J-S56003-20
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF : PENNSYLVANIA : v. : : : OTIS LEVERETTE : : Appellant : No. 44 EDA 2020
Appeal from the Judgment of Sentence Entered November 8, 2019 In the Court of Common Pleas of Delaware County Criminal Division at No(s): CP-23-CR-0000617-2019
BEFORE: BENDER, P.J.E., KUNSELMAN, J., and PELLEGRINI, J. *
MEMORANDUM BY BENDER, P.J.E.: FILED: MARCH 19, 2021
Leverette, appeals from the aggregate judgment of
Appellant, Otis sentence of 7½ to 20 years’ incarceration, imposed after
a jury convicted him of possession of a controlled substance (35 P.S. § 780-
113(a)(16)), possession of a firearm by a person prohibited (18 Pa.C.S. §
6105(a)(1)), and carrying a firearm without a license (18 Pa.C.S. §
6106(a)(1)).1 Appellant challenges the trial court’s denial of his motion for a
mistrial based on comments by the prosecutor during closing arguments.
After careful review, we affirm. ____________________________________________
* Retired Senior Judge assigned to the Superior Court.
1 Appellant’s notice of appeal incorrectly states that he is appealing from the court’s November 21, 2019 order denying his timely-filed, post-sentence motion. “In a criminal action, appeal properly lies from the judgment of sentence[,] made final by the denial of post-sentence motions.” Commonwealth v. Shamberger, 788 A.2d 408, 410 n.2 (Pa. Super. 2001) (en banc) (citation omitted). We have corrected the caption accordingly. J-S56003-20
The trial court briefly summarized the facts of Appellant’s case, as
follows:
[Appellant] … was found in the backseat of an Uber driver’s [car] and was unresponsive when the police officers arrived. Officer [William] Redheffer arrived at the vehicle, waited for backup, knocked on the window of the car, and realized [Appellant] was unconscious. Officer Redheffer opened the door and found a pistol in [Appellant’s] hand[,] with [Appellant’s] finger around the trigger. Officer Redheffer disarmed [Appellant] and cleared the pistol[,] then conducted a search of [Appellant’s] person to ensure that there was not a second weapon. Officer Redheffer was able to wake [Appellant] after he was disarmed[. The officer] performed a search incident to arrest outside of the vehicle[] and found drugs on [Appellant’s] person.
Trial Court Opinion (TCO), 4/13/20, at 1 (citations to the record omitted).
Following a jury trial in September of 2019, Appellant was convicted of
the above-stated offenses. On November 8, 2019, he was sentenced to the
aggregate term set forth supra. He filed a timely, post-sentence motion that
was denied. Appellant then filed a timely notice of appeal, and he also
complied with the trial court’s order to file a Pa.R.A.P. 1925(b) concise
statement of errors complained of on appeal. The court filed its Rule 1925(a)
opinion on April 13, 2020. Herein, Appellant states one issue for our review:
“Did the trial court err when it refused to declare a mistrial after the
Commonwealth, during its closing argument, asked the jury to draw an
adverse inference from defense counsel’s objection to hearsay evidence?”
Appellant’s Brief at 4.
To begin, we recognize that,
-2- J-S56003-20
[a] motion for a mistrial is within the discretion of the trial court. A mistrial upon motion of one of the parties is required only when an incident is of such a nature that its unavoidable effect is to deprive the appellant of a fair and impartial trial. It is within the trial court’s discretion to determine whether a defendant was prejudiced by the incident that is the basis of a motion for a mistrial. On appeal, our standard of review is whether the trial court abused that discretion.
Commonwealth v. Bennett, 225 A.3d 883, 890 (Pa. Super. 2019) (citations
omitted).
In the present case, Appellant argues that a mistrial was warranted after
the prosecutor commented, during her closing argument, on evidence that
was precluded by ruling of the court. Appellant explains the context of his
claim, as follows:
The theory of the defense was that [Appellant] did not knowingly and consciously possess the firearm. In furtherance of this defense, trial counsel emphasized that [Appellant] was passed out and likely did not know the gun was in his hand; and elicited from Commonwealth witnesses that the police made no effort to prove who the gun belonged to; whether it had any connection to [the Uber driver,] Mr. [Jermaine] Dobine; whether Mr. Dobine was even an Uber driver at all; or the circumstances within which [Appellant] could have ended up holding the gun while he was passed out. The defense also pointed out that the driver allegedly had a clear view of [Appellant,] but never reported that he had a gun.
Mr. Dobine did not appear at trial and was thus not subject to any cross-examination. The defense strenuously objected to hearsay statements from Mr. Dobine when the Commonwealth elicited such answers during its direct[-]examination of the officers. Specifically, the Commonwealth attempted to ask Officer [Robert] Bennett, the responding officer who interacted with Mr. Dobine, what Mr. Dobine’s reaction was when he was told there was a gun in the car. See[] N.T.[,] 9/11/19[,] at 49-51. These objections were sustained.
-3- J-S56003-20
During its closing arguments, the Commonwealth nevertheless argued:
You heard that the police had a conversation with the Uber [d]river and[,] based upon that conversation[,] there was no further investigation done. And you heard defense counsel jump up and down about that whole thing. I wonder why he didn’t want [you] to hear of that. I wonder why?
See[] N.T.[,] 9/12/19[,] at 24. At the conclusion of the Commonwealth’s closing argument, the defense objected to this statement and moved for a mistrial. This motion was denied. See [id.] … at 31.
Appellant’s Brief at 6-7.
Appellant argues that the court’s denial of his motion for a mistrial was
an abuse of discretion. He contends that “the prosecutor invited the jury to
infer that defense counsel objected to [Mr. Dobine’s] hearsay statements …
because those statements would have undermined the defense theory of the
case.” Id. at 10. Appellant insists that, by doing so, the prosecutor essentially
commented on evidence not in the record, which was “entirely improper.” Id.
In support of this argument, Appellant relies on Commonwealth v.
Brooks, 523 A.2d 1169 (Pa. Super. 1987). There, during closing arguments,
the prosecutor made lengthy remarks about “the nature of fingerprints and
the difficulty in obtaining fingerprint evidence from the weapons used because
of the material they were made of and the number of people who handled
them.” Id. at 1172. The Commonwealth conceded that it had proffered no
evidence regarding fingerprinting at trial. Id. at 1171-72. In addition, the
prosecutor also asked the jury to make inferences about what a prison-issued,
knit hat looked like, despite that the Commonwealth had not entered such a
-4- J-S56003-20
hat into evidence, or elicited any testimony about the appearance of a prison-
issued hat.
The Brooks panel concluded that the prosecutor’s comments were
improper. First, we held that the prosecutor’s remarks about fingerprinting
went far beyond the scope of facts in evidence or any legitimate inferences that could be drawn from those facts.
Free access — add to your briefcase to read the full text and ask questions with AI
J-S56003-20
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF : PENNSYLVANIA : v. : : : OTIS LEVERETTE : : Appellant : No. 44 EDA 2020
Appeal from the Judgment of Sentence Entered November 8, 2019 In the Court of Common Pleas of Delaware County Criminal Division at No(s): CP-23-CR-0000617-2019
BEFORE: BENDER, P.J.E., KUNSELMAN, J., and PELLEGRINI, J. *
MEMORANDUM BY BENDER, P.J.E.: FILED: MARCH 19, 2021
Leverette, appeals from the aggregate judgment of
Appellant, Otis sentence of 7½ to 20 years’ incarceration, imposed after
a jury convicted him of possession of a controlled substance (35 P.S. § 780-
113(a)(16)), possession of a firearm by a person prohibited (18 Pa.C.S. §
6105(a)(1)), and carrying a firearm without a license (18 Pa.C.S. §
6106(a)(1)).1 Appellant challenges the trial court’s denial of his motion for a
mistrial based on comments by the prosecutor during closing arguments.
After careful review, we affirm. ____________________________________________
* Retired Senior Judge assigned to the Superior Court.
1 Appellant’s notice of appeal incorrectly states that he is appealing from the court’s November 21, 2019 order denying his timely-filed, post-sentence motion. “In a criminal action, appeal properly lies from the judgment of sentence[,] made final by the denial of post-sentence motions.” Commonwealth v. Shamberger, 788 A.2d 408, 410 n.2 (Pa. Super. 2001) (en banc) (citation omitted). We have corrected the caption accordingly. J-S56003-20
The trial court briefly summarized the facts of Appellant’s case, as
follows:
[Appellant] … was found in the backseat of an Uber driver’s [car] and was unresponsive when the police officers arrived. Officer [William] Redheffer arrived at the vehicle, waited for backup, knocked on the window of the car, and realized [Appellant] was unconscious. Officer Redheffer opened the door and found a pistol in [Appellant’s] hand[,] with [Appellant’s] finger around the trigger. Officer Redheffer disarmed [Appellant] and cleared the pistol[,] then conducted a search of [Appellant’s] person to ensure that there was not a second weapon. Officer Redheffer was able to wake [Appellant] after he was disarmed[. The officer] performed a search incident to arrest outside of the vehicle[] and found drugs on [Appellant’s] person.
Trial Court Opinion (TCO), 4/13/20, at 1 (citations to the record omitted).
Following a jury trial in September of 2019, Appellant was convicted of
the above-stated offenses. On November 8, 2019, he was sentenced to the
aggregate term set forth supra. He filed a timely, post-sentence motion that
was denied. Appellant then filed a timely notice of appeal, and he also
complied with the trial court’s order to file a Pa.R.A.P. 1925(b) concise
statement of errors complained of on appeal. The court filed its Rule 1925(a)
opinion on April 13, 2020. Herein, Appellant states one issue for our review:
“Did the trial court err when it refused to declare a mistrial after the
Commonwealth, during its closing argument, asked the jury to draw an
adverse inference from defense counsel’s objection to hearsay evidence?”
Appellant’s Brief at 4.
To begin, we recognize that,
-2- J-S56003-20
[a] motion for a mistrial is within the discretion of the trial court. A mistrial upon motion of one of the parties is required only when an incident is of such a nature that its unavoidable effect is to deprive the appellant of a fair and impartial trial. It is within the trial court’s discretion to determine whether a defendant was prejudiced by the incident that is the basis of a motion for a mistrial. On appeal, our standard of review is whether the trial court abused that discretion.
Commonwealth v. Bennett, 225 A.3d 883, 890 (Pa. Super. 2019) (citations
omitted).
In the present case, Appellant argues that a mistrial was warranted after
the prosecutor commented, during her closing argument, on evidence that
was precluded by ruling of the court. Appellant explains the context of his
claim, as follows:
The theory of the defense was that [Appellant] did not knowingly and consciously possess the firearm. In furtherance of this defense, trial counsel emphasized that [Appellant] was passed out and likely did not know the gun was in his hand; and elicited from Commonwealth witnesses that the police made no effort to prove who the gun belonged to; whether it had any connection to [the Uber driver,] Mr. [Jermaine] Dobine; whether Mr. Dobine was even an Uber driver at all; or the circumstances within which [Appellant] could have ended up holding the gun while he was passed out. The defense also pointed out that the driver allegedly had a clear view of [Appellant,] but never reported that he had a gun.
Mr. Dobine did not appear at trial and was thus not subject to any cross-examination. The defense strenuously objected to hearsay statements from Mr. Dobine when the Commonwealth elicited such answers during its direct[-]examination of the officers. Specifically, the Commonwealth attempted to ask Officer [Robert] Bennett, the responding officer who interacted with Mr. Dobine, what Mr. Dobine’s reaction was when he was told there was a gun in the car. See[] N.T.[,] 9/11/19[,] at 49-51. These objections were sustained.
-3- J-S56003-20
During its closing arguments, the Commonwealth nevertheless argued:
You heard that the police had a conversation with the Uber [d]river and[,] based upon that conversation[,] there was no further investigation done. And you heard defense counsel jump up and down about that whole thing. I wonder why he didn’t want [you] to hear of that. I wonder why?
See[] N.T.[,] 9/12/19[,] at 24. At the conclusion of the Commonwealth’s closing argument, the defense objected to this statement and moved for a mistrial. This motion was denied. See [id.] … at 31.
Appellant’s Brief at 6-7.
Appellant argues that the court’s denial of his motion for a mistrial was
an abuse of discretion. He contends that “the prosecutor invited the jury to
infer that defense counsel objected to [Mr. Dobine’s] hearsay statements …
because those statements would have undermined the defense theory of the
case.” Id. at 10. Appellant insists that, by doing so, the prosecutor essentially
commented on evidence not in the record, which was “entirely improper.” Id.
In support of this argument, Appellant relies on Commonwealth v.
Brooks, 523 A.2d 1169 (Pa. Super. 1987). There, during closing arguments,
the prosecutor made lengthy remarks about “the nature of fingerprints and
the difficulty in obtaining fingerprint evidence from the weapons used because
of the material they were made of and the number of people who handled
them.” Id. at 1172. The Commonwealth conceded that it had proffered no
evidence regarding fingerprinting at trial. Id. at 1171-72. In addition, the
prosecutor also asked the jury to make inferences about what a prison-issued,
knit hat looked like, despite that the Commonwealth had not entered such a
-4- J-S56003-20
hat into evidence, or elicited any testimony about the appearance of a prison-
issued hat.
The Brooks panel concluded that the prosecutor’s comments were
improper. First, we held that the prosecutor’s remarks about fingerprinting
went far beyond the scope of facts in evidence or any legitimate inferences that could be drawn from those facts. The prosecutor was, in effect, testifying as to the nature of fingerprints and the difficulty in obtaining fingerprint evidence from the weapons used because of the material they were made of and the number of people who handled them. This type of testimony is impermissible because it was based on facts that are not a matter of common public knowledge or a matter of which the court may take judicial notice. Accordingly, we conclude that the closing remarks regarding fingerprint evidence amounted to an impermissible assertion of personal knowledge by the district attorney and the lower court erred in denying [the] appellant’s exception to the remarks.
Id. (citations omitted). We also found that the prosecutor’s statements about
prison-issued hats “amounted to an improper comment on facts not in
evidence[,]” as the appearance of a ski cap issued by a prison is not the sort
of “matter that the jury would know from personal experience[,] nor a matter
of which the court could take judicial notice.” Id. at 1172.
Ultimately, the Brooks panel found “the prosecutor’s remarks to be
particularly troublesome because they amounted to an admission of further
evidence after the defense had rested.” Id. at 1173. We concluded that the
prosecutor’s errors were not harmless, as the Commonwealth’s evidence was
contradicted and not overwhelming. Id. Finally, we noted that the court
refused to provide a curative instruction regarding the improper comments,
-5- J-S56003-20
despite Brooks’ counsel’s request to do so. Id. at 1173 n.1. For all of these
reasons, we awarded Brooks a new trial.
Initially, we agree with Appellant that the prosecutor in this case acted
improperly by commenting on facts not in evidence. Namely, the prosecutor
referred to Mr. Dobin’s inadmissible hearsay statements, implying that they
would have been harmful to Appellant’s defense.
Nevertheless, the at-issue statements by the prosecutor are not
comparable to the conduct of the prosecutor in Brooks. Here, the prosecutor
only mentioned Mr. Dobin’s hearsay statements once, and her remarks were
extremely brief. These facts distinguish this case from Brooks, where the
prosecutor provided what amounted to lengthy testimony about fingerprint
evidence, and then compounded that error by making another improper
comment about the appearance of prison-issued hats.
Additionally, defense counsel in Brooks sought a curative instruction,
which the court denied. To the contrary, in this case, Appellant’s counsel
explicitly stated that he did not want any curative instruction. Counsel’s
failure to seek a curative instruction to cure the prejudice that Appellant now
claims he suffered from the prosecutor’s remarks weakens his argument that
a new trial is warranted. We also observe that the evidence of Appellant’s
guilt in this case was stronger than that in Brooks, as officers observed
Appellant holding the firearm in his hand, and testified that their investigation
provided no evidence that Mr. Dobine “had anything to do with a firearm.”
-6- J-S56003-20
N.T., 9/11/19, at 53-54. Finally, the court instructed the jury that the parties’
closing arguments were not evidence. See N.T., 9/12/19, at 3.
In sum, while the prosecutor acted improperly in this case, we are not
convinced that the trial court abused its discretion by denying Appellant’s
motion for a mistrial. The court explained that it “denied [Appellant’s] motion
for a mistrial because there was no manifest necessity for granting the
motion[,]” as the “[c]ourt found that the Commonwealth’s statements did not
prejudice the jury in this case.” TCO at 9. Based on the brevity of the
prosecutor’s at-issue remarks, defense counsel’s failure to seek a curative
instruction, the strength of the Commonwealth’s evidence, and the court’s
instruction that the arguments of counsel were not evidence, we conclude that
this case is distinguishable from Brooks. Accordingly, Appellant has failed to
convince us that the court abused its discretion in denying his motion for a
mistrial.
Judgment of sentence affirmed.
Judgment Entered.
Joseph D. Seletyn, Esq. Prothonotary
Date: 3/19/21
-7-