Com. v. Jacobs, A.

Superior Court of Pennsylvania·Decided December 27, 2018·No. 1607 WDA 2017·Published

Opinion

NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37

COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF : PENNSYLVANIA

:

v. :

:

:

ANDRE JACOBS :

:

Appellant : No. 1607 WDA 2017

Appeal from the PCRA Order October 11, 2017 In the Court of Common Pleas of Fayette County Criminal Division at No(s): CP-26-CR-0000265-2005

BEFORE: BOWES, J., OTT, J., and KUNSELMAN, J. MEMORANDUM BY BOWES, J.: FILED DECEMBER 27, 2018 Andre Jacobs appeals from the October 11, 2017 order denying PCRA relief. Since Appellant was deprived of assistance of counsel at critical points in the PCRA process, we vacate the order and remand for further proceedings consistent herewith.

On February 24, 2004, Appellant assaulted two corrections officers while he was in the long-term segregation unit at the State Correctional Institution at Fayette (“SCI Fayette”). On December 4, 2007, a jury convicted him of aggravated assault, assault by a prisoner, and simple assault, and the court sentenced him to twenty-seven to 120 months imprisonment. Appellant filed a timely direct appeal from judgment of sentence, which this Court denied.

Commonwealth v. Jacobs, 1631 WDA 2012 (Pa.Super. 2013) (unpublished memorandum).1 On May 9, 2014, Appellant filed a timely pro se PCRA petition, his first, in which he identified two issues involving trial counsel’s ineffectiveness: that trial counsel failed to raise an insanity defense, or alternatively, that counsel failed to investigate whether his prescribed anti-psychotic medications caused him to be involuntarily intoxicated and to act out violently against the prison guards. Counsel was appointed, and subsequently, the court granted counsel permission to withdraw. The court appointed James V. Natale to act as counsel. Attorney Natale filed a motion seeking discovery of Appellant’s mental health records and disciplinary report, and requesting that the court order a psychiatric assessment of Appellant to determine whether he suffered from a mental illness. The motion was granted, and Dr. Bruce Wright conducted a psychiatric assessment of Appellant on January 16, 2016.

On February 12, 2016, Appellant wrote to Attorney Natale complaining that Dr. Wright was given only one 2005 report from Dr. Stuart Burstein, and not the entirety of his mental health records. Appellant advised counsel that Dr. Wright told him that he did not have sufficient information to complete the evaluation, although the expert filed a report four days later.

1 We note that more than five years elapsed between Appellant’s conviction and the resolution of his direct appeal. Appellant’s direct appeal to this Court initially was dismissed when his counsel failed to file a brief. Appellant had to file a PCRA petition in order to obtain reinstatement of his direct appeal rights.

Counsel filed an amended PCRA petition on Appellant’s behalf on April 25, 2016. He represented therein that, after review of Appellant’s mental health records and his assessment, Dr. Wright noted Appellant’s long history of mental illness dating back to childhood; that he had been diagnosed with mood disorders, intermittent explosive disorder, post-traumatic stress disorder, personality disorder, substance abuse, and learning difficulties; and that he had been prescribed numerous psychotropic medications. Amended Petition, 4/25/16, at ¶¶9, 10. Dr. Wright confirmed that Appellant had been diagnosed with bipolar disorder, personality disorder with mixed features, a history of conduct disorder, and substance abuse. Id. at ¶12. The expert opined that Appellant’s solitary confinement had potentially exacerbated those illnesses. Based on Dr. Wright’s report, PCRA counsel asserted that trial counsel was ineffective for failing to request a pre-trial evaluation of Appellant by a mental health professional to determine whether he was competent to stand trial and whether he was insane at the time of the incident. Id. at ¶¶4, 12.

In the successive months, counsel obtained additional records and supplied them to Dr. Wright to assist him in his assessment of Appellant’s mental health status at the relevant time. A hearing was held on September 30, 2016, at which Appellant was present. Attorney Natale advised the court that Dr. Wright had concluded that Appellant was not insane at the time of the incident. Counsel added that, after reviewing Appellant’s other issues, he had “serious doubts as to the merit of this PCRA petition.” N.T. Amended Post

Conviction Relief Act Hearing, 9/30/16, at 4. Nonetheless, counsel stated that Appellant wanted his “assistance to help him effectuate his PCRA petition, and perhaps appeal[,]” and counsel defined his role as limited to providing that assistance. Id. Thus, Appellant was effectively forced to represent himself, as counsel did not file a no-merit letter following his re-evaluation of Appellant’s insanity claim.

Appellant disputed counsel’s version of their conversation.2 He informed the court that counsel had advised him that he would withdraw from the case and Appellant would proceed pro se. Since Appellant felt he required legal assistance, he did not want to proceed pro se, and thus, he stated he would accept Mr. Natale as his attorney. Nonetheless, Appellant complained that Mr. Natale had failed to investigate the issue, and further, that this was the first time he had met counsel.

The PCRA court concluded from Attorney Natale’s representations that the claim of trial counsel ineffectiveness for failing to obtain a psychiatric evaluation was the only arguably meritorious issue, and that all other issues had been previously litigated or waived. Id. at 9. Dr. Wright’s letter, in which he opined that Appellant was not insane when he committed the offenses, was marked as an exhibit by the Commonwealth, and moved into evidence. Id. at 11. When counsel did not object to its admission, Appellant objected pro

se, insisting that “[i]f [Attorney Natale is ] not going to represent me then I

2 Appellant also informed the court that he had filed a complaint against counsel with the Pennsylvania Disciplinary Board.

will proceed on my own, I have no other choice.” Id. at 12. The court asked Attorney Natale to “to sit stand by,” and noted Appellant’s objection. Appellant challenged the admission of the report on the ground that Dr. Wright was not an expert in the psychiatric effect of solitary confinement, which the court overruled, and the report was admitted. The court stated that it would conduct an independent review of the record and render an opinion.

Appellant advised the court that he wished to testify. After being placed under oath, Appellant told the PCRA court that he wanted to call an expert on the adverse effects of solitary confinement, but he only learned that day that counsel was not going to call such an expert. Id. at 20. Appellant moved for a continuance in order to hire an expert, and the court denied the motion. Appellant then attempted to place into evidence the curriculum vitae and an article by Stuart Grassion, M.D., an expert in solitary confinement. The Commonwealth’s hearsay objection to the proffered exhibit was sustained.

On November 3, 2016, PCRA counsel filed a motion requesting a Grazier hearing, representing therein that Appellant had expressed a desire to waive his right to counsel and proceed pro se.3 The court scheduled the Grazier motion for a hearing on January 24, 2017. However, on November

28, 2016, the PCRA court issued an order in which it stated that it had

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