Com. v. Bauza, H.

• Court: Superior Court of Pennsylvania
• Decided: December 19, 2024
• Docket: 1950 EDA 2024
• Status: Unpublished

Opinion

J-S44028-24

NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT O.P. 65.37

COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF : PENNSYLVANIA : v. : : : HAROLD BAUZA : : Appellant : No. 1950 EDA 2024

Appeal from the Judgment of Sentence Entered February 16, 2023 In the Court of Common Pleas of Lehigh County Criminal Division at No(s): CP-39-CR-0000908-2022

BEFORE: NICHOLS, J., MURRAY, J., and LANE, J.

MEMORANDUM BY MURRAY, J.: FILED DECEMBER 19, 2024

Harold Bauza (Appellant) appeals from the judgment of sentence

imposed following his guilty plea to possession with intent to deliver a

controlled substance (PWID), and person not to possess firearms. 1 Appellant’s

counsel (Counsel) has filed in this Court a petition to withdraw as counsel and

an accompanying brief in accordance with Anders v. California, 386 U.S.

738 (1967), and Commonwealth v. Santiago, 978 A.2d 249 (Pa. 2009).

We grant Counsel’s petition to withdraw and affirm the judgment of sentence.

During Appellant’s guilty plea hearing, the Commonwealth offered the

following factual summary:

On December 2nd of 2021, agents with the Bureau of Narcotics Investigation of the Attorney General’s Office executed a search warrant at [Appellant’s] residence, which is located at 43 ____________________________________________

1 35 P.S. § 780-113(a)(30); 18 Pa.C.S.A. § 6105(a)(1). J-S44028-24

South 14th Street, first floor, in Allentown. This search warrant was [issued] pursuant to an ongoing investigation into [Appellant’s] drug-trafficking activities.

Found inside the residence were approximately 385 grams of cocaine, over 2,000 grams of marijuana, $4,450 in cash[,] and a loaded .380 Ruger handgun. The search warrant in that investigation led the police to a second location, which was 35 North 10th Street, apartment 4A. [Appellant] was present during the execution of the first search warrant and was cooperative in assisting the agents to get into the second location.

At [the second] location, over 30,000 bags of packaged fentanyl, 477.5 grams of bulk fentanyl, 156 grams of crystal methamphetamine, additional crack cocaine, marijuana, and an AK-47 rifle were located. [Appellant] took ownership of these items.

N.T. (Guilty Plea), 12/14/22, at 8-9.

On December 14, 2022, Appellant pled guilty to one count each of PWID

and person not to possess firearms. In exchange, the parties agreed the

minimum sentence for PWID would not exceed 6 years, and the minimum

sentence for person not to possess firearms would not exceed 5 years. Id. at

5-6. The trial court deferred sentencing and ordered preparation of a

presentence investigation report (PSI).

On February 16, 2023, the trial court sentenced Appellant to 6 to 15

years’ imprisonment for PWID, and a consecutive prison term of 5 to 10 years

for person not to possess firearms.

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Appellant filed an untimely motion for reconsideration of his sentence

on March 6, 2023.2 Shortly thereafter, the trial court denied Appellant’s

motion for reconsideration without addressing the motion’s untimeliness.

On February 27, 2024, Appellant filed a timely, pro se petition for relief

pursuant to the Post Conviction Relief Act (PCRA), 42 Pa.C.S.A. §§ 9541-9546.

Appellant claimed he asked his trial counsel to file a direct appeal on his

behalf; trial counsel assured him counsel was preparing an appeal; and trial

counsel abandoned Appellant by failing to file a direct appeal. The PCRA court

appointed Appellant counsel, who filed an amended PCRA petition seeking

reinstatement of Appellant’s direct appeal rights. The Commonwealth filed an

answer. Following a hearing, the PCRA court granted Appellant’s PCRA

petition and permitted Appellant to file a nunc pro tunc appeal.

On July 24, 2024, Appellant filed the instant nunc pro tunc appeal.

Appellant and the trial court have complied with Pa.R.A.P. 1925. On October

7, 2024, Counsel filed in this Court a petition to withdraw from representation

and an Anders brief. Appellant did not retain separate counsel or file a

response raising additional issues.

____________________________________________

2 Appellant’s post-sentence motion was due on or before Monday, February

27, 2023. See Pa.R.Crim.P. 720(a)(1) (providing that a post-sentence motion must be filed within 10 days after imposition of sentence); 1 Pa.C.S.A. § 1908 (stating that, whenever the last of any period of time referred to in a statute falls on a Saturday or Sunday, “such day shall be omitted from the computation”).

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We address Counsel’s petition to withdraw before considering the issues

raised in the Anders brief. See Commonwealth v. Garang, 9 A.3d 237,

240 (Pa. Super. 2010) (“When presented with an Anders brief, this Court

may not review the merits of the underlying issues without first passing on

the request to withdraw.” (citation omitted)). Counsel seeking to withdraw

from representation must

1) petition the court for leave to withdraw stating that, after making a conscientious examination of the record, counsel has determined that the appeal would be frivolous; 2) furnish a copy of the brief to the defendant; and 3) advise the defendant that he or she has the right to retain private counsel or raise additional arguments that the defendant deems worthy of the court’s attention.

Commonwealth v. Cartrette, 83 A.3d 1030, 1032 (Pa. Super. 2013) (en

banc). Pursuant to Santiago, counsel must also

(1) provide a summary of the procedural history and facts, with citations to the record; (2) refer to anything in the record that counsel believes arguably supports the appeal; (3) set forth counsel’s conclusion that the appeal is frivolous; and (4) state counsel’s reasons for concluding that the appeal is frivolous. Counsel should articulate the relevant facts of record, controlling case law, and/or statutes on point that have led to the conclusion that the appeal is frivolous.

Id. (citing Santiago, 978 A.2d at 361). Once counsel has complied with the

procedural requirements, we review the record and render an independent

judgment as to whether the appeal is wholly frivolous. See Commonwealth

v. Yorgey, 188 A.3d 1190, 1197 (Pa. Super. 2018) (en banc).

Instantly, Counsel filed an Anders brief and a separate petition to

withdraw from representation. In his petition, Counsel detailed the extent of

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his review of the record and concluded Appellant’s appeal is frivolous. See

Petition to Withdraw as Counsel, 10/7/24. Additionally, Counsel sent a letter

to Appellant that informed him of Counsel’s intention to withdraw, and advised

Appellant of his right to retain new counsel or proceed pro se to raise

additional claims. The record reflects that Counsel furnished Appellant with

copies of the petition to withdraw and the Anders brief. The Anders brief

summarizes the factual and procedural history of this appeal, identifies the

sentencing issue Appellant wishes to raise, and explains Counsel’s reasons for

concluding that the appeal is wholly frivolous. As Counsel has satisfied the

procedural requirements of Anders and Santiago, we review the record to

determine whether Appellant’s appeal is wholly frivolous.

Appellant challenges the discretionary aspects of his sentence, 3 from

which there is no automatic right to appeal. Commonwealth v.

Mastromarino, 2 A.3d 581, 585 (Pa. Super. 2010). Instead, an appellant

challenging the discretionary aspects of his sentence must invoke this Court’s

jurisdiction by satisfying a four-part test:

We conduct a four-part analysis to determine: (1) whether appellant has filed a timely notice of appeal, see Pa.R.A.P. 902 and 903; (2) whether the issue was properly preserved at ____________________________________________

3 Because the parties did not bargain for a specific sentence when negotiating

Appellant’s guilty plea, Appellant was not precluded from challenging the discretionary aspects of his sentence on direct appeal. See Commonwealth v. Heaster, 171 A.3d 268, 271 (Pa. Super. 2017) (concluding that appellant could challenge the discretionary aspects of his sentence after entering a “hybrid” guilty plea, i.e., a plea that negotiated a particular aspect of the sentence, but did not include a sentencing agreement).

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sentencing or in a motion to reconsider and modify sentence, see Pa.R.Crim.P. 720; (3) whether appellant’s brief has a fatal defect, Pa.R.A.P. 2119(f); and (4) whether there is a substantial question that the sentence appealed from is not appropriate under the Sentencing Code.

Commonwealth v. Griffin, 65 A.3d 932, 935 (Pa. Super. 2013) (some

citations omitted).

Appellant filed a timely notice of appeal. However, while Appellant

raised a sentencing claim in his post-sentence motion, his motion was

untimely filed. It is well settled that “[a]n untimely post-sentence motion

does not preserve issues for appeal.” Commonwealth v. Wrecks, 931 A.2d

717, 719 (Pa. Super. 2007). The record reflects Appellant completed a written

post-sentence colloquy, which properly informed him that a post-sentence

motion must be filed within 10 days after the imposition of sentence. See

Written Post-Sentence Colloquy, 2/16/23. Further, our review of the

sentencing hearing transcripts reveals Appellant did not raise his discretionary

sentencing claim on the record at the time of sentencing. See

Commonwealth v. Perzel, 291 A.3d 38, 48 n.7 (Pa. Super. 2023)

(explaining that a discretionary sentencing challenge must be preserved “on

the record at the sentencing proceeding after the sentence is imposed or by

filing a timely post-sentence motion.”).

Moreover, our review confirms that Appellant did not request the trial

court to consider his post-sentence motion nunc pro tunc, nor did the trial

court expressly permit the filing of a nunc pro tunc post-sentence motion.

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See Commonwealth v. Capaldi, 112 A.3d 1242, 1244 (Pa. Super. 2015)

(explaining that a nunc pro tunc post-sentence motion tolls the appeal period

only if 1) the defendant, within 30 days after imposition of sentence, requests

the trial court to consider a post-sentence motion, nunc pro tunc; and 2) the

trial court, also within 30 days after imposing sentence, expressly permits the

filing of a post-sentence motion, nunc pro tunc). Further, “the trial court’s

resolution of the merits of [a] late post-sentence motion is no substitute for

an order expressly granting nunc pro tunc relief.” Id. (citation and brackets

omitted). Accordingly, Appellant’s discretionary sentencing claim is waived,

and Appellant presents no argument that would overcome this waiver. Under

Anders, “[a]n issue that is waived is frivolous.” Commonwealth v. Tukhi,

149 A.3d 881, 888 (Pa. Super. 2016).4

4 Counsel concluded Appellant’s sentencing challenge is frivolous after reviewing the merits of his claim. Similarly, the trial court rejected Appellant’s claims on the merits. See Order, 3/14/23; see also Rule 1925(a) Opinion, 8/23/24 (indicating the court’s reliance on the reasoning set forth in its March 14, 2023, order denying Appellant’s post-sentence motion). We may affirm the trial court’s decision on any basis that is supported by the record. See Commonwealth v. Arcelay, 190 A.3d 609, 614 (Pa. Super. 2018).

Moreover, even if we could consider the merits of Appellant’s discretionary sentencing claim, we would affirm based on the reasoning set forth by the trial court. See Order, 3/14/23, at n.1. Significantly, Appellant bargained for and received sentences within the standard range of the Sentencing Guidelines. See Commonwealth v. Moury, 992 A.2d 162, 171 (Pa. Super. 2010) (“[W]here a sentence is within the standard range of the guidelines, Pennsylvania views the sentence as appropriate under the Sentencing Code.”). Additionally, the trial court was informed by a PSI, and therefore, we presume the court was aware of all relevant sentencing factors. See id.

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Further, our independent review of the record discloses no non-frivolous

issues Appellant could raise on appeal. Accordingly, we grant Counsel’s

petition to withdraw and affirm Appellant’s judgment of sentence.

Petition to withdraw granted. Judgment of sentence affirmed.

Date: 12/19/2024

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