Com. v. Franklin, V.

Superior Court of Pennsylvania·Decided December 18, 2015·No. 209 EDA 2015·Unpublished

Opinion

NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37

COMMONWEALTH OF PENNSYLVANIA, IN THE SUPERIOR COURT OF PENNSYLVANIA

Appellee

v.

VINCENT FRANKLIN, Appellant No. 209 EDA 2015

Appeal from the Judgment of Sentence May 23, 2014 In the Court of Common Pleas of Northampton County Criminal Division at No(s): CP-48-CR-0000743-2004

BEFORE: PANELLA, J., WECHT, J., and STRASSBURGER, J.* MEMORANDUM BY STRASSBURGER, J. FILED December 18, 2015 Vincent Franklin (Appellant) appeals from the judgment of sentence entered on May 23, 2014, by the Honorable Stephen G. Baratta, Court of Common Pleas of Northampton County. The instant sentence was imposed after Appellant filed a habeas corpus petition in federal court, wherein the court left-standing his underlying convictions for rape, involuntary deviate sexual intercourse (IDSI), aggravated indecent assault, and indecent assault, but vacated an illegal sentence imposed for rape and remanded for resentencing. We affirm.

Appellant was arrested and charged with several offenses stemming from his sexual abuse of his girlfriend’s minor daughter over a three-year period from January 1, 2001 to January 30, 2004. Appellant was charged originally with 61 counts of rape, eleven counts of IDSI, 25 counts of

* Retired Senior Judge assigned to the Superior Court.

aggravated indecent assault, 86 counts of indecent assault, and one count of intimidation of witness or victim. However, prior to trial, the Commonwealth amended the criminal information to consist of just a single count for each sex offense.1 Following a jury trial, Appellant was convicted of one count each of rape, IDSI, aggravated indecent assault, and indecent assault. Thereafter, the trial court, the Honorable William F. Moran, on July 8, 2005, imposed an aggregate term of 25 to 50 years’ imprisonment, consisting of 20 to 40 years for rape, five to ten years of consecutive imprisonment for aggravated indecent assault, and one to two years of concurrent imprisonment for indecent assault. At the sentencing hearing, the trial court merged the IDSI count with the rape count and did not impose a sentence for IDSI. In fashioning the judgment of sentence, the trial court applied the mandatory minimum term of 20 years’ imprisonment for rape of a child under the version of 18 Pa.C.S. § 3121(e)(1) that became effective on February 7, 2003.2

1 The Commonwealth withdrew the intimidation of witness or victim charge.

2 Prior to the effective date of the 2003 revisions, the mandatory minimum sentence for rape of a child was 10 years’ imprisonment. See 18 Pa.C.S. § 3121(a)(6)(2002).

The trial court denied Appellant’s post-sentence motions. This Court affirmed the judgment of sentence, and our Supreme Court denied his petition for allowance of appeal. Commonwealth v. Franklin, 911 A.2d 179 (Pa. Super. 2006) (unpublished memorandum), appeal denied, 917 A.2d 313 (Pa. 2007).

Appellant’s first PCRA petition was denied after an evidentiary hearing.

This Court affirmed the PCRA court’s denial, and our Supreme Court denied his petition for allowance of appeal. Appellant filed two subsequent PCRA petitions, which were denied by the PCRA court and affirmed by this Court.

On August 6, 2009, Appellant filed a habeas corpus petition in federal court. United States Magistrate Judge Timothy R. Rice twice recommended that Appellant’s petition be denied with prejudice. Appellant subsequently filed an objection on the basis that his sentence for the rape conviction was illegal because he was sentenced under the incorrect statute.

Following an evidentiary hearing, Magistrate Judge Rice filed a Third Supplemental Report and Recommendation wherein he opined that Appellant’s sentence for rape was illegal because Appellant was sentenced under the current version of the rape statute, under which 20 years’ imprisonment was the mandatory minimum, rather than the pre-February 7, 2003 version, under which 10 years’ imprisonment was the mandatory minimum. Magistrate Judge Rice came to this conclusion on the basis that it was impossible to determine whether the jury found that the rape for which Appellant was convicted occurred before or after February 7, 2003, the

effective date of the statutory change. See United States Magistrate Judge Timothy R. Rice’s Third Supplemental Report and Recommendation, 8/7/2013, at 8-9.

Judge Norma L. Shapiro of the Eastern District of Pennsylvania subsequently approved and adopted Magistrate Judge Rice’s recommendation to grant Appellant’s habeas corpus petition. Judge Shapiro vacated Appellant’s 20-to-40 year-sentence for rape and remanded the matter to the state court for resentencing under the pre-February 7, 2003 sentencing guidelines. Judge Shapiro set forth the legal and factual support for her decision as follows.

On August 7, 2013, Magistrate Judge Rice issued a Third Supplemental Report and Recommendation. Magistrate Judge Rice found that petitioner’s claim that the sentence imposed for rape of a child exceeded the statutory maximum was not barred by procedural default and he examined the merits of that claim.

At trial, Appellant was convicted of one count of rape of a child on an unspecified date between January 1, 2001 and January 30, 2004. The trial court imposed a sentence of twenty-to-forty years imprisonment, the maximum possible sentence under the current Pennsylvania rape statute. See 18 Pa.C.S. § 3121 (e)(1). In December 2002, the Pennsylvania legislature modified the sentencing provisions of Section 3121. The modified provisions became effective on February 7, 2003. The statutory change doubled the maximum sentence for rape of a child from twenty years to forty years imprisonment. It is impossible to determine whether the jury found that the rape for which Appellant was convicted occurred before or after the February 7, 2003 statutory change, thus the rule of lenity requires that the trial court should have sentenced Appellant for the lesser offense. Appellant should have been sentenced under the pre-

February 7, 2003 Pennsylvania rape statute, 18 Pa.C.S.

§ 3121(a)(6) (2002), which carried a maximum penalty of twenty years imprisonment.

Judge Norma L. Shapiro’s Order, 5/30/2014, at 2 ¶ l (emphasis added).

On May 23, 2014, pursuant to Judge Shapiro’s Order, a second trial court judge, the Honorable Stephen G. Baratta, resentenced Appellant to 10 to 20 years’ imprisonment for the rape count. However, Judge Baratta imposed the same aggregate sentence as originally imposed by the first trial judge of 25 to 50 years’ imprisonment. The breakdown of the new sentence is as follows: 10 to 20 years for rape, 10 to 20 years of consecutive imprisonment for IDSI, five to ten years of consecutive imprisonment for aggravated indecent assault, and one to two years of concurrent imprisonment for indecent assault. Appellant filed a post-sentence motion for reconsideration, which the trial court denied. This timely appeal followed.

In his first issue, Appellant contends that the sentence imposed on remand was illegal because Judge Shapiro’s order only granted the trial court authority to resentence on the count of rape. Appellant’s Brief at 20- 22. Appellant claims that other than the sentence imposed for the rape count, which was the subject of the federal court’s order, all other aspects of the original sentence imposed constituted a final judgment of sentence that was not subject to resentencing. Id. Thus, Appellant maintains that Judge Baratta’s resentencing on the IDSI, aggravated assault, and indecent assault counts was illegal. Id.

Appellant’s claim challenges the legality of his sentence. It is well-

settled that “[i]ssues relating to the legality of a sentence are questions of law.... Our standard of review over such questions is de novo and our scope of review is plenary.” Commonwealth v. Brougher, 978 A.2d 373, 377 (Pa. Super. 2009) (citation omitted).

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