J-S39015-18
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA IN THE SUPERIOR COURT OF PENNSYLVANIA
Appellee
v.
NATHANIEL BUTLER GALLOWAY
Appellant No. 1951 MDA 2017
Appeal from the Judgment of Sentence imposed November 6, 2017 In the Court of Common Pleas of Luzerne County Criminal Division at No: CP-40-CR-0004583-2016
BEFORE: STABILE, MURRAY and MUSMANNO, JJ.
MEMORANDUM BY STABILE, J.: FILED AUGUST 21, 2018
Appellant, Nathaniel Butler Galloway, appeals from his judgment of
sentence of 8-16 years’ imprisonment following his guilty plea to 150 counts
of possession of child pornography and eight counts of dissemination of child
sex acts.1 Appellant’s counsel, Mary Deady, Esquire, has filed a petition to
withdraw, alleging that this appeal is wholly frivolous, as well as a brief
pursuant to Anders v. California, 386 U.S. 738 (1967). We grant Ms.
Deady’s application for leave to withdraw and affirm Appellant’s judgment of
sentence.
On November 29, 2016, Appellant was arrested and charged with the
above offenses. On June 19, 2017, Appellant pleaded guilty to all charges,
and the trial court scheduled sentencing for September 15, 2017. On July 2, ____________________________________________
1 18 Pa.C.S.A. § 6312(c) and (d), respectively. J-S39015-18
2017, Appellant sent a letter to trial counsel, indicating his desire to withdraw
his guilty plea. On August 23, 2017, trial counsel filed a motion to withdraw
Appellant’s guilty plea. On September 19, 2017, the trial court granted
Appellant’s motion. On November 6, 2017, Appellant re-entered the same
guilty plea to all counts, and the court imposed sentence of 8-16 years’
imprisonment during the same hearing.
On November 8, 2017, trial counsel filed a motion to modify sentence
contending that Appellant’s sentence was excessive. Notably for purposes of
this appeal, Appellant’s motion did not allege that he failed to enter a knowing,
voluntary or intelligent guilty plea.
On December 5, 2016, while Appellant’s post-sentence motion was
pending in the trial court, Appellant filed a pro se notice of appeal to this Court.
On January 4, 2018, without requesting Appellant to file a statement of
matters complained of on appeal, the trial court filed a short opinion
recommending that this Court quash the appeal as premature.
On February 6, 2018, this Court directed the trial court to hold a hearing
under Commonwealth v. Grazier, 713 A.2d 81 (Pa. 1998), to determine
whether Appellant desired to proceed pro se on appeal. On February 27,
2018, the trial court held a Grazier hearing during which Appellant requested
court-appointed counsel, and the court appointed Ms. Deady to represent him.
On March 6, 2018, the court denied Appellant’s post-sentence motion.
In this Court, Ms. Deady filed an Anders brief and a petition for leave
to withdraw as counsel. The Anders brief raises one issue: “Whether the
-2- J-S39015-18
Appellant’s guilty plea was knowingly, voluntarily and intelligently entered?”
Appellant’s Brief at 3. Appellant contends that trial counsel was ineffective for
bullying him into pleading guilty involuntarily. Id. at 9.
Preliminarily, we note that Appellant filed his notice of appeal pro se on
December 5, 2016 even though trial counsel was representing him at that
time. This misstep is not fatal to Appellant’s appeal, for we have held that
“this Court is required to docket a pro se notice of appeal despite Appellant
being represented by counsel[.]” Commonwealth v. Williams, 151 A.3d
621, 624 (Pa. Super. 2016).
We also note that Appellant filed his notice of appeal several months
before the trial court denied trial counsel’s timely post-sentence motion. Once
again, this misstep is not fatal to Appellant’s appeal. Pa.R.A.P. 905(a)(5)
provides: “A notice of appeal filed after the announcement of a determination
but before the entry of an appealable order shall be treated as filed after such
entry and on the day thereof.” Pursuant to Rule 905(a)(5), we treat
Appellant’s notice of appeal as if it were filed after entry of the order denying
his post-sentence motion and on the day thereof.
When, as here, counsel files an Anders brief, we may not review the
merits of the underlying issues without first examining counsel’s petition to
withdraw. Commonwealth v. Goodwin, 928 A.2d 287, 290 (Pa. Super.
2007) (en banc). Counsel must satisfy three procedural requirements when
seeking leave to withdraw: she must (1) petition the court for leave to
withdraw stating that, after making a conscientious examination of the record,
-3- J-S39015-18
counsel has determined that the appeal would be frivolous; (2) provide a copy
of the brief to the defendant; and (3) advise the defendant that he or she has
the right to retain private counsel, proceed pro se or raise additional
arguments that the defendant considers worthy of the court’s addition.
Commonwealth v. Lilley, 978 A.2d 995, 997 (Pa. Super. 2009).
Here, Ms. Deady’s petition to withdraw enclosed her letter to Appellant
advising that she was seeking permission to withdraw and providing Appellant
with copies of the petition to withdraw and her Anders brief. Ms. Deady
asserted in her petition that she reviewed the record and concluded that the
appeal is frivolous. Finally, her letter to Appellant notified him of his right to
retain new counsel, proceed pro se, or raise any additional points he deemed
worthy of this Court's attention. Accordingly, Ms. Deady satisfied Anders’
procedural requirements.
Next, we must address whether Ms. Deady’s Anders brief complies with
the substantive requirements of Commonwealth v. Santiago, 978 A.2d 349
(Pa. 2007), which held that an Anders brief must
(1) provide a summary of the procedural history and facts, with citations to the record; (2) refer to anything in the record that counsel believes arguably supports the appeal; (3) set forth counsel’s conclusion that the appeal is frivolous; and (4) state counsel’s reasons for concluding that the appeal is frivolous. Counsel should articulate the relevant facts of record, controlling case law, and/or statutes on point that have led to the conclusion that the appeal is frivolous.
Santiago, 978 A.2d at 361.
-4- J-S39015-18
In her Anders brief, Ms. Deady included a statement of the case,
including its procedural history. Anders Brief at 5-6. She also stated that
she carefully reviewed the record and relevant caselaw but could not find any
meritorious issues. Lastly, she explained that the appeal was frivolous,
because the issue that Appellant wanted to raise, ineffective assistance of
guilty plea counsel, had to be raised in a PCRA petition instead of on direct
appeal. Thus, Ms. Deady satisfied the substantive requirements for a petition
to withdraw under Anders.
We turn to the single issue raised in Appellant’s Anders brief, a claim
that trial counsel was ineffective for bullying Appellant into pleading guilty
involuntarily. We agree with Ms.
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J-S39015-18
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA IN THE SUPERIOR COURT OF PENNSYLVANIA
Appellee
v.
NATHANIEL BUTLER GALLOWAY
Appellant No. 1951 MDA 2017
Appeal from the Judgment of Sentence imposed November 6, 2017 In the Court of Common Pleas of Luzerne County Criminal Division at No: CP-40-CR-0004583-2016
BEFORE: STABILE, MURRAY and MUSMANNO, JJ.
MEMORANDUM BY STABILE, J.: FILED AUGUST 21, 2018
Appellant, Nathaniel Butler Galloway, appeals from his judgment of
sentence of 8-16 years’ imprisonment following his guilty plea to 150 counts
of possession of child pornography and eight counts of dissemination of child
sex acts.1 Appellant’s counsel, Mary Deady, Esquire, has filed a petition to
withdraw, alleging that this appeal is wholly frivolous, as well as a brief
pursuant to Anders v. California, 386 U.S. 738 (1967). We grant Ms.
Deady’s application for leave to withdraw and affirm Appellant’s judgment of
sentence.
On November 29, 2016, Appellant was arrested and charged with the
above offenses. On June 19, 2017, Appellant pleaded guilty to all charges,
and the trial court scheduled sentencing for September 15, 2017. On July 2, ____________________________________________
1 18 Pa.C.S.A. § 6312(c) and (d), respectively. J-S39015-18
2017, Appellant sent a letter to trial counsel, indicating his desire to withdraw
his guilty plea. On August 23, 2017, trial counsel filed a motion to withdraw
Appellant’s guilty plea. On September 19, 2017, the trial court granted
Appellant’s motion. On November 6, 2017, Appellant re-entered the same
guilty plea to all counts, and the court imposed sentence of 8-16 years’
imprisonment during the same hearing.
On November 8, 2017, trial counsel filed a motion to modify sentence
contending that Appellant’s sentence was excessive. Notably for purposes of
this appeal, Appellant’s motion did not allege that he failed to enter a knowing,
voluntary or intelligent guilty plea.
On December 5, 2016, while Appellant’s post-sentence motion was
pending in the trial court, Appellant filed a pro se notice of appeal to this Court.
On January 4, 2018, without requesting Appellant to file a statement of
matters complained of on appeal, the trial court filed a short opinion
recommending that this Court quash the appeal as premature.
On February 6, 2018, this Court directed the trial court to hold a hearing
under Commonwealth v. Grazier, 713 A.2d 81 (Pa. 1998), to determine
whether Appellant desired to proceed pro se on appeal. On February 27,
2018, the trial court held a Grazier hearing during which Appellant requested
court-appointed counsel, and the court appointed Ms. Deady to represent him.
On March 6, 2018, the court denied Appellant’s post-sentence motion.
In this Court, Ms. Deady filed an Anders brief and a petition for leave
to withdraw as counsel. The Anders brief raises one issue: “Whether the
-2- J-S39015-18
Appellant’s guilty plea was knowingly, voluntarily and intelligently entered?”
Appellant’s Brief at 3. Appellant contends that trial counsel was ineffective for
bullying him into pleading guilty involuntarily. Id. at 9.
Preliminarily, we note that Appellant filed his notice of appeal pro se on
December 5, 2016 even though trial counsel was representing him at that
time. This misstep is not fatal to Appellant’s appeal, for we have held that
“this Court is required to docket a pro se notice of appeal despite Appellant
being represented by counsel[.]” Commonwealth v. Williams, 151 A.3d
621, 624 (Pa. Super. 2016).
We also note that Appellant filed his notice of appeal several months
before the trial court denied trial counsel’s timely post-sentence motion. Once
again, this misstep is not fatal to Appellant’s appeal. Pa.R.A.P. 905(a)(5)
provides: “A notice of appeal filed after the announcement of a determination
but before the entry of an appealable order shall be treated as filed after such
entry and on the day thereof.” Pursuant to Rule 905(a)(5), we treat
Appellant’s notice of appeal as if it were filed after entry of the order denying
his post-sentence motion and on the day thereof.
When, as here, counsel files an Anders brief, we may not review the
merits of the underlying issues without first examining counsel’s petition to
withdraw. Commonwealth v. Goodwin, 928 A.2d 287, 290 (Pa. Super.
2007) (en banc). Counsel must satisfy three procedural requirements when
seeking leave to withdraw: she must (1) petition the court for leave to
withdraw stating that, after making a conscientious examination of the record,
-3- J-S39015-18
counsel has determined that the appeal would be frivolous; (2) provide a copy
of the brief to the defendant; and (3) advise the defendant that he or she has
the right to retain private counsel, proceed pro se or raise additional
arguments that the defendant considers worthy of the court’s addition.
Commonwealth v. Lilley, 978 A.2d 995, 997 (Pa. Super. 2009).
Here, Ms. Deady’s petition to withdraw enclosed her letter to Appellant
advising that she was seeking permission to withdraw and providing Appellant
with copies of the petition to withdraw and her Anders brief. Ms. Deady
asserted in her petition that she reviewed the record and concluded that the
appeal is frivolous. Finally, her letter to Appellant notified him of his right to
retain new counsel, proceed pro se, or raise any additional points he deemed
worthy of this Court's attention. Accordingly, Ms. Deady satisfied Anders’
procedural requirements.
Next, we must address whether Ms. Deady’s Anders brief complies with
the substantive requirements of Commonwealth v. Santiago, 978 A.2d 349
(Pa. 2007), which held that an Anders brief must
(1) provide a summary of the procedural history and facts, with citations to the record; (2) refer to anything in the record that counsel believes arguably supports the appeal; (3) set forth counsel’s conclusion that the appeal is frivolous; and (4) state counsel’s reasons for concluding that the appeal is frivolous. Counsel should articulate the relevant facts of record, controlling case law, and/or statutes on point that have led to the conclusion that the appeal is frivolous.
Santiago, 978 A.2d at 361.
-4- J-S39015-18
In her Anders brief, Ms. Deady included a statement of the case,
including its procedural history. Anders Brief at 5-6. She also stated that
she carefully reviewed the record and relevant caselaw but could not find any
meritorious issues. Lastly, she explained that the appeal was frivolous,
because the issue that Appellant wanted to raise, ineffective assistance of
guilty plea counsel, had to be raised in a PCRA petition instead of on direct
appeal. Thus, Ms. Deady satisfied the substantive requirements for a petition
to withdraw under Anders.
We turn to the single issue raised in Appellant’s Anders brief, a claim
that trial counsel was ineffective for bullying Appellant into pleading guilty
involuntarily. We agree with Ms. Deady that Appellant cannot raise this claim
on direct appeal but must instead raise it in a PCRA petition. in
Commonwealth v. Grant, 813 A.2d 726 (2002), our Supreme Court held
that as a general rule, defendants must wait to raise ineffective assistance of
counsel claims until collateral review. Only in specific limited circumstances
may a defendant raise ineffectiveness claims in post-sentence motions and on
direct appeal. See, e.g., Commonwealth v. Holmes, 79 A.3d 562, 563–64
(Pa. 2013) (trial court has discretion to entertain ineffectiveness claims on
post-verdict motions and direct appeal where: (1) claim of ineffectiveness is
apparent from record and meritorious to the extent that immediate
consideration best serves interests of justice; or (2) where good cause is
shown and defendant knowingly and expressly waives his entitlement to seek
-5- J-S39015-18
subsequent PCRA review from his conviction and sentence). These exceptions
do not apply here. Appellant did not claim ineffective assistance of trial
counsel in post-verdict motions, and he did not knowingly or expressly waive
his entitlement to seek subsequent PCRA review from his conviction. At
present, there is nothing in the record that facilitates intelligent appellate
review of Appellant’s claim of ineffective assistance. Therefore, Appellant
must wait until PCRA proceedings to raise an ineffective assistance claim.
Commonwealth v. Britt, 83 A.3d 198, 204 (Pa. Super. 2013) (appellant
cannot seek review of ineffectiveness claim on direct appeal, “as it involves
non-record-based claims, nor has Appellant waived PCRA review”).
Aside from this issue, it is our duty to review the record for any other
potentially non-frivolous issues. Commonwealth v. Dempster, — A.3d —,
2018 WL 2111634, *4 (Pa. Super., May 8, 2018) (collecting cases defining
this duty). Having carefully reviewed the record, we find no other potentially
non-frivolous issues. We therefore grant Ms. Deady’s petition to withdraw and
affirm Appellant’s judgment of sentence.
Judgment of sentence affirmed. Petition to withdraw granted.
Judgment Entered.
Joseph D. Seletyn, Esq. Prothonotary
Date:08/21/2018
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