J-S31034-16
NON-PRECEDENTIAL DECISION – SEE SUPERIOR COURT I.O.P 65.37
COMMONWEALTH OF PENNSYLVANIA, : IN THE SUPERIOR COURT OF : PENNSYLVANIA Appellee : : v. : : RICK LAVAR CANNON, : : Appellant : No. 1680 MDA 2015
Appeal from the Judgment of Sentence August 26, 2015 in the Court of Common Pleas of Lebanon County Criminal Division at No(s): CP-38-CR-0000559-2014
BEFORE: SHOGAN, OTT, and STRASSBURGER,* JJ.
MEMORANDUM BY STRASSBURGER, J.: FILED MAY 24, 2016
Rick Lavar Cannon (Appellant) appeals from the August 26, 2015
judgment of sentence of 50 to 100 years of imprisonment following his guilty
pleas to numerous offenses. Counsel has filed a petition to withdraw and a
brief pursuant to Anders v. California, 386 U.S. 738 (1967), and
Commonwealth v. Santiago, 978 A.2d 349 (Pa. 2009). Upon review, we
deny counsel’s petition without prejudice, and remand for further
proceedings consistent with this memorandum.
Appellant was charged with numerous crimes, including homicide. On
July 2, 2015, Appellant entered a negotiated guilty plea containing the
following terms: “50 to 100 years with a plea to third degree murder. If
called to testify, [Appellant] must be truthful and consistent with prior
statements.” Trial Court Opinion (TCO), 10/28/2015, at 1. On August 26,
*Retired Senior Judge assigned to the Superior Court. J-S31034-16
2015, Appellant appeared for sentencing. At the start of the hearing,
Appellant sought to withdraw his plea. The trial court denied the motion and
sentenced Appellant pursuant to the terms of the plea agreement.
Appellant timely filed a notice of appeal and both Appellant and the
trial court complied with Pa.R.A.P. 1925. In this Court, counsel for Appellant
filed both an Anders brief and a petition to withdraw as counsel.
Accordingly, the following principles guide our review of this matter.
Direct appeal counsel seeking to withdraw under Anders must file a petition averring that, after a conscientious examination of the record, counsel finds the appeal to be wholly frivolous. Counsel must also file an Anders brief setting forth issues that might arguably support the appeal along with any other issues necessary for the effective appellate presentation thereof….
Anders counsel must also provide a copy of the Anders petition and brief to the appellant, advising the appellant of the right to retain new counsel, proceed pro se or raise any additional points worthy of this Court’s attention.
If counsel does not fulfill the aforesaid technical requirements of Anders, this Court will deny the petition to withdraw and remand the case with appropriate instructions (e.g., directing counsel either to comply with Anders or file an advocate’s brief on Appellant’s behalf). By contrast, if counsel’s petition and brief satisfy Anders, we will then undertake our own review of the appeal to determine if it is wholly frivolous. If the appeal is frivolous, we will grant the withdrawal petition and affirm the judgment of sentence. However, if there are non- frivolous issues, we will deny the petition and remand for the filing of an advocate’s brief.
Commonwealth v. Wrecks, 931 A.2d 717, 720-21 (Pa. Super. 2007)
(citations omitted).
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Our Supreme Court has clarified portions of the Anders procedure:
[I]n the Anders brief that accompanies court-appointed counsel’s petition to withdraw, counsel must: (1) provide a summary of the procedural history and facts, with citations to the record; (2) refer to anything in the record that counsel believes arguably supports the appeal; (3) set forth counsel’s conclusion that the appeal is frivolous; and (4) state counsel’s reasons for concluding that the appeal is frivolous. Counsel should articulate the relevant facts of record, controlling case law, and/or statutes on point that have led to the conclusion that the appeal is frivolous.
Santiago, 978 A.2d at 361.
Counsel has failed to satisfy these requirements. Although counsel
states that her conclusion that this appeal is frivolous followed an
examination of the record and all filings in the case, Petition to Withdraw
Appearance, 1/21/2016, at ¶ 3, our review of the record reveals the absence
of the transcript of Appellant’s oral, on-the-record guilty plea colloquy.
“Without these notes of testimony, [c]ounsel could not have fulfilled [her]
duty to review the record for any non-frivolous issues.” Commonwealth v.
Flowers, 113 A.3d 1246, 1250 (Pa. Super. 2015).
Moreover, the missing transcript is vital to resolution of the issue of
arguable merit that counsel has identified. The precise terms of the plea
agreement will determine which legal standard was applicable to
consideration of Appellant’s motion to withdraw his plea. Counsel, the trial
court, and Appellant in his response pro se to counsel’s petition to withdraw,
discuss the any-fair-and-just-reason standard applicable to pre-sentence
-3- J-S31034-16
motions to withdraw open guilty pleas. Anders Brief at 7 (citing
Commonwealth v. Walker, 26 A.3d 525, 529 (Pa. Super. 2011); Trial
Court Opinion, 10/28/2015, at 7; Appellant’s Response at unnumbered page
1 (citing, inter alia, Commonwealth v. Elia, 83 A.3d 254 (Pa. Super. 2013)
(affirming the grant of a pre-sentence motion to withdraw guilty plea where
the defendant claimed “that he felt as if plea counsel had ‘bullied’ him into
taking the plea”).
However, if the sentence to be imposed was a negotiated term of the
plea agreement, Appellant had the heavier burden of showing manifest
injustice regardless of the timing of his motion to withdraw the plea. See
Commonwealth v. Prendes, 97 A.3d 337, 352 (Pa. Super. 2014) (“If the
appellant knows the only possible sentence he can get for the crime to which
he pled guilty, then any pre-sentence motion to withdraw the plea is akin to
a post-sentence motion to withdraw the plea, and the ‘manifest injustice’,
standard will apply to the pre-sentence motion.”).
Thus, without the transcript of the oral plea colloquy, neither counsel
nor this Court can satisfy its obligations under Anders and its progeny.
Accordingly, we deny counsel’s petition to withdraw and remand this case for
further proceedings consistent with this memorandum.
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Upon remand, counsel must obtain the missing sentencing transcript
and ensure its inclusion in the certified record.1 Flowers, 113 A.3d at 1251.
After review of the entire record, counsel shall file either an advocate’s brief
or a new petition to withdraw and Anders brief that fully complies with the
requirements detailed above.
Motion for leave to withdraw denied. Case remanded with
instructions. Panel jurisdiction retained.
1 It appears that an oral colloquy happened on July 2, 2015, and that no transcript of the hearing was produced despite its having been requested. See TCO, 10/28/2015 at 6 (“The oral colloquy was conducted on July 2, 2015.
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J-S31034-16
NON-PRECEDENTIAL DECISION – SEE SUPERIOR COURT I.O.P 65.37
COMMONWEALTH OF PENNSYLVANIA, : IN THE SUPERIOR COURT OF : PENNSYLVANIA Appellee : : v. : : RICK LAVAR CANNON, : : Appellant : No. 1680 MDA 2015
Appeal from the Judgment of Sentence August 26, 2015 in the Court of Common Pleas of Lebanon County Criminal Division at No(s): CP-38-CR-0000559-2014
BEFORE: SHOGAN, OTT, and STRASSBURGER,* JJ.
MEMORANDUM BY STRASSBURGER, J.: FILED MAY 24, 2016
Rick Lavar Cannon (Appellant) appeals from the August 26, 2015
judgment of sentence of 50 to 100 years of imprisonment following his guilty
pleas to numerous offenses. Counsel has filed a petition to withdraw and a
brief pursuant to Anders v. California, 386 U.S. 738 (1967), and
Commonwealth v. Santiago, 978 A.2d 349 (Pa. 2009). Upon review, we
deny counsel’s petition without prejudice, and remand for further
proceedings consistent with this memorandum.
Appellant was charged with numerous crimes, including homicide. On
July 2, 2015, Appellant entered a negotiated guilty plea containing the
following terms: “50 to 100 years with a plea to third degree murder. If
called to testify, [Appellant] must be truthful and consistent with prior
statements.” Trial Court Opinion (TCO), 10/28/2015, at 1. On August 26,
*Retired Senior Judge assigned to the Superior Court. J-S31034-16
2015, Appellant appeared for sentencing. At the start of the hearing,
Appellant sought to withdraw his plea. The trial court denied the motion and
sentenced Appellant pursuant to the terms of the plea agreement.
Appellant timely filed a notice of appeal and both Appellant and the
trial court complied with Pa.R.A.P. 1925. In this Court, counsel for Appellant
filed both an Anders brief and a petition to withdraw as counsel.
Accordingly, the following principles guide our review of this matter.
Direct appeal counsel seeking to withdraw under Anders must file a petition averring that, after a conscientious examination of the record, counsel finds the appeal to be wholly frivolous. Counsel must also file an Anders brief setting forth issues that might arguably support the appeal along with any other issues necessary for the effective appellate presentation thereof….
Anders counsel must also provide a copy of the Anders petition and brief to the appellant, advising the appellant of the right to retain new counsel, proceed pro se or raise any additional points worthy of this Court’s attention.
If counsel does not fulfill the aforesaid technical requirements of Anders, this Court will deny the petition to withdraw and remand the case with appropriate instructions (e.g., directing counsel either to comply with Anders or file an advocate’s brief on Appellant’s behalf). By contrast, if counsel’s petition and brief satisfy Anders, we will then undertake our own review of the appeal to determine if it is wholly frivolous. If the appeal is frivolous, we will grant the withdrawal petition and affirm the judgment of sentence. However, if there are non- frivolous issues, we will deny the petition and remand for the filing of an advocate’s brief.
Commonwealth v. Wrecks, 931 A.2d 717, 720-21 (Pa. Super. 2007)
(citations omitted).
-2- J-S31034-16
Our Supreme Court has clarified portions of the Anders procedure:
[I]n the Anders brief that accompanies court-appointed counsel’s petition to withdraw, counsel must: (1) provide a summary of the procedural history and facts, with citations to the record; (2) refer to anything in the record that counsel believes arguably supports the appeal; (3) set forth counsel’s conclusion that the appeal is frivolous; and (4) state counsel’s reasons for concluding that the appeal is frivolous. Counsel should articulate the relevant facts of record, controlling case law, and/or statutes on point that have led to the conclusion that the appeal is frivolous.
Santiago, 978 A.2d at 361.
Counsel has failed to satisfy these requirements. Although counsel
states that her conclusion that this appeal is frivolous followed an
examination of the record and all filings in the case, Petition to Withdraw
Appearance, 1/21/2016, at ¶ 3, our review of the record reveals the absence
of the transcript of Appellant’s oral, on-the-record guilty plea colloquy.
“Without these notes of testimony, [c]ounsel could not have fulfilled [her]
duty to review the record for any non-frivolous issues.” Commonwealth v.
Flowers, 113 A.3d 1246, 1250 (Pa. Super. 2015).
Moreover, the missing transcript is vital to resolution of the issue of
arguable merit that counsel has identified. The precise terms of the plea
agreement will determine which legal standard was applicable to
consideration of Appellant’s motion to withdraw his plea. Counsel, the trial
court, and Appellant in his response pro se to counsel’s petition to withdraw,
discuss the any-fair-and-just-reason standard applicable to pre-sentence
-3- J-S31034-16
motions to withdraw open guilty pleas. Anders Brief at 7 (citing
Commonwealth v. Walker, 26 A.3d 525, 529 (Pa. Super. 2011); Trial
Court Opinion, 10/28/2015, at 7; Appellant’s Response at unnumbered page
1 (citing, inter alia, Commonwealth v. Elia, 83 A.3d 254 (Pa. Super. 2013)
(affirming the grant of a pre-sentence motion to withdraw guilty plea where
the defendant claimed “that he felt as if plea counsel had ‘bullied’ him into
taking the plea”).
However, if the sentence to be imposed was a negotiated term of the
plea agreement, Appellant had the heavier burden of showing manifest
injustice regardless of the timing of his motion to withdraw the plea. See
Commonwealth v. Prendes, 97 A.3d 337, 352 (Pa. Super. 2014) (“If the
appellant knows the only possible sentence he can get for the crime to which
he pled guilty, then any pre-sentence motion to withdraw the plea is akin to
a post-sentence motion to withdraw the plea, and the ‘manifest injustice’,
standard will apply to the pre-sentence motion.”).
Thus, without the transcript of the oral plea colloquy, neither counsel
nor this Court can satisfy its obligations under Anders and its progeny.
Accordingly, we deny counsel’s petition to withdraw and remand this case for
further proceedings consistent with this memorandum.
-4- J-S31034-16
Upon remand, counsel must obtain the missing sentencing transcript
and ensure its inclusion in the certified record.1 Flowers, 113 A.3d at 1251.
After review of the entire record, counsel shall file either an advocate’s brief
or a new petition to withdraw and Anders brief that fully complies with the
requirements detailed above.
Motion for leave to withdraw denied. Case remanded with
instructions. Panel jurisdiction retained.
1 It appears that an oral colloquy happened on July 2, 2015, and that no transcript of the hearing was produced despite its having been requested. See TCO, 10/28/2015 at 6 (“The oral colloquy was conducted on July 2, 2015. Th[e trial c]ourt currently does not have the benefit of the oral plea colloquy held, and the [trial c]ourt has requested the transcript be transcribed.”); see also Commonwealth’s Brief at 9-10 (referring to the trial court’s “statement of the oral colloquy” rather than citing to a transcript). In the event that a transcript cannot be obtained, the parties shall follow the procedures of Pa.R.A.P. 1923 to produce a statement in absence of transcript.
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