Com. v. MMM

779 A.2d 1158
CourtSuperior Court of Pennsylvania
DecidedJune 26, 2001
StatusPublished

This text of 779 A.2d 1158 (Com. v. MMM) is published on Counsel Stack Legal Research, covering Superior Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Com. v. MMM, 779 A.2d 1158 (Pa. Ct. App. 2001).

Opinion

779 A.2d 1158 (2001)

COMMONWEALTH of Pennsylvania, Appellant,
v.
M.M.M., Appellee.
Commonwealth of Pennsylvania, Appellee,
v.
M.M.M., Appellant.

Superior Court of Pennsylvania.

Argued March 21, 2001.
Filed June 26, 2001.

*1160 Terrance M. Edwards, Assistant District Attorney, Harrisburg, for Com.

Peter J. McHugh, Chadds Ford and Henry F. McHugh, Media, for M.M.M.

BEFORE: FORD ELLIOTT, MONTEMURO[*] and BECK, JJ.

BECK, J.[**]

¶ 1 This is an appeal from an order of the trial court commanding the Pennsylvania Department of Transportation ("PennDOT" or "the Department") to expunge certain records in its possession. We affirm in part, vacate in part and remand with instructions.

¶ 2 In September of 1983, M.M.M. ("M") was charged with Driving While Under the Influence of Alcohol ("DUI"). She later was accepted into Chester County's Accelerated Rehabilitative Disposition ("ARD") program, and, as a result, her driver's license was suspended for a period of eight (8) months. The Chester County Clerk of Courts notified PennDOT of this mandatory suspension and, according to the Department's records, the suspension became effective on April 13, 1984.

¶ 3 Sometime in 1999, M learned that her ARD-DUI participation remained a matter of record with PennDOT.[1] M thereafter asked the Chester County Court of Common Pleas to expunge her criminal record pursuant to the terms of her ARD and the Pennsylvania Rules of Criminal Procedure. The court granted her request on October 19, 1999 in an order that included the following relevant language:

[I]t is hereby ORDERED and DIRECTED that any and all criminal history records concerning the above individual, pertaining to the above-captioned case, shall be promptly expunged.
* * *
The Department of Transportation shall maintain only a record of acceptance by the said individual of pre-trial or post-trial diversion or probation for a period of seven years from the date of this notification in accordance with 75 Pa. C.S.A. § 1534(b).

Trial Court Order, 10/19/99.

¶ 4 In a letter dated January 5, 2000, PennDOT notified M that although it had received the court's October 19th order, it did not intend to expunge the records in its possession. It offered the following reasons for its refusal to comply:

1) the Department was an indispensable party to the expungement proceeding and M's failure to join the Department in her initial request for expungement deprived the court of subject matter jurisdiction over the Department;

2) joinder of the Department in the initial request for expungement would have been futile in any event since any action against the Commonwealth or its departments must be brought in the original jurisdiction of the Commonwealth Court; and

3) an action brought against the Department pursuant to expungement of criminal records is impossible because the Department is not a criminal justice agency and therefore not *1161 subject to the expungement provisions of the Criminal History Record Information Act.

See Letter from PennDOT to M dated 1/5/00.

¶ 5 The Department's letter went on to inform M that if she was dissatisfied with its decision, she may wish to ask the Court "to hold the Department in contempt." However, the letter warned M that "a non-party to a case may not be held in contempt for its non-compliance with a court order." Id.

¶ 6 M filed a Motion for Contempt in an effort to force the Department's compliance with the expungement order. The court scheduled a hearing on the matter, which was continued to permit the parties to determine exactly what records PennDOT held. One month later, the hearing reconvened and the evidence established that PennDOT possessed the following records regarding M's DUI-related suspension, each of which was marked as an exhibit:

1) Exhibit P-1 M's Certified Driving History
This computer generated document, which lists all violations and departmental actions, reflects that M's license was suspended for a period of eight (8) months on April 13, 1984 as a result of ARD-DUI;
2) Exhibit P-2 Official Notice
This document is a copy of the official notice PennDOT sent to M, dated March 13, 1984, informing her that her operating privileges were suspended; and
3) Exhibit P-3 Report of the Clerk of Court
This PennDOT form was completed by the Chester County court. It informs the Department of M's acceptance into the ARD program and the terms of the program. The document also reflects that fact that M violated 75 Pa.C.S.A § 3731, DUI. The PennDOT receipt stamp reflects a date in February of 1984.

Trial Exhibits P-1, P-2 and P-3.

¶ 7 After hearing the arguments of counsel, the trial judge ordered PennDOT to expunge P-2 and P-3 and submit to M an affidavit confirming same within thirty (30) days. The court further ruled that PennDOT was not required to expunge Exhibit P-1 pursuant to a statutory provision that permitted its retention of such a record for a period of seven (7) years from the date of the court's order.

¶ 8 The Department filed a notice of appeal with this court, reasserting the claims it made in the trial court and in its letter to M. M filed a cross appeal, claiming that the trial court erred in permitting PennDOT to retain Exhibit P-1. The issues are now before this court for review.

¶ 9 In its brief, the Department argues that "the clear legislative intent of the General Assembly in enacting the Criminal Records Act did not extend to including the civil traffic safety records maintained by the Department of Transportation within the ambit of those records subject to expungement under 18 Pa.C.S.A. § 9122." Appellant's Brief at 36. In support of its claim, PennDOT makes three arguments. We address each in turn.

Whether PennDOT is a Criminal Justice Agency for Purposes of 18 Pa.C.S.A. § 9122

¶ 10 The process of expunging criminal records is governed by the Criminal History Record Information Act ("the Act"), 18 Pa.C.S.A. §§ 9101-83. The Act addresses not only expungement, but also sets out a body of rules describing the proper method of collection, retention and dissemination of criminal history records. Relying on specific provisions of the Act and its own enabling legislation, PennDOT makes the following argument: Expungement orders apply only to criminal history record *1162 information. 18 Pa.C.S.A. § 9122(a). Criminal history record information is only that information collected by criminal justice agencies. 18 Pa.C.S.A. § 9102. Criminal justice agencies are only those agencies whose principal function is to administer criminal justice. Id. PennDOT's principal functions do not include the administration of criminal justice. 71 P.S. § 511. Therefore, an expungement order entered pursuant to § 9122 does not apply to PennDOT. Appellant's Brief at 10-14.

¶ 11 The Department insists that because it does not fit within the definition of a criminal justice agency, 18 Pa.C.S.A. § 9102, and is not listed as a criminal justice agency, 18 Pa.C.S.A. § 9113, it cannot be required to comply with an expungement order, particularly since the Act provides that notice of expungement be made only to those criminal justice agencies that have received criminal history record information. 18 Pa.C.S.A. § 9122(d).

¶ 12 We do not agree.

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Cite This Page — Counsel Stack

Bluebook (online)
779 A.2d 1158, Counsel Stack Legal Research, https://law.counselstack.com/opinion/com-v-mmm-pasuperct-2001.