Com. v. Deep, R.

Superior Court of Pennsylvania·Decided April 16, 2018·No. 1149 WDA 2017·Unpublished

Opinion

J-S85036-17

NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37

COMMONWEALTH OF PENNSYLVANIA IN THE SUPERIOR COURT OF

PENNSYLVANIA

Appellee

v.

RALPH HERBERT DEEP, JR.

Appellant No. 1149 WDA 2017

Appeal from the Judgment of Sentence Entered July 7, 2017 In the Court of Common Pleas of Westmoreland County Criminal Division at No: CP-65-CR-0005035-2014

BEFORE: BOWES, PANELLA, and STABILE, JJ. MEMORANDUM BY STABILE, J.: FILED APRIL 16, 2018 Appellant, Ralph Herbert Deep, Jr., appeals from the July 7, 2017 judgment of sentence imposing an aggregate two to four years of incarceration for aggravated assault and related offenses. We affirm.

The trial court’s opinion provides a brief summary of the pertinent facts:

The charges in this case arose out of an investigation of [Appellant] in connection with two incidents that occurred in a Trafford neighborhood, in Westmoreland County, on October 11, 2014. The first incident involved [Appellant] entering the front yard of his neighbor’s property holding a rifle and saying that, ‘When I find you, I’m going to shoot you.’ The second incident involved [Appellant’s] refusal to comply with police officers’

commands to drop his weapon and he continued to advance towards the officers while pumping a shotgun.

Trial Court Opinion, 9/18/17, at 1.

After Appellant pled guilty and then successfully withdrew his plea, this case proceeded to a jury trial that occurred on September 12-14, 2016. The

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jury found Appellant guilty of two counts of aggravated assault, terroristic threats, institutional vandalism, and public drunkenness.1 The trial court imposed a two to ten year sentence on January 26, 2017, and Appellant filed post-sentence motions seeking reconsideration of the sentence and alleging ineffective assistance of counsel.2 In order to obtain review of counsel’s effectiveness on direct review, Appellant agreed to waive his right to seek collateral relief. The trial court denied a new trial based on counsel’s alleged ineffectiveness, but granted reconsideration and imposed a sentence of two to four years of incarceration on July, 7, 2017. This timely appeal followed.

Appellant presents the following question for our review:

1 18 Pa.C.S.A. §§ 2702(a)(6), 2706(a)(3), 3307(a)(3), and 5505, respectively.

2 Appellant did not file his post-sentence motions within ten days of the January 26, 2017 sentence, as required under Pa.R.Crim.P. 720. Appellant nonetheless sought and received permission to file post-sentence motions nunc pro tunc. According to counsel’s handwritten date at the end of his nunc pro tunc motion, the motion was filed on Monday, February 27, 2017, the thirtieth day of the appeal period. A handwritten date on the trial court’s order indicates that the court granted relief on the same date. Another handwritten notation on the order indicates that the assistant district attorney consented to the order on February 27, 2017. We observe that the motion and order are time-stamped March 7, 2017, and the certified docket indicates March 7, 2017 as the date of receipt of Appellant’s motion. Given the agreement among the prosecution, defense, and trial court that the motion was filed and granted on February 27, we will treat the March 7 time stamp as the result of a breakdown in the court’s filing system. Because Appellant sought and received, within thirty days of the January 26, 2017 judgment of sentence, the trial court’s express permission to file post sentence motions nunc pro tunc, the court’s jurisdiction did not lapse. Commonwealth v. Dreves, 839 A.2d 1122, 1128 (Pa. Super. 2003).

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Whether the court below erred in finding that Appellant was not entitled to a new trial due to the ineffective assistance of trial counsel in the following particulars:

a. Referring to Appellant as an ‘idiot’ and ‘stupid drunk’ in his closing;

b. Advising the jury that Appellant’s actions were reckless during his closing;

c. Encouraging the jury to convict [Appellant] of certain offenses; and

d. Failing to call Donna DiCesare as a witness.

Appellant’s Brief at 3. As noted above, Appellant’s ineffective assistance claims were the subject of a hearing before the trial court. In Commonwealth v. Holmes, 79 A.3d 562 (Pa. 2013), our Supreme Court held that a defendant can obtain review of claims of ineffective assistance of counsel on direct appeal if he executes a waiver of his subsequent right to seek relief under the Post Conviction Relief Act (“PCRA”), 42 Pa.C.S.A. §§ 9541-46. Appellant requested direct review of his ineffective assistance claims because of his short sentence.3 The Holmes Court acknowledged short

3 In his brief, Appellant states that he will likely be paroled before the conclusion of his direct appellate review. Appellant’s Brief at 5 n.1. We remind Appellant that parolees are eligible for PCRA relief. 42 Pa.C.S.A. § 9543(a)(1)(i). Regardless, we will not disturb the trial court’s decision to accept Appellant’s waiver and conduct a hearing on his ineffective assistance claims. The trial court explained: “At the time of filing post-sentence motions, [Appellant] had already served 1½ years [of] incarceration.” Trial Court Opinion, 9/18/17, at 6. “As [Appellant’s] case involves a short sentence, and he has expressly, knowingly, and voluntarily waived PCRA review, this Court is of the opinion that [Appellant’s] claims of ineffective assistance of counsel are appropriately before this court on direct appeal.” Id.

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sentences as good cause to request direct review of ineffective assistance claims. Holmes, 79 A.3d at 578-79. The Holmes Court further specified that a PCRA waiver must acknowledge (1) the exhaustion of a defendant’s first PCRA petition and (2) that any further collateral attack is subject to § 9545(b) of the PCRA.4 Id. at 579. Appellant’s waiver, attached as “Exhibit A” to his nunc pro tunc post sentence motion, complies with Holmes. We will therefore review the merits.

To succeed on a claim of ineffective assistance of counsel, the defendant must plead and prove that (1) the underlying claim is of arguable merit; (2) counsel had no reasonable strategic basis for the action or inaction; and (3) that but for counsel’s error, the outcome of the proceeding would have been different. Commonwealth v. Reyes-Rodriguez, 111 A.3d 775 ,780 (Pa. Super. 2015 (en banc), appeal denied, 123 A.3d 331 (Pa. 2015). A petitioner must establish all three prongs of this test, and must discuss all three factors son appeal. Id. Failure to do so will result in rejection of the claim. Counsel is presumed effective, and the petitioner bears the burden of proving otherwise. Id.

Generally, where matters of strategy and tactics are concerned, counsel’s assistance is deemed constitutionally effective if he chose a particular course that had some reasonable basis designed to effectuate his client’s interests. Trial counsel

4 Section 9545(b) permits PCRA petitions where the failure to raise the claim was the result of government interference; is based on newly discovered facts; or is based on a right newly recognized by the United States or Pennsylvania Supreme Courts. 42 Pa.C.S.A. § 9545.

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will not be deemed ineffective for failing to assert a claim that would not have been beneficial, or for failing to interview or present witnesses whose testimony would not have been helpful.

Nor can a claim of ineffective assistance generally succeed through comparing, by hindsight, the trial strategy employed with alternatives not pursued. A finding that a chosen strategy lacked a reasonable basis is not warranted unless it can be concluded that an alternative not chosen offered a potential for success substantially greater than the course actually pursued.

Commonwealth v. Howard, 719 A.2d 233, 237 (Pa. 1998) (citations omitted).

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