CP-26-CR-0001037-2017

COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF : PENNSYLVANIA : v. : : : CORNELL DANTE NEAL : : Appellant : No. 721 WDA 2021

Appeal from the PCRA Order Entered April 19, 2021 In the Court of Common Pleas of Fayette County Criminal Division at No(s): CP-26-CR-0002114-2017

BEFORE: BENDER, P.J.E., DUBOW, J., and PELLEGRINI, J.*

MEMORANDUM BY BENDER, P.J.E.: FILED: NOVEMBER 30, 2021

Appellant, Cornell Dante Neal, attempts to appeal nunc pro tunc from

the post-conviction court’s April 19, 2021 order (entered in his two,

separately-docketed cases) denying his first petition under the Post Conviction

Relief Act (PCRA), 42 Pa.C.S. §§ 9541-9546. After careful review, we affirm.

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* Retired Senior Judge assigned to the Superior Court. J-A29014-21

The facts of Appellant’s underlying convictions are not pertinent to his

present appeal. We only note that, on January 7, 2019, Appellant pled nolo

contendere to various offenses in two separate cases, including possession

with intent to deliver a controlled substance, possession of a controlled

substance, possession of drug paraphernalia, and possession of a firearm by

a person prohibited. Pursuant to Appellant’s negotiated plea agreement, he

was sentenced on April 18, 2019, to an aggregate term of 2 to 4½ years’

incarceration. He did not file a direct appeal and, thus, his judgment of

sentence became final thirty days thereafter, or on May 18, 2019. See 42

Pa.C.S. § 9545(b)(3) (directing that a judgment of sentence becomes final at

the conclusion of direct review or the expiration of the time for seeking the

review); Pa.R.A.P. 903(a) (stating that a notice of appeal to the Superior Court

must be filed within 30 days after the entry of the order from which the appeal

is taken).

On August 6, 2019, Appellant filed a pro se PCRA petition. The court

denied his petition without appointing counsel. Appellant then appealed to

this Court, and we ultimately remanded for a determination of whether

Appellant was entitled to the appointment of counsel pursuant to Pa.R.Crim.P.

904(C) (“Except as provided in paragraph (H), when an unrepresented

defendant satisfies the judge that the defendant is unable to afford or

otherwise procure counsel, the judge shall appoint counsel to represent the

defendant on the defendant’s first petition for post-conviction collateral

relief.”). On remand, counsel was appointed and, after delays due to other

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procedural complications not pertinent to this appeal, counsel filed an

amended PCRA petition on Appellant’s behalf on October 30, 2020.

After conducting a PCRA hearing on January 12, 2021, the court issued

an order and opinion denying Appellant’s petition. That order was dated April

16, 2021, but was entered on the docket on April 19, 2021. Appellant did not

file a timely notice of appeal. However, on June 14, 2021, his counsel filed a

“Motion to File Appeal Nunc Pro Tunc,” simply stating that Appellant “would

like the opportunity to raise on appeal those issues that were denied in his

PCRA [p]etition.” Motion, 6/14/21, at 1 (single page). On June 17, 2021, the

court issued an order granting Appellant leave to file a nunc pro tunc appeal.

Appellant filed notices of appeal in each of his two cases on June 22,

2021.1 That same day, he filed a Pa.R.A.P. 1925(b) concise statement of

errors complained of on appeal, despite not being ordered to do so by the

PCRA court. The court issued a “Statement in Lieu of Opinion” on July 1, 2021,

indicating that the reasons for its dismissal of Appellant’s petition were set

forth in its April 19, 2021 order and opinion.

Herein, Appellant states four issues for our review:

1. Whether Appellant’s constitutional rights were violated when he was not provided with notice of the preliminary hearing in case No. 2114 of 2017 that was scheduled for November 1, 2017?

2. Whether Appellant was forced to plead [nolo contendere] in the above[-] captioned cases?

1 This Court sua sponte consolidated Appellant’s appeals on July 9, 2021.

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3. Whether Appellant’s counsel, Michael Ford, Esq., was ineffective for failing to explain to him the terms of the plea bargain and the consequences of pleading [nolo contendere]?

4. Whether Attorney Ford was ineffective for failing to investigate these cases before Appellant plead [sic] [nolo contendere]?

Appellant’s Brief at 3 (unnecessary capitalization omitted).

To begin, we note that our standard of review regarding an order

denying a petition under the PCRA is whether the determination of the PCRA

court is supported by the evidence of record and is free of legal error.

Commonwealth v. Ragan, 923 A.2d 1169, 1170 (Pa. 2007). Before

addressing Appellant’s issues, we must sua sponte examine whether the PCRA

court possessed jurisdiction to reinstate his right to file the present appeal

nunc pro tunc. See Commonwealth v. Reid, 235 A.3d 1124, 1143 (Pa.

2020) (“[T]o confirm proper jurisdiction, it is appropriate for an appellate court

to consider sua sponte the timeliness of a PCRA petition from which nunc pro

tunc appellate rights have been reinstated, even where the Commonwealth

has not separately appealed (or appeals but then withdraws its appeal) from

the order granting relief.”). It is clear that Appellant’s “Motion to File Appeal

Nunc Pro Tunc” was technically his second PCRA petition. See id.; see also

Commonwealth v. Taylor, 65 A.3d 462, 466 (Pa. Super. 2013) (“[A]ll

motions filed after a judgment of sentence is final are to be construed as PCRA

petitions.”) (citations omitted). Furthermore, that petition was untimely

because it was filed on June 14, 2021, over one year after Appellant’s

judgment of sentence became final on May 18, 2019. See 42 Pa.C.S. §

9545(b)(1) (stating that any PCRA petition, including a second or subsequent

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one, must be filed within one year of the date the judgment of sentence

becomes final, unless one of the following exceptions set forth in 42 Pa.C.S. §

9545(b)(1)(i)-(iii) applies). Appellant did not attempt to plead or prove the

applicability of any timeliness exception in his “Motion to File Appeal Nunc Pro

Tunc.” Thus, we conclude that the court lacked jurisdiction to reinstate

Appellant’s right to appeal nunc pro tunc from the April 19, 2021 order

dismissing his petition.

Nevertheless, we will not quash Appellant’s appeal. When the court

issued the order denying Appellant’s petition, it did not advise him of his “right

to appeal from the final order disposing of the petition and of the time limits

within which the appeal must be filed[,]” as required by Pa.R.Crim.P. 908(E).2

See PCRA Court Order, 4/19/21, at 1 (single page). Thus, Appellant was not

informed that he could appeal from the court’s April 19, 2021 order, or that

he had thirty days within which to do so. The court’s failure to adhere to Rule

908(E) constituted a breakdown in the operation of the court. See

Commonwealth v. Larkin, 235 A.3d 350, 354 (Pa. Super. 2020), appeal

denied, 251 A.3d 773 (Pa. 2021) (indicating that “a breakdown occurs in

the court system” when “a defendant is misinformed or misled regarding

his appellate rights”). This Court has declined to quash “an otherwise

untimely appeal if fraud or breakdown in the trial court’s processes resulted

2We also note that Appellant was not notified of his rights at the close of the PCRA hearing, as the court took the matter under advisement. See N.T. PCRA Hearing, 1/12/21, at 27.

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in an untimely appeal.” Commonwealth v. Khalil, 806 A.2d 415, 420 (Pa.

Super. 2002). See also Commonwealth v. Rodriguez, 174 A.3d 1130,

1138-39 (Pa. Super. 2017), appeal denied, 186 A.3d 941 (Pa. 2018);

Commonwealth v. Braykovich, 664 A.2d 133, 137-38 (Pa. Super. 1995).

Therefore, we will not quash Appellant’s untimely appeal.

In Appellant’s first issue, he briefly contends that he should be permitted

to withdraw his nolo contendere plea because he was “effectively denied … his

right to a [p]reliminary [h]earing” when he was not provided notice of that

proceeding and it was conducted in his absence, without objection by his

counsel. Appellant’s Brief at 9.

Appellant’s cursory argument is meritless. It is well-settled that when

a defendant enters a plea, “he waives the right to challenge anything but the

legality of his sentence and the validity of his plea.” Commonwealth v.

Jones, 929 A.2d 205, 212 (Pa. 2007). Thus, Appellant waived any challenge

to his absence at the preliminary hearing by pleading nolo contendere.

Moreover, we reject his attempt to assert an ineffectiveness claim by stating,

in a single sentence, that his attorney “failed to ask to have the [p]reliminary

[h]earing continued as a result of his client’s absence.” Appellant’s Brief at 9.

Appellant’s undeveloped argument does not overcome the presumption that

counsel acted effectively or demonstrate that he has met all three prongs of

the test for proving ineffectiveness. See Commonwealth v. Franklin, 990

A.2d 795, 797 (Pa. Super. 2010) (citations omitted) (“It is well-established

that counsel is presumed to have provided effective representation unless the

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PCRA petitioner pleads and proves all of the following: (1) the underlying legal

claim is of arguable merit; (2) counsel’s action or inaction lacked any

objectively reasonable basis designed to effectuate his client’s interest; and

(3) prejudice, to the effect that there was a reasonable probability of a

different outcome if not for counsel’s error.”).

In Appellant’s next three issues, which he combines in a single Argument

section spanning just three pages of his brief, he contends that his plea

counsel acted ineffectively by not adequately investigating his case, by forcing

him to enter his plea, and by failing to explain to him the terms and

consequences thereof. See Appellant’s Brief at 10-12.

The record does not support Appellant’s arguments. Namely, at the

PCRA hearing, Appellant’s plea counsel testified that he conducted an

“extensive” investigation of Appellant’s case, and he filed a pretrial motion to

suppress evidence, which was ultimately denied. N.T. PCRA Hearing at 23.

After the motion to suppress was denied, counsel decided to advise Appellant

to enter the nolo contendere plea. Id. Counsel testified that he explained the

terms of the plea to Appellant, and he and Appellant “had extensive

conversations about the likelihood of success going forward in terms of trial[,]”

as compared to accepting the plea deal offered by the Commonwealth. Id. at

22. Counsel adamantly denied having forced Appellant to accept the plea,

stating that he simply “advised [Appellant] that in [counsel’s] opinion[, the

plea] would be in his best interests.” Id. at 22, 23. The PCRA court clearly

believed counsel’s testimony, and we are bound to accept the court’s

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credibility determination. See Commonwealth v. Medina, 92 A.3d 1210,

1214 (Pa. Super. 2014) (“The PCRA court’s credibility determinations, when

supported by the record, are binding on this Court.”). Thus, we discern no

error in the court’s dismissing Appellant’s PCRA petition.

Order affirmed.

Judgment Entered.

Joseph D. Seletyn, Esq. Prothonotary

Date: 11/30/2021

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