J-A15006-24
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF : PENNSYLVANIA : v. : : : THOMAS EDWARD FORNWALD : : Appellant : No. 1408 MDA 2023
Appeal from the Judgment of Sentence Entered September 28, 2023 In the Court of Common Pleas of Dauphin County Criminal Division at No(s): CP-22-CR-0001620-2019
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF : PENNSYLVANIA : v. : : : THOMAS EDWARD FORNWALD : : Appellant : No. 1409 MDA 2023
Appeal from the Judgment of Sentence Entered September 28, 2023 In the Court of Common Pleas of Dauphin County Criminal Division at No(s): CP-22-CR-0001395-2021
BEFORE: DUBOW, J., BECK, J., and STEVENS, P.J.E.*
MEMORANDUM BY DUBOW, J.: FILED: JULY 11, 2024
Appellant, Thomas Edward Fornwald, appeals from the September 28,
2023 judgment of sentence of life imprisonment entered in the Dauphin
County Court of Common Pleas following his jury conviction of three counts
each of Corruption of Minors (“COM”), Unlawful Contact with a Minor, and
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* Former Justice specially assigned to the Superior Court. J-A15006-24
Indecent Assault of a Child Under 13 Years of Age, and two counts of Indecent
Assault without Consent. Appellant challenges the trial court’s denial of his
requests for a mistrial and the admission of certain Pa.R.E. 404(b) evidence.
After careful review, we affirm.
The relevant facts and procedural history are as follows. On March 5,
2019, and February 1, 2021, the Commonwealth charged Appellant at two
separate dockets with the above offenses after three minor female victims,
C.D., J.S., and S.M., who were friends with Appellant’s daughters, reported
that, while visiting Appellant’s home, Appellant touched their breasts.
C.D. alleged that when she was at Appellant’s home, Appellant wrapped
his arms around her waist from behind, lifted her off her feet into a bear hug,
and squeezed her breasts with his hands. She reported that Appellant stated
to her after the fact that “he didn’t know she had a body like that” and if she
didn’t mind, he would “do it again.” Motion in Limine, 4/12/23, at ¶ 3. J.S.
reported that while she was visiting Appellant’s daughters, Appellant made
sexual comments to her and, on one occasion, Appellant pulled up J.S.’s shirt
to look at her chest. J.S. also alleged that on another occasion, Appellant put
his hand inside of her shirt and touched her breast. S.M. claimed that when
she was at Appellant’s home playing hide and seek with his daughter,
Appellant suggested that S.M. hide under a blanket he had over his lap. While
under the blanket, Appellant reached his hand into S.M.’s shirt and touched
her breast. The girls were all between the ages of 11 and 13 at the time of
these incidents.
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Appellant had prior convictions of Rape of an adult victim and Indecent
Assault and COM of a minor victim, L.K. On April 12, 2023, the
Commonwealth filed a motion in limine to admit as evidence at trial the fact
of Appellant’s prior conviction of crimes against L.K. and L.K.’s testimony
regarding Appellant’s assault of her.1, 2 In particular, the Commonwealth,
sought permission to introduce evidence that, in 2003, when then-12 year old
L.K. was at Appellant’s home to babysit Appellant’s daughters, he twice
sexually assaulted her, once by falling onto her from behind and grabbing and
squeezing her breasts and vagina over her clothing and on another occasion
by again falling onto L.K. from behind and reaching around her to grab and
squeeze her breasts with both hands over her clothing. The Commonwealth
argued that this evidence was admissible pursuant to Rule 404(b) to show
that Appellant acted with the requisite intent and that his actions were not a
mistake or accident. In support of this argument, the Commonwealth noted
that the assaults of L.K. were highly similar to the allegations of C.D., J.S.,
and S.M in that each instance involved female minors between 11 and 13
years of age who were present in Appellant’s home to see his children and, in
three of four of them, involved Appellant fondling the girls’ breasts from
1 With respect to the assault of L.K., in December 2004, Appellant entered a
guilty plea to two counts each of Indecent Assault of a Child Less than 13 Years of Age and COM. One year later, the trial court sentenced Appellant to 9 to 23 months in the Dauphin County Work Release Center with two years of consecutive probation.
2 L.K. was 32 years old at the time of trial.
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behind. On April 20, 2023, the trial court granted the Commonwealth’s motion
in limine to admit L.K.’s testimony.3
Appellant’s three-day jury trial commenced on April 24, 2023. At the
commencement of trial, the parties placed on the record their agreement that
the Commonwealth would redact from S.M.’s and C.D.’s forensic interviews
statements that those victims knew that Appellant had been in jail previously
and from J.S.’s forensic interview that she believed that Appellant had a prior
Rape conviction.
Appellant also made an oral motion in limine to preclude C.M. from
testifying that, subsequent to C.M. reporting Appellant’s abuse, she saw
Appellant at her school and in Walmart, where it appeared that Appellant was
following or stalking her. Appellant argued that this testimony constituted
Rule 404(b) evidence the presentation of which the Commonwealth was
required to, but did not, provide Appellant advance written notice. He also
argued that Appellant had been at C.M.’s school for his own child’s parent-
teacher conference and that his presence at Walmart at the same time as C.M.
was merely coincidental. The Commonwealth objected to this request,
arguing that C.M.’s perception that Appellant was following or stalking her is
admissible, non-Rule 404(b) evidence, that did not require advance notice to ____________________________________________
3 The parties further litigated this issue at trial when Appellant moved to preclude the Commonwealth from admitting evidence of Appellant’s guilty plea and conviction of the charges arising from his assault of L.K. The trial court granted the Commonwealth’s motion and permitted it to admit evidence that Appellant had pleaded guilty to charges related to L.K. N.T. Trial, 4/24- 26/23, at 242-43.
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Appellant. The trial court agreed with Appellant that this constituted Rule
404(b) evidence that required notice and, thus, granted his motion in limine.
The Commonwealth presented the testimony of numerous witnesses,
including the victims and L.K. who each testified consistent with the above
facts.4 The Commonwealth also played the videorecorded forensic interview
of C.D. conducted by the Children’s Resource Center (“CRC”) and distributed
a copy of the transcript of the interview to the jury so it could follow along.
The Commonwealth noted that it and Appellant had agreed that certain
portions of the recording were not relevant to the case and it, therefore,
purported to omit those portions from the video playback to the jury.
However, following presentation of the video to the jury, Appellant objected,
arguing that the Commonwealth violated the court’s ruling on Appellant’s
motion in limine when video played to the jury contained C.D.’s statement
that Appellant “was showing up at the school, following her to Wal[]mart. She
said she didn’t know if he was following her or not.” N.T. Trial, 4/24-26/23,
at 132. Appellant requested that the court grant a mistrial.
The Commonwealth reiterated its position that this evidence did not
constitute Rule 404(b) evidence and argued that “it’s not shocking or
prejudicial for the jury to hear that [C.M.] is seeing a man who lives in her
community in places where the community goes.” Id. at 133. The
4 The Commonwealth also presented the testimony of other witnesses whose
testimony is not relevant to the issues raised on appeal. Appellant’s wife and daughter, M.F., testified on Appellant’s behalf.
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Commonwealth also stressed that the inclusion of C.M.’s statement in the
video was not intentional because, even though it “scoured” the video, it “did
not know it was in there.” Id. at 134.
The court denied Appellant’s motion for a mistrial, finding that this
statement was a minor detail and was “not enough to warrant a mistrial.” Id.
at 135. The court noted that “[t]here’s a lot of information here. I don't know
that this is something [the jury] is going to recall when they go out to
deliberate, and I'm not quite sure it makes any difference in their evaluation.”
Id. The court offered to provide a cautionary instruction to the jury; Appellant
neither accepted nor declined the court’s offer.
The Commonwealth also presented the testimony of Pennsylvania State
Police (“PSP”) Trooper Byron Margosiak and Corporal Hilary Faust. Trooper
Margosiak testified that, in December 2018, after C.D. reported that Appellant
had assaulted her, he spoke with Appellant at Appellant’s home. According to
Trooper Margosiak, Appellant told Trooper Margosiak that he arrived home on
the day in question at the same time that C.D. had arrived to visit with his
daughter. Appellant explained to Trooper Margosiak that he followed C.D. into
his residence where she began to trip up a step leading from the mud room
area to the kitchen. Trooper Margosiak testified that Appellant “stated that
[C.D.] lost her balance on there and that he came up behind her and put his
arms around her to keep her from falling over[.]” Id. at 101.
Corporal Faust provided extensive testimony regarding the general
process of investigating a child abuse case, including describing how the PSP
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works in conjunction with the CRC, ChildLine, and the county prosecutor. Id.
at 209-212. She also described the investigation in the instant case. Id. at
210-218. She testified that, after referring C.D. and J.S. to the CRC for
forensic interviews, she interviewed [J.S.’s mother] at the CRC. She then
testified that her “next steps were to attempt to make contact with [Appellant
and Appellant’s wife].” Id. at 214. Corporal Faust testified that she made
contact with Appellant’s wife via telephone and Appellant’s wife said that “her
husband was not willing to come in for an interview[.]” Id. Appellant objected
to this testimony as an inappropriate comment on Appellant’s Fifth
Amendment right against self-incrimination. The trial court instructed the
Commonwealth to “move on,” and Appellant made a motion for a mistrial. Id.
at 217. The trial court indicated that it would discuss the motion at a break.
Corporal Faust then testified that Appellant had made an appointment
to be interviewed but that he cancelled the appointment, explaining that his
pipes had frozen and that he had hit his head trying to fix them. Id. at 215.
Corporal Faust testified that she rescheduled Appellant’s appointment, but
Appellant again did not come in for the interview. Id. Appellant again
objected, and the court again indicated it would discuss this matter at a break.
At the break, Appellant made another motion for a mistrial arguing that “the
case law is crystal clear” that this type of testimony is improper. Id. at 218.
The Commonwealth argued that Appellant’s wife “can’t invoke
[Appellant’s] rights.” Id. The Commonwealth also argued that there is a
difference between statements indicating that Appellant did not come in for
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an interview and Appellant invoked his right to remain silent and refused to
talk to the police, and that the case law protects the latter and not the former.
The trial court acknowledged the “close call,” but ultimately denied the motion
for a mistrial. Id. at 219.
Prior to the jury’s deliberations, the trial court instructed it, inter alia,
that it may consider L.K.’s testimony “for one purpose and one purpose only,
to be evaluated to establish that the events in this case that are alleged, the
inappropriate touching, were not a mistake or were not accidental, okay?” Id.
at 491.
Following its consideration of the evidence, the jury convicted Appellant
of the above offenses. On September 28, 2023, the trial court held a hearing
to determine whether it should classify Appellant as a sexually violent predator
(“SVP”) and to impose sentence. Based upon the testimony presented, the
court classified Appellant as an SVP. The court then imposed a mandatory
sentence of life imprisonment. Appellant did not file a post-sentence motion.
This appeal followed. Both Appellant and the trial court complied with
Pa.R.A.P. 1925.
Appellant presents the following three issues for our review:
1. Whether the trial court abused its discretion in failing to grant a mistrial:
A. When the Commonwealth introduced specifically excluded evidence—the [CRC] forensic interview with C.D.—that was ruled inadmissible by the trial judge during a pre-trial hearing?
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B. [] When the Commonwealth’s witnesses commented on [A]ppellant’s pre-arrest silence not to speak with police?
2. Whether the [c]ourt erred in allowing the Commonwealth to present evidence of [Appellant’s] prior conviction for incidents involving L.K. when the evidence was more prejudicial than probative and was impermissible Pa.R.E. 404(b) evidence[?]
Appellant’s Brief at 6.
A.
In his first two issues, Appellant challenges the trial court’s denial of his
two motions for a mistrial. We review a trial court’s denial of a motion for
mistrial for an abuse of discretion. Commonwealth v. Bryant, 67 A.3d 716,
728 (Pa. 2013). A mistrial is appropriate “only where the incident upon which
the motion is based is of such a nature that its unavoidable effect is to deprive
the defendant of a fair trial by preventing the jury from weighing and
rendering a true verdict.” Id. (citation omitted).
I.
Appellant first claims that the trial court abused its discretion in denying
his motion for a mistrial after the Commonwealth violated the trial court’s
pretrial order by failing to redact from the CRC video and the transcript C.D.’s
testimony implying that Appellant was following or stalking her after she
reported his assault of her. Appellant’s Brief at 24-25. Appellant asserts that
this constitutes an abuse of discretion because the trial court misapplied the
law pertaining to violations of motions in limine, which Appellant essentially
argues create per se grounds for a mistrial. Id. at 25-27.
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As a prefatory matter, we reject Appellant’s bald argument that
violations of orders granting motions in limine are per se grounds for a mistrial
as that argument undermines our well-settled understanding that a trial court
has discretion to grant or deny such a motion. We also observe that Appellant
did not argue in his Brief that the statements that the Commonwealth
inadvertently neglected to redact from the video had the “unavoidable effect
[of] depriv[ing] the defendant of a fair trial by preventing the jury from
weighing and rendering a true verdict.” Bryant, 67 A.3d at 728.
Here, the trial court denied Appellant’s motion for a mistrial because it
reached the opposite conclusion, i.e., the court “did not believe that C.D.’s
brief videotaped statements about seeing Appellant in public in the
community[] had the unavoidable effect of preventing the jury from weighing
and rendering a true verdict when considered among the mountain of
incriminating evidence against Appellant.” Trial Ct. Op., 12/14/23, at 11.
Following our review of the record, we discern no abuse of discretion in this
conclusion. The Commonwealth presented ample other evidence of
Appellant’s guilt, including the testimony of each of the victims and L.K. In
light of the voluminous incriminating evidence,5 C.D.’s passing reference in
the CRC video to seeing Appellant in her school, where Appellant’s children
were also students, and in the local Walmart, did not warrant a mistrial. This
claim, thus, fails. ____________________________________________
5 We observe that Appellant did not challenge the sufficiency of the evidence
in support of his numerous convictions.
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II.
In his next issue, Appellant claims that the trial court erred by not
granting his motion for a mistrial after Corporal Faust twice referred to
Appellant’s pre-arrest silence because those references violated Appellant’s
right under the Fifth Amendment of the U.S. Constitution against self-
incrimination.6 Appellant’s Brief at 29-36. Relying on Commonwealth v.
Molina, 104 A.3d 430 (Pa. 2014), Appellant asserts that his conduct in not
keeping either of his appointments with Corporal Faust “suggested an
invocation of the right to silence.” Id. at 32. He further contends that he also
invoked his right to silence when his wife told Corporal Faust that he was not
willing to be interviewed. Id. Appellant argues that the “only inference to be
drawn from his failure to keep the appointment [with Corporal Faust] is one
of substantive guilt.” Id. at 33. Appellant concludes the Commonwealth
violated his pre-arrest right to silence and that this violation was not harmless
error. Id. at 33-37.
“[A] mere reference to pre-arrest silence does not constitute reversible
error where the prosecution does not exploit the defendant’s silence as a tacit
admission of guilt.” Commonwealth v. Adams, 104 A.3d 511, 512-13 (Pa.
2014) (OAJC) (citing Commonwealth v. DiNicola, 886 A.2d 329, 336-37
(Pa. 2005); Commonwealth v. Whitney, 708 A.2d 471, 478 (Pa. 1998)).
6 Appellant concedes that his challenge is only to the alleged violation of his
federal constitutional right against self-incrimination. Appellant’s Brief at 29 n.4.
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See also Molina, 104 A.3d at 451-53 (explaining that “the right against self-
incrimination prohibits use of a defendant’s pre-arrest silence as substantive
evidence of guilt” and finding that the Commonwealth violated the defendant’s
Fifth Amendment right against self-incrimination when it emphasized the
defendant’s silence as “most telling,” asked the defendant “why” he declined
to cooperate with the detective, and then instructed the jury to “factor that in
when you’re making an important decision in this case[.]” )
Appellant’s reliance on Molina is misplaced. Here, unlike in Molina,
the Commonwealth did not use Corporal Faust’s statements that Appellant
declined to participate in an investigatory interview as evidence as substantive
evidence of Appellant’s guilt. The notes of testimony indicate that, in the
course of describing her investigation of the victims’ allegations, Corporal
Faust merely testified that she attempted to, but was unsuccessful in,
arranging interviews with Appellant. N.T. Trial at 215. The Commonwealth
did not subsequently comment on his lack of participation and made no
reference to it in its closing argument. Id. at 431-467. Corporal Faust’s
testimony regarding Appellant’s pre-arrest failure to cooperate with her
investigation, therefore, did not violate Appellant’s federal constitutional right
against self-incrimination.
Thus, we conclude that, because Corporal Faust’s testimony did not
violate Appellant’s Fifth Amendment right against self-incrimination, the trial
court did not abuse its discretion in denying Appellant’s motion for a mistrial.
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B.
In his final issue, Appellant challenges the trial court’s admission of the
evidence of his prior crimes against L.K. pursuant to Rule 404(b), which the
Commonwealth proffered to demonstrate Appellant lack of mistake or accident
and intent. Appellant’s Brief at 37-57. The “[a]dmission of evidence is within
the sound discretion of the trial court and will be reversed only upon a showing
that the trial court clearly abused its discretion.” Commonwealth v. Tyson,
119 A.3d 353, 357 (Pa. Super. 2015) (en banc) (citation omitted).
“Accordingly, a ruling admitting evidence will not be disturbed on appeal
unless that ruling reflects manifest unreasonableness, or partiality, prejudice,
bias, or ill-will, or such lack of support to be clearly erroneous.”
Commonwealth v. Huggins, 68 A.3d 962, 966 (Pa. Super. 2013) (citations
and internal quotation marks omitted).
Pennsylvania Rule of Evidence 404(b) prohibits evidence of a
defendant’s prior bad acts “to prove a person’s character” or demonstrate
“that on a particular occasion the person acted in accordance with the
character.” Pa.R.E. 404(b)(1). Nevertheless, the Rule also provides that prior
bad acts evidence “may be admissible for another purpose, such as proving
motive, opportunity, intent, preparation, plan, knowledge, identity, absence
of mistake, or lack of accident.” Id. at 404(b)(2).
Thus, under Rule 404(b) evidence of prior bad acts “is not admissible
for the sole purpose of demonstrating a criminal defendant’s propensity to
commit crimes,” but “may be admissible in certain circumstances where it is
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relevant for some other legitimate purpose and not utilized solely to blacken
the defendant’s character.” Tyson, 119 A.3d at 358 (citations omitted).
Specifically, such evidence is admissible “if offered for a non-propensity
purpose[.]” Id. “A common scheme may be relevant to establish any element
of a crime, where intent may be shown through a pattern of similar acts.”
Commonwealth v. Einhorn, 911 A.2d 960, 967 (Pa. Super. 2006).
“When offered for a legitimate purpose, evidence of prior crimes is
admissible if its probative value outweighs its potential for unfair prejudice.”
Tyson, 119 A.3d at 358. The term “unfair prejudice” in Rule 404(b)(2)
“means a tendency to suggest [a] decision on an improper basis or to divert
the jury’s attention away from its duty of weighing the evidence impartially.”
Commonwealth v. Dillon, 925 A.2d 131, 141 (Pa. 2007) (citation omitted).
“[W]hen examining the potential for undue prejudice, a cautionary jury
instruction may ameliorate the prejudicial effect of the proffered evidence,” as
“[j]urors are presumed to follow the trial court’s instructions.” Tyson, 119
A.3d at 360 (citation omitted).
To establish one of the Rule 404(b) admissibility exceptions, there must
be “a close factual nexus sufficient to demonstrate the connective relevance
of the prior bad acts to the crime in question.” Commonwealth v. Sami,
243 A.3d 991, 999 (Pa. Super. 2020) (citation and emphasis omitted).
Appellant first claims that the incident with L.K. was too remote in time
with the instant incidents to be considered part of any “common plan or
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scheme.”7 Appellant’s Brief at 42-49. He also contends that the court erred
in admitting L.K.’s testimony as evidence that Appellant’s conduct was not the
result of a mistake or accident because “lack of mistake is an appropriate
exception when the defendant argues that they were not mistaken and as
rebuttal evidence” and, here, Appellant did not argue that he was not
mistaken. Id. at 49-51. Last, Appellant argues that L.K.’s testimony was not
proper Rule 404(b) evidence of intent because “the similarities in all the cases
consisted of similarities implicit in the offenses themselves and did not rise to
the level of a signature crime.” Id. at 53. Appellant emphasizes that C.D.’s
assault occurred as she walked up stairs, J.S. was laying on a bed when
Appellant hugged her and touched her breast, and S.M. was assaulted during
a sleepover while under a blanket. Id. He, therefore, concludes that the
“circumstances of each assault were vastly different” from each other and
from the assaults of L.K. Id. at 53-54.
In explaining its decision to admit the Rule 404(b) evidence of
Appellant’s crimes against L.K., the trial court acknowledged “the significant
time lapse between the 2003 offenses and the instant offenses,” but found
the “remarkable similarity of all the offenses” compelling. Trial Ct. Op. at 15.
The court noted as follows:
The victims of all the offenses, including the instant offenses and the 2003 offense, were female minors between the ages of 11 and 13; all the victims had been present in Appellant’s home to visit ____________________________________________
7 We observe, however, that the trial court did not admit the evidence at issue
here as evidence of a “common plan or scheme.”
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Appellant’s children; all of the victims had their breasts fondled by Appellant; and in almost all of the incidents, the victims had their breasts fondled while Appellant was standing behind them.
Id. The trial court found that, “[g]iven the remarkable similarity in the
circumstances between the instant offenses and Appellant’s prior crimes, the
probative value of the evidence far outweighed its prejudicial value despite
the time lapse between the offenses.” Id. The trial court also observed that
it issued an appropriate cautionary instruction prior to the jury’s deliberations.
Following our review, we discern no abuse of the trial court’s discretion.
As noted above, the Commonwealth may use evidence of a pattern of prior
similar acts to show intent and absence of mistake or accident. Here, as set
forth above, the similarity in the circumstances between the instant offenses
and Appellant’s assault are striking and L.K.’s testimony was highly probative.
Furthermore, the trial court provided the jury with a limiting instruction
explaining how the jury should consider the evidence when deliberating. N.T.
Trial at 491. We presume that the jury has followed this instruction.8 See
Tyson, 119 A.3d at 360. Accordingly, Appellant is not entitled to relief on this
claim.
8 To the extent that Appellant argues that L.K.’s testimony was improper evidence of absence of mistake because Appellant never claimed that he was mistaken, we note Trooper Margosiak’s testimony that, when initially questioned about his contact with C.D., Appellant asserted that he had touched C.D. in an effort to keep her from falling as she tripped on a step in his home.
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C.
Having found each of Appellant’s issues meritless, we affirm his
judgment of sentence.
Judgment of sentence affirmed.
Judgment Entered.
Benjamin D. Kohler, Esq. Prothonotary
Date: 07/11/2024
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