J-S32043-16
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA, IN THE SUPERIOR COURT OF PENNSYLVANIA Appellee
v.
OMAR RASHAD HOOKS,
Appellant No. 1391 EDA 2015
Appeal from the Judgment of Sentence April 15, 2015 in the Court of Common Pleas of Delaware County Criminal Division at No.: CP-23-CR-0002355-2010
BEFORE: BOWES, J., MUNDY, J., and PLATT, J.*
MEMORANDUM BY PLATT, J.: FILED MAY 17, 2016
Appellant, Omar Rashad Hooks, appeals from the judgment of
sentence imposed on April 15, 2015.1, 2 Appellant was sentenced to a term
of imprisonment not less than thirty-five years nor more than life for his jury
conviction of murder of the first degree,3 and a concurrent aggregate
sentence of not less than two nor more than four years’ incarceration for his
____________________________________________
* Retired Senior Judge assigned to the Superior Court. 1 The trial court imposed the April 15, 2015 sentence after granting Appellant’s post-sentence motion filed November 17, 2014, seeking a modification of the sentence imposed on re-sentencing on November 5, 2014. 2 We have amended the caption in this matter to reflect the April 15, 2015 date on which the trial court re-sentenced Appellant. 3 18 Pa.C.S.A. § 2502(a). J-S32043-16
conviction of firearms not to be carried without a license, and possessing an
instrument of a crime.4 Appellant challenges the discretionary aspects and
legality of his sentence. We affirm, in part on the basis of the trial court
opinion.
In its opinion, the trial court fully and correctly sets forth the relevant
facts and procedural history of this case. (See Trial Court Opinion,
11/05/15, at 1-2). Therefore, we have no reason to restate them here at
length.
For the convenience of the reader, we note that on April 17, 2010,5
Appellant, who was sixteen years old, shot and killed Thomas Green, who
was unarmed. Evidence at trial supported the fact that Appellant shot Green
in retaliation for Green smacking Appellant in the face and knocking his
glasses off during a “slap-box” fight. Testimony also supported the
conclusion that Appellant was under the influence of drugs or alcohol before
the shooting; however, the jury did not accept the diminished capacity
defense which was offered at trial. On December 8, 2011, the jury found
Appellant guilty of murder of the first degree, firearm carried without a
license, and possessing an instrument of a crime.
4 18 Pa.C.S.A. §§ 6106, 907 respectively. 5 Although the trial court opinion indicates that Appellant killed his victim on April 10, 2010, (see Trial Ct. Op., at 7), the record is clear that Appellant committed his crime on April 17, 2010. (See Trial Ct. Op., at 1).
-2- J-S32043-16
On January 31, 2012, the trial court sentenced Appellant to a
mandatory sentence of life in prison without the possibility of parole for the
murder conviction and imposed a consecutive aggregate term of
imprisonment of not less than two nor more than five years on the
remaining counts.
On direct appeal, a prior panel of this court affirmed Appellant’s
convictions, but remanded for a new sentencing hearing in accordance with
the holdings in Miller v. Alabama, 132 S.Ct. 2455 (2012), and
Commonwealth v. Batts, 66 A.3d 286 (Pa. 2013). (See Commonwealth
v. Hooks, 91 A.3d 1280 (Pa. Super. 2012) (unpublished memorandum)).
After a sentencing hearing on November 5, 2014, the trial court
sentenced Appellant to a term of imprisonment of not less than forty years
to life for murder of the first degree and a consecutive aggregate sentence
of not less than two nor more than five years’ incarceration on the remaining
offenses. Appellant filed a post-sentence motion for reconsideration. The
trial court held a hearing on Appellant’s post-sentence motion on March 11,
2015.
On April 15, 2015, the trial court granted Appellant’s motion for
reconsideration and modified his sentence for the murder of the first degree
conviction to not less than thirty-five years nor more than life imprisonment
-3- J-S32043-16
and imposed his sentence on the remaining charges concurrently. This
timely appeal followed.6
On appeal, Appellant raises three questions for our review:
1. Is the sentence imposed illegal given that there is no statutory authorization for a sentence of thirty-five years to life?
2. Did the sentencing court commit abuse of discretion when it based the sentence imposed entirely or in part on the fact that Appellant did not accept responsibility for the crime or show remorse, where Appellant at all times has maintained his innocence of the crime?
3. Did the sentencing court abuse its discretion in imposing a sentence that was overly harsh and manifestly excessive, and based upon the seriousness of the crime alone?
(Appellant’s Brief, at 4) (questions renumbered for ease of disposition). 7
In the first issue, Appellant claims that his sentence of not less than
thirty-five years to life imprisonment for murder of the first-degree is an
illegal sentence because it lacks statutory authorization. (See Appellant’s
Brief, at 35-42).8 Appellant concedes that “this very question was presented ____________________________________________
6 Appellant filed his timely Rule 1925(b) statement of errors complained of on appeal on June 16, 2015. See Pa.R.A.P. 1925(b). The trial court entered its opinion on November 5, 2015. See Pa.R.A.P. 1925(a). 7 On March 4, 2016, the Commonwealth filed an application for extension of time to file its brief and, thereafter, filed its brief on March 18, 2016. We deem the Commonwealth’s brief timely filed nunc pro tunc. 8 We note that Appellant’s Rule 1925(b) statement presents five issues, all of which challenge discretionary aspects of the sentence. (See Statement of Matters Complained of on Appeal, 6/16/15, at 1-2). Appellant did not present any challenge to the legality of his sentence in his statement; however, challenges to the legality of a sentence cannot be waived. See (Footnote Continued Next Page)
-4- J-S32043-16
[to our Pennsylvania Supreme Court] in [] Batts, [supra].” (Appellant’s
Brief, at 41). However, he “requests that this Court revisit the question of
an appropriate remedy.” (Id.). We decline to do so.
Our standard of review for challenges to legality of a sentence is well-
settled.
If no statutory authorization exists for a particular sentence, that sentence is illegal and subject to correction. Moreover, challenges to [a]n illegal sentence can never be waived and may be reviewed sua sponte by this Court. An illegal sentence must be vacated.
Commonwealth v. Randal, 837 A.2d 1211, 1214 (Pa. Super. 2003)
(citations omitted).
In Batts, our Supreme Court considered the argument that no
statutory authorization existed for sentencing a juvenile for first degree
murder, and concluded that juveniles convicted of murder of the first degree
prior to Miller “are subject to a mandatory maximum sentence of life
imprisonment as required by Section 1102(a), accompanied by a minimum
sentence determined by the common pleas court upon resentencing.” Batts,
supra at 297. The Batts Court declined to sentence Batts to the lesser
_______________________ (Footnote Continued)
Commonwealth v. Foster, 17 A.3d 332, 343-44 (Pa. 2011) (“failure to . . . include the sentencing issue in a Rule 1925(b) statement . . . is not fatal to the defendant’s challenge to . . . legality of sentencing claim for that matter, because the fundamental issue raised concerns the sentencing court’s constitutional or statutory authority to act as it did.”).
-5- J-S32043-16
offense of third-degree murder because his conviction for first-degree
murder had not been vacated. See id. at 296-97.
If a majority of the Justices of this Court, after reviewing an appeal before us (taken either by way of direct appeal or grant of allowance of appeal), join in issuing an opinion, our opinion becomes binding precedent on the courts of this Commonwealth. Our majority opinion is binding not only on the parties before us, under the doctrine of law of the case, but is precedent as to different parties in cases involving substantially similar facts, pursuant to the rule of stare decisis[.]
Commonwealth v. Tilghman, 673 A.2d 898, 903 (Pa. 1996) (citations and
footnotes omitted). Accordingly, Appellant’s challenge to the legality of his
sentence does not merit relief. See Batts, supra at 296-97; Tilghman,
supra at 903.
In his remaining two issues, Appellant challenges the discretionary
aspects of his sentence. (See Appellant’s Brief, at 4).
“A challenge to the discretionary aspects of a sentence must be
considered a petition for permission to appeal, as the right to pursue such a
claim is not absolute.” Commonwealth v. Hoch, 936 A.2d 515, 518 (Pa.
Super. 2007) (citation omitted). In order to reach the merits of such claim,
we must determine:
(1) whether the appeal is timely; (2) whether Appellant preserved his issue; (3) whether Appellant’s brief includes a concise statement of the reasons relied upon for allowance of appeal with respect to the discretionary aspects of sentence; and (4) whether the concise statement raises a substantial question that the sentence is appropriate under the sentencing code.
-6- J-S32043-16
Commonwealth v. Edwards, 71 A.3d 323, 329-30 (Pa. Super. 2013),
appeal denied, 81 A.3d 75 (Pa. 2013) (citation omitted).
Here, Appellant timely filed a motion to modify sentence and notice of
appeal and included a Rule 2119(f) statement in his brief. (See Appellant’s
Brief, at 20); Pa.R.A.P. 2119(f). Furthermore, an assertion that a sentence
is manifestly excessive such that it constitutes too severe a punishment
raises a substantial question. See Commonwealth v. Mouzon, 812 A.2d
617, 624 (Pa. 2002). Additionally, “an allegation that the court considered
an impermissible sentencing factor raises a substantial question.”
Commonwealth v. Macias, 968 A.2d 773, 776 (Pa. Super. 2009).
Therefore, we will review Appellant’s claim.
Appellant argues that the court erred in imposing his sentence because
it considered an impermissible factor, Appellant’s lack of remorse, and
imposed a manifestly excessive sentence, which was based only on the
seriousness of the crime. (See Appellant’s Brief, at 21-35). We disagree.
Our standard of review of a sentencing challenge is well-settled:
Sentencing is a matter vested in the sound discretion of the sentencing judge, and a sentence will not be disturbed on appeal absent a manifest abuse of discretion. In this context, an abuse of discretion is not shown merely by an error in judgment. Rather, the appellant must establish, by reference to the record, that the sentencing court ignored or misapplied the law, exercised its judgment for reasons of partiality, prejudice, bias or ill will, or arrived at a manifestly unreasonable decision.
Commonwealth v. Glass, 50 A.3d 720, 727 (Pa. Super. 2012), appeal
denied, 63 A.3d 774 (Pa. 2013) (citation omitted).
-7- J-S32043-16
In the instant matter, the sentencing court had the benefit of a Pre-
Sentence Investigation Report. We have stated that:
[w]hen imposing a sentence, a court is required to consider the particular circumstances of the offense and the character of the defendant. . . . Where the sentencing court had the benefit of a [PSI], we can assume the sentencing court was aware of relevant information regarding the defendant’s character and weighed those considerations along with mitigating statutory factors.
Commonwealth v. Moury, 992 A.2d 162, 171 (Pa. Super. 2010)
(quotation marks and citations omitted).
When sentencing a juvenile for first-degree murder, the Pennsylvania
Supreme Court has explained:
[A]t a minimum [the trial court] should consider a juvenile’s age at the time of the offense, his diminished culpability and capacity for change, the circumstances of the crime, the extent of his participation in the crime, his family, home and neighborhood environment, his emotional maturity and development, the extent that familial and/or peer pressure may have affected him, his past exposure to violence, his drug and alcohol history, his ability to deal with the police, his capacity to assist his attorney, his mental health history, and his potential for rehabilitation.
Batts, supra at 297.
After a thorough review of the record, the briefs of the parties, the
applicable law, and the well-reasoned and very thorough opinion of the trial
court we conclude that there is no merit Appellant’s challenge to the
discretionary aspects of his sentence. The trial court opinion properly
disposes of the questions presented. (See Trial Ct. Op., at 4-18 (concluding
(1) sentencing court imposed individualized sentence after considering all
-8- J-S32043-16
evidence presented at trial and sentencing hearings in light of Miller, supra,
and Batts, supra factors for juveniles convicted of first-degree murder; (2)
sentencing court did not punish Appellant for exercising his constitutional
right and remaining silent, but rather considered Appellant’s remarks
throughout sentencing, concluded he consistently shifted blame and failed to
accept responsibility, and considered that, among other sentencing factors,
in fashioning individualized sentence.)). See Glass, supra at 727; Moury,
supra at 171; Batts, supra at 297. Accordingly, we affirm on the basis of
the trial court’s opinion.
Judgment of sentence affirmed.
Judgment Entered.
Joseph D. Seletyn, Esq. Prothonotary
Date: 5/17/2016
-9- Circulated 04/21/2016 03:19 PM
IN THE- COURT OF COMMON PLEAS OF DELAWARE COUNTY, PENNSYLVANIA CRIMINAL DIVISION
· COMMONWEALTH OF PENNSYLVANIA CP-23-CR-2355-2010
vs.
OMAR RASHAD HOOKS
Daniel McDevitt, Esquire, on behalf of the Commonwealth William Wismer, on behalf of the Defendant
OPINION
Hazel, S.J. FILED:
On April 17, 2010, Defendant, Omar Hooks, then sixteen years of age, shot and killed
one Thomas Green.1 After a jury trial he was found guilty of Murder in the First Degree2 and
the related offenses of Firearms Not to be Carried Without a License3 and Possession of an
Instrument of Crime4• On January 31, 2012, a mandatory sentence of life in prison without
the possibility of parole for the offense of first degree murder to be followed by an aggregate
sentence of twenty-four to sixty months for the remaining offenses was imposed. Defendant
pursued his right to a direct appeal. His substantive claims were rejected by the Superior
Court and his convictions were affirmed. The matter was remanded for resentencing in light
1 The facts that gave rise to Defendant's conviction are set forth In the Superior Court's Opinion affirming Defendant's conviction and remanding for resentencing In light of Miller v. Alabama, 132 S.Ct. 2455(2012) and Commonwealth v. Batts, 66 A.3d 286 (Pa. 2013). See Commonwealth v. Hooks, 1966 EDA 2012 (flied November 12, 2013), 2 18 Pa.C.S.A. §2502 3 18 Pa.C.S.A. §6105 4 18 Pa.C.S.A. § 907
1 of Miller v. Alabama, 132 S.Ct. 2455(2012) and Commonwealth v. Batts, 66 A.3d 286 (Pa.
2013).
On. November 5, 2014 Defendanfwas· re-sentenced to}orty .(4bj years.tolfe °F"or -· . ..
murder of the first degree to be followed by an aggregate sentence of twenty-four (24) to
· sixty (60) months of incarceration on the remaining offenses. A timely post sentence motion
was filed. The motion was followed by an "Amended Post Sentence Motion for
Reconsideration and Modification of Sentence" with a memorandum of law in support. A
hearing was convened on March 11, 2015.
On April 15, 2015 Defendant's motion for reconsideration was granted and his
sentence was modified to the following: thirty-five (35) years to life in prison for Murder in
the First Degree with an aggregate sentence of twenty-four (24) to sixty (60) months of
incarceration for. the remaining offenses to be served concurrently with the sentence imposed
for murder. A timely Notice of Appeal was filed on May 13, 2015, necessitating this Opinion.
Although Defendant enumerated five separate claims in his "Statement of Matters
Complained of on Appeal," his complaints fall into two categories: first, he claims that given
· its length the sentence imposed is essentially a life sentence and as such it violates the
prohibitions against cruel and unusual punishment set forth in the Eight Amendment of the
United States Constitution and Article 1, Section 13 of the Pennsylvania Constitution, and
· second, the Court abused its discretion by considering improper factors and by failing to
assign sufficient weight to other "mitigating" factors when determining Defendant's
sentence. Each claim is without merit and it is respectfully submitted that Judgment of
Sentence should be affirmed.
2 .. - . - - -- ·- ···-. ,• ----- -·- ----·-· " . -·-· ··- The claim that a "de facto" life sentence has been imposed in this matter and that this
sentence is precluded by Miller and Batts may be summarily dismissed. In Miller v. Alabama,
132 S.Ct. 2455, 183 L.Ed.2d 407 (2012) the United States Supreme Court held that, as to a
juvenile, the imposition of a mandatory sentence of life imprisonment without the
possibility of parole "poses too great a risk of dlsproportlonate punishment," and as such
violates the Eight Amendment's prohibition against cruel and ~nusual punishment. The Court·
did not foreclose the possibility of the imposition of a· life-without-parole sentence on a
juvenile offender but instructed that where a juvenile is sentenced for murder, courts must
engage ·in individualized sentencing, taking into account "how children are different, and how
those differences counsel against irrevocably sentencing them to a lifetime in prison." Id. at »
-, 132 S.Ct. at 2471.
In Batts, supra, the defendant was sentenced to life without parole after he was found
guilty of inter elto, first-degree murder and attempted murder. The defendant was fourteen
years old when he shot two men at the behest of a fellow, more senior, gang member. One
man was killed and the other sustained serious bodily injury. The shooting was unprovoked.
The defendant shot the victims as they sat on the steps of a residence's front porch. The
Pennsylvania Supreme Court remanded the case for re-sentencing in accordance with Miller.
The re-imposition of a Life sentence without the parole was not precluded. Rather, the Court
instructed that any sentence, whether it be Life without parole or a "mlnlmorn/maxrnum"
sentence could be imposed only after certain factors were considered. Specifically:
3 [A]t a minimum [the trial court] should consider a juvenile's age at the time of the offense, his diminished culpability and capacity for change, the _circ:um~-~~-flC:e$ __ ol .thE;! crime, the extent of his participation in the crime, hl?.. _ family, home and neighborhood environment, his emotional maturity and development, the extent that familial and/or peer pressure may have affected him, his past exposure to violence, his drug and alcohol history, his ability to deal with the police, his capacity to assist his attorney, his mental health history, and his potential for rehabilitation.
Batts II, supra/ at 297 (first brackets in original). On remand, a sentence of life in prison without the posslbllltyof parole was
once again imposed. See Commonwealth v. Batts, 2015 PA Super 187 (Pa. Super. Ct.
Sept. 4, 2015). The Court imposed this sentence after consideration of all of the
evidence presented at trial and at sentencing in light of the above factors. Additionally,
the court recognized that in response to Miller our· General Assemble enacted 18
Pa.CS.A. § 1102J, Sentence of persons under the age of 18 for murder, murder of an
unborn child and murder of a law enforcement officer and while this section was not
applicable to Batts the court was nevertheless guided by its provisions at re-
sentenclnq." On appeal following remand the Superior Court held that the defendant's
s Section 1102.2 provides: (a) First degree murder.v-A person who has been convicted after June 24, 2012, of a murder of the first degree, first degree murder of an unborn child or murder of a law enforcement officer of the first degree and who was under the age of 18 at the time of the commission of the offense shall be sentenced as follows: (1) A person who at the time of the ccrnmlsslon of the offense was 15 years of age or older shall be sentenced to a term of life Imprisonment without parole, or a term of imprisonment, the minimum of which shall be at least 35 years to life. (2) A person who at the time of the commlssion of the offense was under 15 years of age shall be sentenced to a term of life imprisonment without parole, or a term of imprisonment, the minimum of which shall be at least 25 years to life, (b)Notlce.--Reasonable notice to the defendant of the Commonwealth's lntention to seek a sentence of life imprisonment without parole under subsection (a) shall be provided after conviction and before sentencing.
4 . challenge to the trial court's weighing process was waived due to Batts failure to
comply with Pa.R.A.P. 2119(f), a requirement whenever an appellant seeks review of
the discretionary aspects of sentence. Id. at 8.
In Commonwealth v. Seagraves, 103 A.3d 839 (Pa. Super 2014) the Superior Court
did review the discretionary aspects of sentence after a juvenile was re-sentenced to Life
·without the possibility of parole. In Seagraves, a mandatory sentence of Life without the
(c) Second degree murder.--A person who has been convicted after June 2( 2012, of a murder of the second degree, second degree murder of an unborn child or murder of a Jaw enforcement officer of the second degree and who was under the age of 18 at the time of .the commission of the offense shall be sentenced as follows: (1) A person who at the time of the commission of the offense was 15 years of age or older shall be sentenced to a term of imprisonment the minimum of which shall be at least 30 years to life. (2) A person who at the time of the commission of the offense was under 15 years of age shall be sentenced to a term of Imprisonment the minimum of which shall be at least 20 years to life. (d) Findings.--In determining whether to impose a sentence of life without parole under subsection (a), the court shall consider and make findings on the record regarding the followlng: (1) The Impact of the offense on each victim, including oral and written victim impact statements made or submitted by family members of the victim detailing the physical, psychological and economic effects of the crime on the victim and the victim's family. A victim Impact statement may include comment on the sentence of the defendant. (2) The Impact of the offense on the community. (3) The threat to the safety of the public or any Individual posed by the defendant. (4) The nature and circumstances of the offense committed by the defendant. (5) The degree of the defendant's culpability. (6) Guidelines for sentencing and resentencing adopted by the Pennsylvania Commission on Sentencing. (7) Age-related characteristics of the defendant, including: (I) Age. (Ii) Mental capacity. (Iii) Maturity. (iv) The degree of crlminal sophistication exhibited by the defendant. (v) The nature and extent of any prior delinquent or criminal history, Including the success or failure of any previous attempts by the court to rehabilitate the defendant. (vi) Probation or institutional reports. (vii) Other relevant factors. ( e) Minimum sentence.--Nothing under this section shall prevent the sentencing court from Imposing a minimum sentence greater than that provided In this section. Sentencing guidelines promulgated by the Pennsylvania Commission on Sentencing may not supersede the mandatory minimum sentences provided under this section. (f) Appeal by Commonwealth.-·If a sentencing court refuses to apply this section where applicable, the Commonwealth shall have the right to appellate review of the action of the sentencing court. The appellate court shall vacate the sentence and remand the case to the sentencing court for imposition of a sentence in accordance with this section if it finds that the sentence was imposed in violation of this section.
5 possibility of parole was initially imposed after a jury found the defendant guilty of first-
degree murder6• :when he committed murder he was seventeen years old. In light of M1'/ler,
supra, and Batts, supra, the case was remanded for resentencing. On remand the trial court
again imposed Life without the possibility of parole and a consecutive sentence of eight and
one-half to twenty years. Before imposing this sentence the trial court considered the facts
and circumstances surrounding the murder that were presented at trial, a pre-sentence
investigation, evidence that was brought forth at a decertification hearing and other evidence
and testimony offered at sentencing. All of the foregoing· were considered in light of the
Miller and Batts "factors." On review the Superior Court affirmed judgment of sentence,
concluding that in Seagraves '.s' case the trial court did not abuse ifs discretion when it
imposed a Life sentence without the possibility of.parole after consideration of all of the
factors that must be considered following Mi/lerand Batts. 103 A.3d 839 (Pa.Super. 2014)
In the case sub Judice, contrary to the Defendant's claim, the sentence imposed was
not based exclusively on the seriousness of the offense. Rather, the court imposed an
individualized sentence after considering all of the evidence presented at trial and in the
course of two sentencing hearings in light of the factors that our courts have identified as
essential when imposing sentence where a juvenile defendant has been found guilty of first
degree murder. Additionally, the Court was guided by the provisions set forth in Section
1102.1 and by the Sentencing Guidelines that were proposed by the Pennsylvania
6 Seagraves was found guilty of first-degree murder, conspiracy and tampering with evidence. A consecutive sentence of eight and one-half to twenty years of incarceration was imposed consecutive to the Life sentence for the two additional offenses.
6 Commission on Sentencing following the enactment of Section 1102.17• Further, Defendant
claims that because he has maintained his innocence throughout the proceedings it was error -- . - . . .. - ··-· ·-····. ··-· ·-- ···--··- -···· --- ---· for the Court to consider his failure to show remorse when imposing this sentence .. As will
be discussed infra, this claim is based in a mischaracterization of the record and therefore no.
relief is warranted.
Briefly, on the evening of April 10, 2010 the defendant shot and killed Thomas Green.
Green, who was unarmed, died after sustaining multiple gunshot wounds. Witnesses at the
scene testified . that the Defendant, armed with a handgun approached Green and brandished . .
the weapon. Green told the Defendant that he was not intimidated by the gun and the
Defendant shot him several times. The Defendant ran from the scene and was arrested in a
residence close to the shooting where he was pretending to sleep. Evidence presented at trial
supported the conclusion that Defendant shot Green in retaliation for perceived humiliation
that he suffered at the hands of Green when the two engaged in horseplay several days
before the shooting. Defendant and Green were in a "slap-box fight" and Green smacked the
Defendant's glasses off his face. The Defendant was embarrassed. Testimony also tended to
prove that before the shooting the Defendant WE!S under the influence of alcohol and/or
drugs. In light of this evidence a "diminished capacity" defense was pursued at trial. Ample
evidence however, supported the conclusion that although the Defendant may have used
alcohol and controlled substances before the murder, he was not under the influence to a
degree that rendered him incapable of forming the specific intent to kill. Based on all of the
evidence the jury concluded that the Defendant committed a premeditated murder and that
1 The Defendant has a Prior Record Score of 2. Sentencing Guide1lnes that became effective on September 26, 2014 would recommend a sentence of 492 months (41 years) to Life for a Defendant age 15 to 18, who has a Prior Record Score of 2 and has been found guilty of Murder in the First Degree. See 204 Pa. Code §303.16(b). 7 he acted with the specific intent to kill. After an evaluation of the Defendant, a
psychological report authored by Dr. Thomas Swirsky-Sacchetti was submitted by the ''' . . . -- -· ··-·· ··-· .. ·- .. -· --·· . .. .. - --·· ------ -- ···-··· - .. . ------- - --·--· Defendant in advance of sentencing wherein the Defendant stated that on the night of the
killing he travelled from his home in Chester Township to the City of Chester to sell Percocet.
See N.T. 114-15.
At Sentencing the Court heard the testimony of the Defendant, several of his friends .
and members of his family who attested to the progress he has made in his education and
his level of maturity while in jail. Members of Mr. Green's family testified as well. See
generally N.T. 11/5/14. The Court reviewed the Defendant's juvenile history (Exhibit CS-1),
the transcript of the January 31, 2012 sentencing hearing, including victim impact statements
(Exhibit CS-2)8, a report from the December, 2013 psychiatric evaluation conducted at SCI·
Camp Hill, a 2013 Department of Corrections Initial Classification Summary, a March 2012
Psychiatric Evaluation, a December 2013 Psychological Assessment Report, a December,
2013 Personal Assessment Inventory, a Delaware County Pre-Sentence Investigation report,
a Delaware County Psychological Evaluation, a Delaware County Substance Abuse
Evaluation, the report of Thomas Swirsky-Sacchetti, Ph.D., ABPP-CN (DS-1), and the
Defendant's criminal history. Id. at 135-36. The Court considered the Defendant's familial,
educational, physical and mental health history. The Court considered the Defendant's history
of alcohol and druqabuse as well as the activities and educational endeavors that he has
participated in while incarcerated. The court reviewed all of the evidence offered by the
a The Notes of Testimony from the January 31, 2012 sentencing hearing were entered into evidence as Exhibit c-s-2. On that day the victim's "aunts" Crystal Chavis and Kim Sullivan, his grandmother Edith Powel, his aunts Katrina Washington and Rhonda Powell, his friend Robin Powell and his daughter Tashana Green offered their testimony. See Exhibit C-S-2.
8 Defendant and concluded that while the Defendant shows an interest in furthering his
education and engaging in activities toward self-improvement while incarcerated, when he
has not been held in an institutional setting he has engaged in repeated and continuously
· escalating criminal and anti-social behaviors. This record demonstrates that for·the protection
of society and to serve the Defendant's own rehabilitative needs, a lengthy term of
incarceration is both appropriate and necessary in this case. See generally 42 Pa.CS.A.
§9771. The following facts support the Court's conclusion.
· The Defendant was 21 years old on the day this sentence was imposed and sixteen
years, nine months old when he murdered Thomas Green. See N.T. 11/5/14 p. 111. His
abuse of alcohol and controlled substances has been consistent throughout his life, beginning
at the age of.eleven. See N.T. p. 115, 119, 138-40.. While the Defendant pursued a
diminished capacity defense, relying on his ingestion of alcohol and marijuana prior to the
killing, the jury concluded that he killed with specific intent. Immediately following the
murder he was arrested in a nearby residence where he was pretending to sleep.
Defendant's inteJJigence has consistently been measured in the low/average range
throughout his life and while he has been diagnosed with personality disorders there is no
evidence that supports conclusions that at any point he lacked the capacity to understand the
nature and -seriousness of his acts or their repercussions. He has been subject to many
psychological evaluations in recent years and while he has been diagnosed with personality
. disorders including personality disorder NOS, no psychosis or major mental illness has· been
diagnosed, although he has received mental health treatment including psychiatric
medications during his most recent incarceration. Id at 120-21, 139. ·
9 Defendant was raised by a single mother who was previously employed as a ·
correctional officer iii the state system and at the time of sentencing was employed by the
Elwyn Institute as an administrative assistant and a program specialist. N.T. 11/5/14 p. 53 .
. Before his arrest he lived with his mother in Brookhaven, PA. She maintains contact with her
son. Defendant's father was shot and killed most likely during a drug transaction when the
· Defendant was eleven or twelve years old. Id. at 137. He has three siblings. Defendant
began his elementary education at the Community Charter School before he was expelled.
He was diagnosed with ADHD. He spent most of his middle school years incarcerated. He
· has taken and passed high school level courses at SCI Camp Hill and is one credit away from
a high school diploma. Id. at 138.
Defendant had five previous arrests beginning at the age of eleven. These arrests
culminated in adjudications of delinquency. Bench warrants for violations of probation were
issued on three occasions and probation was revoked at least four times. N.T. 5/5/14 p.
120; Exhibit C-S-1. His placements over the years include: the Delaware County Juvenile
Detention Center in Lima, the Community Service Foundation in Bucks County, Vision Quest,
the Vision Quest Buffalo Soldier Program, Adelphi Village, Northwestern Academy, Glen Mills
School and the Abraxas Foundation. See id. at 137-38; Exhibit C-S-1. With the exception of
one release for medical treatment Defendant was released from each program for violations
of the terms of his probation. Id. at 138. His offenses began with simple assault in 2005
and progressed to aggravated assault and a felony drug offense. In 2005 he was adjudicated
delinquent of simple assault. While that charge was pending he committed an aggravated
assault against a teacher. He was adjudicated delinquent for possessing drug paraphernalia
10 as a result. In 2008 he was adjudicated delinquent with an underlying offense of possession
with intent to deliver. Later, in 2009 he was charged in connection with hit and run and ·-----······ .. ····------····-··--·--····-----·-····-· -··· -·-. ·-··-·-···---· -----···-···---- ··- ·--·--···· unauthorized use of a motor vehicle. While on probation from this adjudication he committed
the murder that is before the Court. N.T. 11/5/14 p. 117-118. Reports indicate that when
Defendant was placed in residential _settings he did reasonably well, "maintaining appropriate
behaviors." Id. at 118-120. When viewed together with all of the other information of record
the conclusion that this Defendant is capable of self-improvement in an institutional setting is
inscapable. So too, is the conclusion that he has engaged in an escalating pattern of violent
criminal behavior and he has failed to embrace the opportunities for rehabilitation that have
been offered to date.
Risk factors for future violent behaviorswere included in a Psychological Evaluation
report that was authored By Jerry M. Lazaroff, Ph.D. on March 21, 2014. Dr. Lazaroff
reported:" Mr. Hooks externalizes blame for any wrongdoing and accepts little responsibility
for his actions. Moreover, he continues to pose a significant risk to the community for
displaying further aggressive acting out due to his lack of remorse, impulsivity, anger
dyscontrol, ADHD, learning difficulties, history of aggression and exposure to violence within
his home." See id. at 122. Dr. Lazaroff reported as well that the Defendant was responding
to medication and in need of additional mental health treatment.
· On September 8, 2014 Dr. Thomas Swirsky-Sacchetti, Ph.D., ABPP-CN, performed a
comprehensive neuropsychological evaluation at the George Hill Correctional Facility. As part
of the evaluation a battery of tests were administered and among others, the Defendant's
medical, educational and court records were reviewed. Defendant has had Sickle Cell Disease
11 (SCD) since birth and he was hospitalized on several occasions during his childhood due to
this condition. He also has asthma and intermittent hypertension, a condition that arose after . -------- ---------- .. . -· . - . -- -------- ---·-· --········ -------·· --· .. - his incarceration. Overall, throughout his life, Defendant consistently scored in the low
average range in intelligence testing. He began to abuse controlled substances and alcohol at
the age of eleven. He was diagnosed with ADHO during his elementary school years and he
was placed in special reading classes at the Chester Charter School. His middle school years
were spent in and out of placement following several delinquent adjudications. He completed
gth grade during placement at Abraxis.
In his report Dr. Swirsky-Sacchetti explains that" 'silent' cerebral infarcts, Le., those
that occur unbeknownst to the afflicted person or his family, without associated neurological
signs, and in the presence of normal neurological evaluation... have been identified on brain
. MRI in approximately 18-22% of children with SCD." A "heavy preponderance" of these
infarcts are located in-the frontal and parietal lobes affecting brain functioning and cognitive
development. Based on "the literature" and his review of the Defendant's records as well as
his generally low-average performance in testing Dr. Swirsky-Sacchetti opined that the
Defendant, has in fact experienced cerebral infarcts due to his SCD and as a result he
suffers from "moderate brain dysfunction" which affects his executive brain function skills of
impulse control. Further, he opined that this condition has Jed to Defendant's record of
juvenile violence and ultimately the commission of murder.
The Court considered Dr. Swirsky-Sacchetti's conclusions and considered as well the
studies, evaluations and record review upon which his opinion is based. Although research
literature reports that cerebral infarcts have been found through MRI in 18-22% of children
12 with SCD it is equally or perhaps more likely that the Defendant is among the 78-82% of
. child~e~. ~.ia~~-~~-e-~__ :ith-~~~ "' " ·n-~~ s~ff~rJ ~~~m c~r~b:.a·l ·i~:ar_ct~-~~h-~~-e~end_a~-~i~-~~-i~ . . case was never subjected to an MRI and under the circumstances the positive proof that
Defendant's SCD is a root cause of his cnrnlna' [ehavior is speculative. See N.T. 11/5/14 p.
126-30. The presence of SCD is an important 1art of the Defendant's medical history but,
· without available demonstrative evidence in addition to Dr. Swirsky-Sacchetti's clinical . . . I observations, namely an MRI, the Court does assigns little weight to Dr. Swirsky-Sacchetti's
conclusion.
Defendant supplemented the record with additional exhibits that were admitted by I I stipulation. Exhibit D-S-7, Michigan Life Expectancy Data for Youth Serving Natural Life I ' Sentences is. an analysis of data concerning the shortened life expectancy of incarcerated .
· individuals and it implications after Mi!!eJ: ExhlbiJ D-S-8, There is no Meaningful Opportunity I '
in Meaningless Data~ Why it is Unconstitutional t6 Use Life Expectancy Tables in Post-Graham . I . Sentences published by the UC Davis Journal of J uvenile Law and Policy considers the use of 1
I I life expectancy tables in Colorado sentencing and concludes use of such tables is I
· inappropriate and contrary to the letter and the sbirit of Mjf/e0 in that lengthy sentences
Imposed after consideration of these ta.bles do nf t provide a meaningful opportunity for
release prior to death. Exhibit D-S-9, Give ·Adolescents the Time and Skills to Mature, and
Most Offenders Will Stop and Exhibit D-S-10, ResJarch on Pathways to Desistance suggest
that adolescents naturally mature psychologically, !socially and cognitively over time and
predictions of future offending cannot be based on the severity or frequency of offending
during adolescence alone and discuss the efficacy of institutional punishment for juvenile
13 offenders. The Court reviewed these articles with interest when it devised the individualized
sentence that was imposed after consideration of the Defendant's unique characteristics and
his pattern of behaviors over time.
Factors that rnllltated against the conclusion that Defendant is amenable to treatment
played an important part in determining an appropriate-sentence. During the course of these
proceedings the Defendant has demonstrated a consistent unwillingness to 'cooperate with
authority. On at least two occasions he refused to cooperate with pre-sentence ·
investigations. Id. at 132-33. He made several requests to proceed prose but when hearings
were convened to determine whether his waiver of counsel was knowing; intelligent and
voluntary he refused to participate in the Court's colloquy. As a result the motion to proceed
prose was denied because the Court was unable to determine whether Defendant's waiver
of his right to counsel was knowing, intelligent and voluntary. See id. at 133. In connection
with those proceedings psychiatric and psychological. evaluations were ordered. Defendant
refused to participate in the evaluations. Id. at 133-34. During the course of a hearing
conducted via Simultaneous Audio-Visual Communication, he demonstrated his disdain for ·
the Court by getting up and leaving the video conference room during the course of the
hearing. Id. at 134. There is no evidence that the Defendant Jacks the capacity to cooperate
with his attorney or with the evaluators. Rather, the Defendant has consistently
demonstrated an unwillingness to cooperate. This attitude is corroborated by the Court's
observations. These proceedings have spanned many years and at every turn the Defendant
has engaged in obstreperous behavior that reflects an unwillingness to recognize authority.
Several psychological evaluations have been performed on this Defendant. It is significant
14 that, in keeping with. the foregoing behaviors, results of the Personality Assessment Indicator
(PAI), a tool employed to ensure the validity of psychological testing yielded scores
cautioning that "test results could only be assumed to be invalid," due to Defendant's
responses or lack of responses. Id. at 136.
Finally, the claim that the Defendant has been punished due to his failure to show ·
remorse is meritless .. In· Commonwealth v. Bowen, 975 A.2d 1120, 1121 (Pa. Super. 2009),
upon which Defendant relies, the Superior Court held that "a court may not consider a
defendant's silence at sentencing as indicative of his failure to take responsibility for the .
. crimes of which he was convicted ... [and] that silence atsentencinq may.not be the sole
factor in determining a defendant's lack of remorse." However, the Court also concluded
that on the facts .of that case, as in the case sub Judice/ the trial court relied on numerous·
legitimate factors in imposing sentence and judgment of sentence was affirmed.
· In Bowen, a sentence falling within the aggravated range of the Sentencing Guidelines
was imposed consecutively to a sentence for simple assault that also fell in the aggravated
range. The defendant was initially charged with rape and related offenses and was found
"not guilty'' of rape but "guilty'' of simple assault and terroristic threats. At sentencing, the
defendant stood silent and the Court considered his silence an indication of a lack of
remorse. On appeal the Superior Court considered "[Whether] a [s]entencing court in a
criminal matter [may] treat a defendant's silence on the alleged incident as proof of a Jack of
remorse andthen consider it as an aggravating factor?" 975 A.2d at 1122. The Court
concluded that silence alone cannot be the basis of a finding that a defendant Jacked
remorse after his conviction. However, the Court also explained that "it is undoubtedly
15 appropriate for a trial court to consider a defendant's lack of remorse as a factor at
sentencing, provided that it is specifically considered in relation to protection of the public,
the gravity of the offense, and the defendant's rehabilitative needs." 975 A.2d ·at i12s·: . ··- . The differences between the facts of this case and the facts of Bowen are obvious. In
Bowen the Defendant relied on his Filth Amendment right and stood silent at both trial and
at sentencing. In the case at bar the Defendant chose to address the Court. While Defendant
stated that he was "remorseful" and "truly sorry" for what he put his mother through, when
read in context a picture of an offender who shifts blame and fails to .accept responsibility
for his actions emerges. Defendant said:
First and foremost, I want to offer a sincere apology to the victim's family. And I want to express how much I feel remorseful for everything they had to go through the last few years about their son, her son passing away, her grandson passing away, and things I've followed for so long. And I understand these calamities that been happening, it have to cause so much pain. And I experience this every day, not only my pain that I face with my own family passing away since I've been incarcerated, and had to deal with it. I also-I feel other people's pain. And I feel so remorseful for the fact that I've been put in this situation for the actions of my drug use, things that I can't really, really, really understand and make sense of. That's why I fight with all my might. And I might have acted sometimes bizarre, because I wasn't really sure how to get out of those circumstances that I'm not sure how I even landed in these circumstances· because the picture that the Commonwealth had painted of me is not the picture that- I know I'm not to be. I know I'm not-and the picture I know that I want to be. I want to be someone who can help people, someone who can offer advice, someone who can teach, someorie that always wanted to go to co!Jege and become someone, and make my mother proud, because that's - she was the only one who was always there through all the time I've been in detention,
16 . to all the times where I faced emotional problems, where even though .I'm not have always told her things in depth about my emotional feelings, my emotional scars that I have, it still is that she's my best friend .... -··--·------ --- ·-·· .... ' ··-··· . - . ·-···· ·-· .. ··- - ··-- . - ·-· ··•-··--------··---·-····~------------
N.T. 11/5/14 pp63-65. Defendant continued on, thanking his mother and family and
friends who came to support him. Conspicuously absent from the Defendant's speech
was any recognition that Thomas Green was needlessly shot and that his life was lost.
This was just the last instance where the Defendanttook the opportunity to focus his
· sympathies on himself and minimize any part that he may have played in this tragic.
event. The Court recognized that Defendant has displayed this tendency at various
times:
If you look at all of the evaluations, these are the numbers of times that culpability was addressed in different ways by the Defendant One, didn't commit the offense. Two, not there at the time of the murder, and intends to declare innocence; Says he was intoxicated with alcohol, marijuana, Xanax, and Percocet. Next, . facts [of the case were] not properly investigated. Next. It was after he received Discovery in this case that he-it convinced him that he was innocent, and denied carrying a gun that night. Lastly, and this was the most recent one-where he simply says, on 4/17 /10, I went to the projects to sell Percocet, and I just don't remember what happened after that So we've been all over the Jie(sic) [lot] with respect to this Defendant's acceptance for his acts, all the way from I didn't do it, to I wasn't sure I did it, to I was under the influence, to the fact that I went to sell Perks, and I just don't remember anything else. And in the middle there's something about, well I figured out that I must be innocent, because I read the Discovery here. If you look at that, and then you listen to what I've just said about some of the concerns that
17 the psychiatrists and the psychologists have about them, they cross- reference very well. He simply doesn't-and this is one of his characteristics-doesn't accept responsibility for any of his actions. And I . ·-··· ·····-------·------ ---- ------·------·-- -· -- - -- . ··--- ---·- -- ---------·- ---
believe it was the doctor's report, your doctor's report, that suggested- or maybe it was Lazarus (sic)-that he even blamed his mother for violations . . of probation, because either she was too busy or she wouldn't take him there. There's hardly a time here in all of this, that there is any acceptance of any responsibility-forget the murder, forget that-but of any responsibility for any actions [-] of. any identification that you possess any negative characteristics at all.
Id. at 151-53. As the foregoing demonstrates the Court did not consider Defendant's failure
to show remorse in the face of claimed innocence for the murder. Rather, his ever changing
accounts of the events of April 17, 2010 cast doubt on the credibility of his reporting in
various evaluations and pre-sentence investigations and lend support to the PAI conclusion
that test results obtained by SCI personnel during psychological evaluations could only be
presumed to be invalid.
It is respectfully submitted that the sentencing court considered all of the available
. evidence in light of the factors established in Batts, and subsequently identified by our ·
General Assembly in 18 Pa.CS.A. § 1102.1, and in the exercise of its discretion lmpossd a . . ~,~ ::=; S::: ;;:::; sentence that is consistent with the standards set forth in"42 Pa.CS.A. 9721(~~nd ----n th~ ~ ;_:::r>-.-i I 71'-o U1 unique rehabilitative needs of this juvenile offender. rT"J~rr. '0~c::· ~ ,.~ 0--0-q -- ........... f • BY THE COURT: -o 9. l> .,J.~ _·Nil.::.·. · °".\,........,..• ..:
SJ.