Com. v. Holmes, N.

Superior Court of Pennsylvania·Decided February 18, 2015·No. 305 MDA 2014·Unpublished

Opinion

NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37

COMMONWEALTH OF PENNSYLVANIA IN THE SUPERIOR COURT OF PENNSYLVANIA

Appellee

v.

NORMA JEAN HOLMES Appellant No. 305 MDA 2014

Appeal from the Order dated January 21, 2014 In the Court of Common Pleas of the 39th Judicial District Fulton County Branch

Criminal Division at No: CP-29-CR-0000103-2012

BEFORE: BOWES, OTT, and STABILE, JJ. MEMORANDUM BY STABILE, J.: FILED FEBRUARY 18, 2015 Appellant Norma Jean Holmes appeals from the January 21, 2014 order of the Court of Common Pleas of the 39th Judicial District, Fulton County Branch (trial court), which affirmed its prior order denying Appellant’s request to modify the amount of restitution imposed at sentencing. For the reasons set forth below, we reverse the trial court’s January 21, 2014 order and remand this matter to the trial court for further proceedings.

The facts and procedural history in this case are uncontroverted. On December 2, 2011, Trooper Roger Sheffield of the Pennsylvania State Police charged Appellant with, inter alia, recklessly endangering another person (REAP) under Section 2705 of the Crimes Code, which provides “[a] person commits a misdemeanor of the second degree if he recklessly engages in

conduct which places or may place another person in danger of death or serious bodily injury.” 18 Pa.C.S.A. § 2705. In the complaint, Trooper

Sheffield alleged:

[Appellant] . . . recklessly engage[d] in conduct which placed or may have placed [the victim] (Bryan S. Nave and all other drivers on the highway) in danger of death or serious bodily injury, that is to say [Appellant] . . . permit[ted] [the victim] to drive her vehicle knowing that he consume[d] at least 10 mixed drinks/beers[], in violation of Section 2705[.]

Criminal Complaint, 12/28/11, at 2. Moreover, in his affidavit of probable

cause accompanying the complaint, Trooper Sheffield alleged:

On 11/20/2011 at approx. 2015 hours, [Appellant] and [the victim] . . . stopped at the Greencastle American Legion for an alcoholic bevarage [sic] with [Appellant]. [Appellant] and [the victim] agreed to go to the Log Cabin Bar in Hancock, Maryland. While enroute [sic] to bar [the victim] stopped at a Liquor Store in Greencastle and purchased a pint of Captain Morgan Rum. [Appellant] made a mixed drink for both of them in the car while in the parking lot of the liquir [sic] Store. [The victim] then drove [Appellant] to the Log Cabin bar in [Appellant’s] 2000 Chevrolet Cavalier. [Appellant] stated “[the victim] drank shot after shot after shot of whiskey while at the bar.” [Appellant] stated [the victim] consumed approx. 10 plus drinks while at the bar. At approx. 0100 hours on 11/20/11 [the victim] and [Appellant] left the bar together in [Appellant’s] car.

[The victim] drove the car after consuming numerous mixed drinks. [The victim] was traveling west on S[R] 70 at [mile marker number] 158 [at] 0135 hours while not licensed and lost control of the vehicle. [The victim] was killed in the accident.

Affidavit of Probable Cause, 12/28/11.

On October 9, 2012, Appellant pleaded nolo contendere to the charge of REAP and the Commonwealth nolle prossed the remaining charges. On November 6, 2012, the trial court sentenced Appellant to twenty-four months’ probation and imposed upon her restitution for $12,794.50 in funeral expenses to be paid to the victim’s parents, Joseph and Laura Nave. On July 31, 2013, Appellant filed a “Motion for Restitution Hearing.”

Appellant attached to the motion a “Stipulation of Fact in Lieu of Hearing,” which incorporated the December 21, 2011 witness statement form, and the December 21, 2011, noncustodial written statement form filled out by Appellant. In the December 21, 2011, noncustodial written statement, Appellant recalled that she told the victim that she did not drink and drive because she did not want to risk losing her commercial driver’s license. Noncustodial Written Statement, 12/21/11, at 2.

In the motion, Appellant essentially asserted she should not have to pay restitution to the victim’s parents, because the victim himself caused the accident and, as a result, his own death by operating the vehicle under the influence of alcohol. Motion for Restitution Hearing, 7/31/13, at ¶ 11. Moreover, Appellant asserted that had the victim survived, he would have been ineligible for compensation under the Crime Victims Act (Act). 1 To support this assertion, Appellant referred to a letter, dated October 26, 2012, authored by the Fulton County Victim Services Coordinator, Carolyn

Kerlin, which in part provided:

The question of who was driving the vehicle is not being considered by th[e] [trial] court as it is not a Driving Under the Influence case. However, if a Victim Compensation Claim were filed, there is no doubt in my mind that [the Victim Compensation Assistance Program (VCAP)2] would view it as a

1 Act of November 24, 1998, P.L. 882, as amended, 18 P.S. §§ 11.101-.5102. 2 VCAP is the programmatic entity that considers claims for compensation and distributes compensation when a claim under Chapter 7 of the Act, 18 P.S. §§ 11.701–.710, which establishes an administrative mechanism for compensating victims of crime, is approved.

DUI case when determining [the victim’s] eligibility for compensation. In making my recommendation for restitution I have inquired of [VCAP] as to how they might proceed if a claim were filed. Their answer includes the following: “If the victim was driving, or the evidence seems to support that he was, then the claim would be denied since he was driving a vehicle while intoxicated, which is against the law and directly caused his death. However, if [VCAP] would decide a preponderance of the evidence suggests that he was not driving, we would, most likely, assess 25% for knowingly and willingly getting into a car driven by a driver who was under the influence. To make that decision, [VCAP] would look at the police report and most likely reach out and speak to the investigating offer, then weigh all the evidence.”

Fulton County Victim Services Letter, 10/26/12, at 1-2. Based on the foregoing assertions, Appellant claimed “[j]ust as [the victim] could not, neither his estate nor his Personal Representatives should receive compensation for [the victim’s] own criminal conduct.” Motion for Restitution Hearing, 7/31/13, at ¶ 12.

On October 29, 2013, the trial court issued an order, denying Appellant’s request to modify, i.e., to dispense with, the restitution imposed. In so doing, the trial court noted it imposed restitution under Section 1106(a) of the Crimes Code3 and Section 9754(c)(8) of the Sentencing Code.4 See Trial Court Order, 10/29/13 (“Even if the sentence of probation did not rise to the level of direct causation, the restitution would easily fall under the standard of restitution as condition of [Appellant’s] probation.”). Section 1106 of the Crimes Code provides in pertinent part:

3 Act of June 18, 1976, P.L. 394, as amended, 18 Pa.C.S.A. § 1106(a). 4 Act of December 30, 1974, P.L. 1052, as amended, 42 Pa.C.S.A. § 9754(c)(8).

(a) General rule.--Upon conviction for any crime wherein property has been stolen, converted or otherwise unlawfully obtained, or its value substantially decreased as a direct result of the crime, or wherein the victim suffered personal injury directly resulting from the crime, the offender shall be sentenced to make restitution in addition to the punishment prescribed therefor.

....

(c) Mandatory restitution.--

(1) The court shall order full restitution:

(i) Regardless of the current financial resources of the defendant, so as to provide the victim with the fullest compensation for the loss. . . .

(ii) If restitution to more than one person is set at the same time, the court shall set priorities of payment. However, when establishing priorities, the court shall order payment in the following order:

(A) The victim.

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