Com. v. Baum, A.

Superior Court of Pennsylvania·Decided August 18, 2026·No. 3 WDA 2025·Unpublished·Nichols

Opinion

NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT O.P. 65.37

COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF : PENNSYLVANIA :

v. :

: :

ALICIA RAE BAUM :

:

Appellant : No. 3 WDA 2025

Appeal from the Judgment of Sentence Entered December 2, 2024 In the Court of Common Pleas of Allegheny County Criminal Division at No(s): CP-02-CR-0000969-2023

COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF : PENNSYLVANIA :

v. :

: :

ALICIA RAE BAUM :

:

Appellant : No. 19 WDA 2025

Appeal from the Judgment of Sentence Entered December 2, 2024 In the Court of Common Pleas of Allegheny County Criminal Division at No(s): CP-02-CR-0003408-2021

BEFORE: BOWES, J., NICHOLS, J., and KING, J.

MEMORANDUM BY NICHOLS, J.: FILED: August 18, 2026

Appellant Alicia Rae Baum appeals from the judgment of sentence

imposed following the trial court’s revocation of her probation after she was

found in direct violation of her probation. On appeal, Appellant challenges the

discretionary aspects of her revocation sentence. We affirm.

By way of background, the trial court summarized the relevant facts and

procedural history as follows:

On March 1, 2021, [Appellant] was charged at [Docket No. 3408- 2021] with one count of burglary; one count of criminal trespass; one count of access device fraud [as a third degree felony]; two counts of access device fraud [as a first degree misdemeanor]; and one count of theft by unlawful taking.[1] On February 22, 2022, [Appellant] plead guilty to criminal trespass and access device fraud and was sentenced to consecutive sentences of three years’ probation for each offense and was ordered into the Drug Court Program.

On December 16, 2022, [Appellant] was charged at [Docket No. 969-2023] with one count of possession of a controlled substance by misrepresentation, one count of theft by deception, and one count of possession of a controlled substance.[2] On May 15, 2023, [Appellant] pled guilty to possession of a controlled substance by misrepresentation and was sentenced to three [years’] probation to run concurrent to her sentence at [Docket No. 3408-2021]. The remaining charges were withdrawn.

On November 18, 2024[, Appellant appeared for a Gagnon II hearing] and the Probation Department recommend[ed] that [Appellant] be revoked from Drug Court.[3] It was noted that [Appellant] was a convicted and technical . . . violator of her community supervision and had failed to progress past Phase I in the Drug Court Program. [Appellant] was ordered revoked from the Drug Court Program and she requested to be sentenced on

1 18 Pa.C.S. §§ 3502(a)(1)(ii), 3503(a)(1)(ii), 4106(a)(1), and 3921(a),

respectively.

2 35 P.S. § 780-113(a)(12), 18 Pa.C.S. § 3922(a)(1), and 35 P.S. § 780-

113(a)(16), respectively.

3 Because a probation revocation results in a loss of liberty, a probationer

must be accorded due process of law. See Gagnon v. Scarpelli, 411 U.S. 778, 782 (1973); Commonwealth v. Davis, 336 A.2d 616, 620 (Pa. Super. 1975). Revocation occurs in a two-step process. First, when a probationer is detained based on an alleged probation violation, due process requires a Gagnon I pre-revocation hearing to determine whether probable cause exists to believe that the probationer committed a violation. See Commonwealth v. Ferguson, 761 A.2d 613, 617 (Pa. Super. 2000). If the Commonwealth satisfies this burden, a second, more comprehensive Gagnon II revocation hearing follows at which trial court determines whether to revoke probation. See id.

the next available date and waived a pre-sentence report. On December 2, 2024 [Appellant] appeared for sentencing.4 At sentencing [Appellant’s] counsel noted that she had 760 days credit toward her sentence. Counsel further indicated that [Appellant] hoped to receive a county sentence to allow her to serve her incarceration in the county jail as it would make it easier for her daughter, who was pregnant and expecting in February of 2025, to visit her. The representative of Adult Probation and the Drug Court indicated that [Appellant] “didn’t do very well in Drug Court. We have exhausted all efforts. I think probably a lengthier sentence would increase her life span.” [Appellant’s] counsel acknowledged that [Appellant’s] request for a county sentence wasn’t “borne out of success from the program” but was a request based on her familial situation.

Although [Appellant] waived a presentence report, a convicted violation report of November 26, 2024[,] was reviewed which detailed [Appellant’s] violations after [Appellant’s] initial plea and

4 We note that the trial court erred by applying an outdated version of 42 Pa.C.S. § 9771 in imposing Appellant’s revocation sentences. In Commonwealth v. Seals, 353 A.3d 747, 773 (Pa. Super. 2026), this Court held that “a claim that the trial court failed to adhere to [§] 9771(c) when resentencing a probationer to a period of total confinement implicates the legality of the sentence[.]” See Seals, 353 A.3d at 763. Illegal sentencing issues may be raised by this Court sua sponte and are non-waivable. See Commonwealth v. Derrickson, 242 A.3d 667, 673 (Pa. Super. 2020).

However, Appellant’s probation was revoked based upon direct violations as well as technical violations. See Trial Ct. Op., 3/20/25, at 2-5. Because Appellant’s probation was revoked based in part on direct violations, the trial court was authorized under both the previous and then-effective versions of the statue to impose a sentence of total confinement because both versions allow a trial court to impose a sentence of total confinement where “the defendant has been convicted of another crime.” Compare 42 Pa.C.S. § 9771(c) (effective June 11, 2024, to October 19, 2025) with 42 Pa.C.S. § 9771(c) (effective December 18, 2019 to June 10, 2024). Accordingly, because the trial court was authorized under both versions of Section 9771(c) to impose a term of total confinement for direct violations of probation, we conclude that any error in applying the prior version of the statute is harmless. Accord Commonwealth v. Kimbrough, 872 A.2d 1244, 1263 (Pa. Super. 2005) (en banc) (deeming the court’s misapplication of the wrong sentencing guidelines harmless).

admission to Drug Court. The Report indicated that her technical violations included being a danger to herself or others; failure to be of good behavior; failure to comply with sentence; failure to comply with special order of court; non-participation of court ordered rehabilitation.

The report further indicated that after being ordered into Drug Court on March 17, 2021, she was released from the Allegheny County Jail on March 26, 2021, and ran from the treatment van shortly after she was picked up. A probation violation warrant was issued, and she was arrested on April 1, 2021. [Appellant] was then released from the Allegheny County Jail on June 2, 2021, and, again, ran from the van on the way to treatment. Another probation violation order was issued, and she remained an absconder until the time of her arrest on October 15, 2021. While she was in absconder status, she obtained multiple sets of new charges, and she was ultimately convicted at each case and was sentenced to the standard Drug Court sentence of 36 months of probation with restrictive conditions on February 22, 2022.

On February 28, 2022 [Appellant] was released from the county jail to go to Gaiser Treatment Center, and she completed treatment on May 11 and was transferred from Gaiser to the Power Halfway house. [Appellant] again absconded from supervision on June 2, 2022, and a probation violation warrant was issued for her arrest, and she was arrested on October 1, 2022.

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Related

Gagnon v. Scarpelli
411 U.S. 778 (Supreme Court, 1973)
Commonwealth v. Kimbrough
872 A.2d 1244 (Superior Court of Pennsylvania, 2005)
Commonwealth v. Moury
992 A.2d 162 (Superior Court of Pennsylvania, 2010)
Commonwealth v. Ahmad
961 A.2d 884 (Superior Court of Pennsylvania, 2008)
Commonwealth v. Ferguson
761 A.2d 613 (Superior Court of Pennsylvania, 2000)
Commonwealth v. Ferguson
893 A.2d 735 (Superior Court of Pennsylvania, 2006)
Commonwealth v. Jacobs
900 A.2d 368 (Superior Court of Pennsylvania, 2006)
Commonwealth v. Cartrette
83 A.3d 1030 (Superior Court of Pennsylvania, 2013)
Commonwealth v. Davis
336 A.2d 616 (Superior Court of Pennsylvania, 1975)
Com. v. Beatty, B.
2020 Pa. Super. 21 (Superior Court of Pennsylvania, 2020)
Com. v. Derrickson, R.
2020 Pa. Super. 264 (Superior Court of Pennsylvania, 2020)