Com. v. Jacobs, A.

CourtSuperior Court of Pennsylvania
DecidedDecember 27, 2018
Docket1607 WDA 2017
StatusPublished

This text of Com. v. Jacobs, A. (Com. v. Jacobs, A.) is published on Counsel Stack Legal Research, covering Superior Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Com. v. Jacobs, A., (Pa. Ct. App. 2018).

Opinion

J-S50009-18

NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37

COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF : PENNSYLVANIA : v. : : : ANDRE JACOBS : : Appellant : No. 1607 WDA 2017

Appeal from the PCRA Order October 11, 2017 In the Court of Common Pleas of Fayette County Criminal Division at No(s): CP-26-CR-0000265-2005

BEFORE: BOWES, J., OTT, J., and KUNSELMAN, J.

MEMORANDUM BY BOWES, J.: FILED DECEMBER 27, 2018

Andre Jacobs appeals from the October 11, 2017 order denying PCRA

relief. Since Appellant was deprived of assistance of counsel at critical points

in the PCRA process, we vacate the order and remand for further proceedings

consistent herewith.

On February 24, 2004, Appellant assaulted two corrections officers while

he was in the long-term segregation unit at the State Correctional Institution

at Fayette (“SCI Fayette”). On December 4, 2007, a jury convicted him of

aggravated assault, assault by a prisoner, and simple assault, and the court

sentenced him to twenty-seven to 120 months imprisonment. Appellant filed

a timely direct appeal from judgment of sentence, which this Court denied. J-S50009-18

Commonwealth v. Jacobs, 1631 WDA 2012 (Pa.Super. 2013) (unpublished

memorandum).1

On May 9, 2014, Appellant filed a timely pro se PCRA petition, his first,

in which he identified two issues involving trial counsel’s ineffectiveness: that

trial counsel failed to raise an insanity defense, or alternatively, that counsel

failed to investigate whether his prescribed anti-psychotic medications caused

him to be involuntarily intoxicated and to act out violently against the prison

guards. Counsel was appointed, and subsequently, the court granted counsel

permission to withdraw. The court appointed James V. Natale to act as

counsel. Attorney Natale filed a motion seeking discovery of Appellant’s

mental health records and disciplinary report, and requesting that the court

order a psychiatric assessment of Appellant to determine whether he suffered

from a mental illness. The motion was granted, and Dr. Bruce Wright

conducted a psychiatric assessment of Appellant on January 16, 2016.

On February 12, 2016, Appellant wrote to Attorney Natale complaining

that Dr. Wright was given only one 2005 report from Dr. Stuart Burstein, and

not the entirety of his mental health records. Appellant advised counsel that

Dr. Wright told him that he did not have sufficient information to complete the

evaluation, although the expert filed a report four days later.

____________________________________________

1 We note that more than five years elapsed between Appellant’s conviction and the resolution of his direct appeal. Appellant’s direct appeal to this Court initially was dismissed when his counsel failed to file a brief. Appellant had to file a PCRA petition in order to obtain reinstatement of his direct appeal rights.

-2- J-S50009-18

Counsel filed an amended PCRA petition on Appellant’s behalf on April

25, 2016. He represented therein that, after review of Appellant’s mental

health records and his assessment, Dr. Wright noted Appellant’s long history

of mental illness dating back to childhood; that he had been diagnosed with

mood disorders, intermittent explosive disorder, post-traumatic stress

disorder, personality disorder, substance abuse, and learning difficulties; and

that he had been prescribed numerous psychotropic medications. Amended

Petition, 4/25/16, at ¶¶9, 10. Dr. Wright confirmed that Appellant had been

diagnosed with bipolar disorder, personality disorder with mixed features, a

history of conduct disorder, and substance abuse. Id. at ¶12. The expert

opined that Appellant’s solitary confinement had potentially exacerbated those

illnesses. Based on Dr. Wright’s report, PCRA counsel asserted that trial

counsel was ineffective for failing to request a pre-trial evaluation of Appellant

by a mental health professional to determine whether he was competent to

stand trial and whether he was insane at the time of the incident. Id. at ¶¶4,

12.

In the successive months, counsel obtained additional records and

supplied them to Dr. Wright to assist him in his assessment of Appellant’s

mental health status at the relevant time. A hearing was held on September

30, 2016, at which Appellant was present. Attorney Natale advised the court

that Dr. Wright had concluded that Appellant was not insane at the time of

the incident. Counsel added that, after reviewing Appellant’s other issues, he

had “serious doubts as to the merit of this PCRA petition.” N.T. Amended Post

-3- J-S50009-18

Conviction Relief Act Hearing, 9/30/16, at 4. Nonetheless, counsel stated that

Appellant wanted his “assistance to help him effectuate his PCRA petition, and

perhaps appeal[,]” and counsel defined his role as limited to providing that

assistance. Id. Thus, Appellant was effectively forced to represent himself,

as counsel did not file a no-merit letter following his re-evaluation of

Appellant’s insanity claim.

Appellant disputed counsel’s version of their conversation.2 He informed

the court that counsel had advised him that he would withdraw from the case

and Appellant would proceed pro se. Since Appellant felt he required legal

assistance, he did not want to proceed pro se, and thus, he stated he would

accept Mr. Natale as his attorney. Nonetheless, Appellant complained that Mr.

Natale had failed to investigate the issue, and further, that this was the first

time he had met counsel.

The PCRA court concluded from Attorney Natale’s representations that

the claim of trial counsel ineffectiveness for failing to obtain a psychiatric

evaluation was the only arguably meritorious issue, and that all other issues

had been previously litigated or waived. Id. at 9. Dr. Wright’s letter, in which

he opined that Appellant was not insane when he committed the offenses, was

marked as an exhibit by the Commonwealth, and moved into evidence. Id.

at 11. When counsel did not object to its admission, Appellant objected pro

se, insisting that “[i]f [Attorney Natale is ] not going to represent me then I ____________________________________________

2 Appellant also informed the court that he had filed a complaint against counsel with the Pennsylvania Disciplinary Board.

-4- J-S50009-18

will proceed on my own, I have no other choice.” Id. at 12. The court asked

Attorney Natale to “to sit stand by,” and noted Appellant’s objection.

Appellant challenged the admission of the report on the ground that Dr. Wright

was not an expert in the psychiatric effect of solitary confinement, which the

court overruled, and the report was admitted. The court stated that it would

conduct an independent review of the record and render an opinion.

Appellant advised the court that he wished to testify. After being placed

under oath, Appellant told the PCRA court that he wanted to call an expert on

the adverse effects of solitary confinement, but he only learned that day that

counsel was not going to call such an expert. Id. at 20. Appellant moved for

a continuance in order to hire an expert, and the court denied the motion.

Appellant then attempted to place into evidence the curriculum vitae and an

article by Stuart Grassion, M.D., an expert in solitary confinement. The

Commonwealth’s hearsay objection to the proffered exhibit was sustained.

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