Com. v. C. Shoaf and E. Shoaf

CourtCommonwealth Court of Pennsylvania
DecidedJuly 29, 2016
Docket1653 C.D. 2015
StatusUnpublished

This text of Com. v. C. Shoaf and E. Shoaf (Com. v. C. Shoaf and E. Shoaf) is published on Counsel Stack Legal Research, covering Commonwealth Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Com. v. C. Shoaf and E. Shoaf, (Pa. Ct. App. 2016).

Opinion

IN THE COMMONWEALTH COURT OF PENNSYLVANIA

Commonwealth of Pennsylvania : : v. : No. 1653 C.D. 2015 : Submitted: April 29, 2016 Charles Shoaf and Evelyn Shoaf, : Appellants :

BEFORE: HONORABLE ROBERT SIMPSON, Judge HONORABLE ANNE E. COVEY, Judge HONORABLE BONNIE BRIGANCE LEADBETTER, Senior Judge

OPINION NOT REPORTED

MEMORANDUM OPINION BY JUDGE SIMPSON FILED: July 29, 2016

This case involves a self-represented appellant presenting medical and behavioral challenges. The case returns to us following our remand to the Court of Common Pleas of Allegheny County (trial court). See Commonwealth v. Shoaf (Pa. Cmwlth., No. 868 C.D. 2014, filed February 20, 2015), 2015 WL 5162134 (unreported) (Shoaf I). In Shoaf I, we returned this matter to the trial court for a determination of whether Evelyn Shoaf1 (Shoaf) had good cause for her failure to appear at a hearing on her appeal of a conviction of a summary offense. Because the trial court did not make the necessary factual determination of whether Shoaf was absent without cause prior to dismissing her appeal and entering judgment against her, we are again constrained to vacate and remand.

In Shoaf I, we set forth the following background to this matter. In October 2013, a magisterial district judge found Shoaf guilty of violating the

1 Charles Shoaf is deceased. Borough of Dravosburg’s (Borough) property maintenance ordinance (ordinance) relating to unsafe structures and imposed a fine of $8,000 plus costs. Shoaf appealed to the trial court.

After an apparent postponement, the trial court convened a hearing on April 22, 2014. At the outset of the hearing, the clerk stated Shoaf’s son contacted the trial court and indicated Shoaf was hospitalized and, therefore, sought a postponement. Counsel for the Commonwealth responded:

Your Honor, this case was scheduled for March 25th. The same thing happened, everybody showed up for [the Borough]. I was here, the building inspector was here and your office got a phone call the mother was in the hospital. The hearing was rescheduled for today by your order and no further postponements. We don’t have any verification. We need documentation. If they wanted a postponement they have got to notify the parties in advance.

Certified Record (C.R.), Item #4, Summary Appeal Hearing, Notes of Testimony (N.T.), 4/22/14, at 1.

In response, the trial court inquired about the “high fine.” Id. Counsel for the Commonwealth informed the trial court that the fine was imposed because of a dilapidated structure. He offered to show the trial court photographs depicting the condition of the structure; however, the photographs were not admitted into evidence. Counsel for the Commonwealth also stated the magisterial district judge fined Shoaf $1,000 per day for the violation. Counsel for the Commonwealth then notified the trial court that Shoaf did not perform any repairs on the property. He also stated, “[e]very time there is a hearing scheduled they call

2 and say they can’t make it. Like I said, your last order said no further postponements.” N.T. at 2. In response, the trial court dismissed Shoaf’s appeal.

The trial court then issued a “form” order in which it checked a box that stated: “DEFENDANT FAILED TO APPEAR. APPEAL IS DISMISSED AND

JUDGMENT IS ENTERED ON THE JUDGMENT OF THE ISSUING AUTHORITY

PURSUANT TO PA. RULES OF CRIMINAL PROCEDURE 462 (D).” C.R., Item #2. Shoaf appealed to this Court, and the trial court issued a very brief opinion, which stated, in its entirety:

This is a de novo Summary Appeal by Defendants, Charles and Evelyn Shoaf, from a Code Violation of the [Borough]: LO 108 - unsafe structure and equipment. Defendant was cited on August 28, 2012, and was found guilty on October 16, 2013.

The Summary Appeal hearing was conducted on April 22, 2014, at which time Defendants failed to appear. In their absence, judgment was entered on the judgment of the issuing authority, pursuant to Pa. Rules of Criminal Procedure 462[(D)].

Defendant was fined $8,000.00, plus all applicable costs. Accordingly, the appeal was dismissed.

Tr. Ct. Slip Op., 5/29/14, at 1.

Before this Court, Shoaf challenged the trial court’s decision to hold the April 22, 2014 hearing in her absence where her son contacted the trial court and explained she was hospitalized. Shoaf asserted she was in UPMC McKeesport Hospital on the date of the hearing and, therefore, she was unable to attend.

3 Responding to this assertion, we explained, Pennsylvania Rule of Criminal Procedure 462 governs trials de novo on appeal of a conviction of a summary offense. That Rule states, in pertinent part:

Rule 462. Trial De Novo

(A) When a defendant appeals after the entry of a guilty plea or a conviction by an issuing authority in any summary proceeding, upon the filing of the transcript and other papers by the issuing authority, the case shall be heard de novo by the judge of the court of common pleas sitting without a jury.

****

(D) If the defendant fails to appear, the trial judge may dismiss the appeal and enter judgment in the court of common pleas on the judgment of the issuing authority.

Pa.R.Crim.P. 462. The Comments to the Rule explain: “Paragraph (D) makes it clear that the trial judge may dismiss a summary case appeal when the judge determines that the defendant is absent without cause from the trial de novo.” Pa.R.Crim.P. 462, cmt. (emphasis added).

“Therefore, before a summary appeal may be dismissed for failure to appear, the trial court must ascertain whether the absentee defendant had adequate cause for her absence.” Commonwealth v. Dixon, 66 A.3d 794, 796 (Pa. Super. 2013) (citation omitted).2 Failure to do so constitutes reversible error.

2 As this Court noted in Commonwealth v. Mesler, 732 A.2d 21 (Pa. Cmwlth. 1999), the Rules of Criminal Procedure are “intended to provide for the just determination of every criminal proceeding” and “shall be construed to secure simplicity in procedure, fairness in administration, and the elimination of unjustifiable expense and delay.” Pa.R.Crim.P. 101(A), (B).

4 Commonwealth v. Mesler, 732 A.2d 21 (Pa. Cmwlth. 1999). Further, in the event good cause is established, the defendant is entitled to a new summary trial. Dixon.

In Dixon, the Superior Court observed:

The problem that arises in these types of cases is that, for a quite obvious reason, trial courts often dismiss the appeals without inquiring into whether the absentee defendant had good cause: the person who could offer cause for the absence is the absent defendant himself. In other words, there is no one present in the courtroom whom the trial judge can question regarding the reasons for the absence. Moreover, pursuant to Pa.R.Crim.P. 720(D), a defendant in a summary appeal case is not permitted to file post-sentence motions. The trial court cannot question an absent defendant regarding the cause of the absence, and the defendant cannot file post-sentence motions to explain the absence. Consequently, this Court often must address the necessary cause inquiry arising from Pa.R.Crim.P. 462 in the first instance.

Id. at 796-97.

In Shoaf I, the hearing transcript confirmed Shoaf’s assertion that her son contacted the trial court prior to the start of the hearing to inform the court that Shoaf was in the hospital. N.T. at 1. Counsel for the Commonwealth responded that, at a prior scheduled hearing, the same issue arose, and the trial court issued an order rescheduling the hearing and indicating there would be no further postponements. Id.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Commonwealth v. Mesler
732 A.2d 21 (Commonwealth Court of Pennsylvania, 1999)
Commonwealth v. Slomnicki
773 A.2d 216 (Commonwealth Court of Pennsylvania, 2001)
Commonwealth v. Marizzaldi
814 A.2d 249 (Superior Court of Pennsylvania, 2002)
Commonwealth v. Dixon
66 A.3d 794 (Superior Court of Pennsylvania, 2013)

Cite This Page — Counsel Stack

Bluebook (online)
Com. v. C. Shoaf and E. Shoaf, Counsel Stack Legal Research, https://law.counselstack.com/opinion/com-v-c-shoaf-and-e-shoaf-pacommwct-2016.