J-S27022-21
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF : PENNSYLVANIA : v. : : : ROBERT JERMAINE BAILEY : : Appellant : No. 1159 WDA 2020
Appeal from the PCRA Order Entered September 25, 2020 In the Court of Common Pleas of Greene County Criminal Division at No(s): CP-30-CR-0000177-2015
BEFORE: OLSON, J., NICHOLS, J., and COLINS, J.*
MEMORANDUM BY NICHOLS, J.: FILED: NOVEMBER 29, 2021
Appellant Robert Jermaine Bailey appeals from the order denying his
timely first Post Conviction Relief Act1 (PCRA) petition. Appellant contends
that his trial counsel was ineffective for failing to object to certain witness
testimony, impeach a witness with crimen falsi convictions, retain a firearms
expert, raise a Brady2 violation, and preserve issues for direct appeal. We
affirm.
A previous panel of this Court summarized the underlying facts of this
matter as follows:
Appellant’s convictions stem from an altercation he had with two women, Tiffany Presher and Jennifer Colina, who were staying at ____________________________________________
* Retired Senior Judge assigned to the Superior Court.
1 42 Pa.C.S. §§ 9541-9546.
2 Brady v. Maryland, 373 U.S. 83 (1963). J-S27022-21
the same residence as Appellant and another man, Daniel Brown. According to Presher’s trial testimony, [on May 24, 2015,] she and Colina were sleeping in a bedroom when Appellant, who had been cleaning another room in the home, entered the bedroom and began screaming at the two women “to get up and help clean. . . .” Presher claimed that Colina started arguing with Appellant, and Colina then tried calling 911 twice, but got disconnected both times. Colina also tried to record Appellant yelling at them, at which point Appellant smacked [Colina’s] arm and knocked the phone out of her hand.
Colina then told Appellant she was going to call the police, at which point Appellant left the room and immediately came back in with a little black handgun. Appellant pointed the gun in the direction of Presher and Colina and told the women that if they called the police, “he was going to shoot [them] in [their] faces.” Presher stated that as Appellant pointed the gun at her, she was scared. [Presher] also testified that as she and Colina tried to leave the house, Appellant told them that if they went to the police and he was arrested, he “was going to send the word to the street for [them] both to get killed.” Presher testified that she and Colina escaped the house and began walking toward the police station, hiding between buildings as they went. Presher explained that Colina “was . . . scared to go to the cops,” but as the women were walking, they saw a police officer, flagged him down, and told him what was going on. [Colina did not testify at Appellant’s trial.]
That police officer was Bryan Smith of the Cumberland Township Police Department. Officer Smith testified that when Presher and Colina stopped him and reported the above facts, he called for assistance and then traveled to the house where the incident occurred. There, he spoke with Daniel Brown, who told the officer that Appellant had left. Having been provided a description of Appellant by Presher and Colina, Officer Smith began canvassing the area. The officer spoke to neighbors who directed him to the back of a house where he encountered Appellant, who matched the description provided by Presher and Colina. Officer Smith announced his presence and told Appellant to stop, but Appellant ran through a yard and jumped over a fence at the back. Officer Smith pursued Appellant while repeatedly telling him to stop, but the officer lost sight of him in the nearby woods.
[Also during Appellant’s trial, Alyssa Goldsberry testified that on May 24, 2015, she had found Appellant hiding outside the door to her apartment building under a tarp. Appellant asked Goldsberry
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for help calling his girlfriend. She explained that she needed to charge her phone inside her apartment first. Goldsberry asked Appellant to wait outside, but as she entered her apartment, Appellant followed her in. Appellant tried to call his girlfriend using Goldsberry’s phone but could not reach his girlfriend. Appellant asked Goldsberry for some clothes because his were dirty. Goldsberry gave him a change of clothes and a beanie hat. Appellant then left her apartment.]
Other officers who had responded to the scene also began searching for Appellant, who was eventually found inside the basement of a building that had several apartments attached to it and also a business. Appellant was placed under arrest and searched, which revealed a clear baggie containing marijuana in his pocket.
Meanwhile, Officer Smith received a radio report that Thomas Berry, who lived in a residence close to where the officer had first observed Appellant, had found a gun in his yard. Officer Smith went to Berry’s home and secured the gun, which was in two separate parts lying in a corner . . . inside of Berry’s fence in [the] yard. Officer Smith was shown the weapon at trial and identified it as the gun he had found in Berry’s yard.
Berry also testified at Appellant’s trial. He explained that on the day of the above-described incident, he heard a commotion outside and saw Officer Smith running through the yard yelling for someone to stop. When Officer Smith was out of sight, Berry saw that “something was [lying] by [his] fence that wasn’t there just ten minutes ago” when he had been in his yard with his dogs. Berry went outside to look at the object and realized it “was a pistol[.]” He called 911 and Officer Smith returned to recover the weapon.
Commonwealth v. Bailey, 1086 WDA 2017, 2018 WL 4020009, at *1-2 (Pa.
Super. filed Aug. 23, 2018) (unpublished mem.) (citations omitted and
formatting altered).
By way of further background, the Commonwealth filed an information
charging Appellant with two counts each of terroristic threats, recklessly
endangering another person (REAP), and simple assault, as well as one count
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of harassment3 for the incident involving Presher and Colina. See Criminal
Information, 6/19/15, at 6-8, 13 (unpaginated). The information also charged
Appellant with burglary, criminal trespass, theft by unlawful taking, and
receiving stolen property4 with respect to the interaction with Goldsberry. See
id. at 1, 3, 9, 10 (unpaginated). Lastly, the information charged Appellant
with persons not to possess a firearm, carrying a firearm without a license,
flight to avoid apprehension, possession of drug paraphernalia, and possession
of a small amount of marijuana.5 See id. at 2, 4-5, 11-12 (unpaginated).
Prior to trial, during a conference in chambers, the Commonwealth
moved to admit a recording of the police interview with Appellant following his
arrest. Appellant objected because during the questioning, he made
references to his prior criminal record. The trial court ruled that the recording
was not to be played, but the officers involved in the questioning could testify
about Appellant’s statements that “[Appellant] was in possession of a gun . .
. . [t]hat he did not deny the possession of marijuana. . . . [a]nd that he
indicated that he ran from [the police] and was faster than them[.]” N.T.
____________________________________________
3 18 Pa.C.S. §§ 2706, 2705, 2701(a)(3), and 2709(a)(1), respectively.
4 18 Pa.C.S. §§ 3502(a)(2), 3503(a)(1)(ii), 3921(a), and 3925(a), respectively.
518 Pa.C.S. §§ 6105(a)(1), 6106(a)(1), 5126(a), 35 P.S. §§ 780-113(a)(32), and 780-113(a)(31)(i), respectively. Prior to trial, the Commonwealth withdrew the count of flight to avoid apprehension. N.T. Trial, 1/26/16, at 36- 37.
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Trial, 1/26/16, at 21-22; see also Order, 1/28/16, R.R. at 55a.6,7 Also, during
the pre-trial conference, trial counsel stated he did not have an opportunity
to inspect the gun prior to trial. N.T. Trial, 1/26/16, at 26. The
Commonwealth explained that the firearm was at a lab, not at the Cumberland
Township Police Department, and was on its way to the courthouse. Id. at
28-29. After the conference in chambers, trial counsel was permitted to
inspect the firearm prior to opening statements. Id. at 42-45.
During Appellant’s trial, Officer Smith testified that he obtained a search
warrant to recover the beanie Appellant was wearing on the day he was
arrested. Id. at 139. Officer Smith stated that he went to the Greene County
Prison to retrieve the hat because “[i]t’s what [Appellant] wore into jail.” Id.
Appellant’s trial counsel objected and the trial court issued a cautionary
instruction that the jury should not consider Appellant’s pre-trial detention
when determining his guilt. Id.
Officer Thomas Obarto8 testified that after Appellant was arrested and
transported to the Cumberland Township Police Station, Officer Obarto read
Appellant the Miranda9 warnings. Id. at 165. Officers Obarto and Smith ____________________________________________
6The trial court’s oral order was reduced to writing and filed on January 28, 2016.
7 We may refer to the reproduced record for the parties’ convenience.
8Officer Obarto’s last name is spelled as “Obarto” or “O’Barto,” in the record and in the parties’ briefs, but the correct spelling appears to be “Obarto.” See N.T. Trial, 1/26/16, at 160.
9 Miranda v. Arizona, 384 U.S. 436 (1966).
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testified that while Officer Obarto was questioning Appellant, Appellant
repeatedly threatened to kill Officer Obarto and a police dog. Id. at 142, 166.
Trial counsel did not object to any of these statements. Id.
Officer Obarto also testified regarding the firearm that Officer Smith
recovered from Berry’s yard. Id. at 167-68. Officer Obarto described the
firearm as the one that Appellant “discarded . . . as he left the residence.” Id.
at 167. Officer Obarto explained the functions of several parts of the firearm,
including the slide, trigger, firing pin, and magazine. Id. Officer Obarto
concluded that the firearm was not operable in its current condition, but it
could be made operable with a replacement firing pin, either ordered from the
manufacturer or improvised out of a nail. Id. at 168, 170. On cross-
examination, trial counsel asked Officer Obarto if he could explain the
functions of various components of the firearm. Id. at 170-74. Officer Obarto
explained that while he was familiar with firearms, he was “not an armorer[]”
and could not explain the function of every part. Id. at 172; see also id. at
174 (Officer Obarto stated “[a]gain, sir, you’re asking me questions that an
armorer can answer and I’m not an armorer”). Officer Obarto repeated his
previous conclusion that “this weapon is not functional as it sits.” Id. at 174.
Ultimately, on January 26, 2016, the jury convicted Appellant of one
count each of burglary, persons not to possess a firearm,10 possession of a ____________________________________________
10The jury found that Appellant possessed a firearm. N.T. Trial, 1/26/16, at 223. The trial court subsequently found Appellant guilty of persons not to possess a firearm. Id. at 227-28.
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small amount marijuana, and harassment, as well as two counts each of
terroristic threats, REAP, and simple assault. The jury acquitted Appellant of
the remaining charges.
The trial court initially sentenced Appellant to an aggregate term of eight
to sixteen years’ incarceration. Patrick Fitch, Esq. (trial counsel) represented
Appellant at trial and at his initial sentencing. However, upon consideration
of Appellant’s post-sentence motions, the trial court granted Appellant’s
motions for judgment of acquittal with respect to burglary and the two counts
of REAP.11 The trial court appointed Kevin Thomas Freyder, Esq. to represent
Appellant at resentencing. Ultimately, the trial court resentenced Appellant
to an aggregate term of five to ten years’ incarceration. Appellant timely
appealed.
Attorney Freyder continued to represent Appellant on direct appeal. On
appeal, Appellant argued, among other issues, that the trial court erred in
allowing Officer Obarto to give expert testimony about the firearm involved in
this case without first qualifying the officer as an expert. Bailey, 2018 WL
11 On September 2, 2016, the trial court granted Appellant’s post-sentence motion for a judgment of acquittal with respect to the count of burglary. On December 6, 2016, the trial court appointed Attorney Freyder as Appellant’s counsel. The trial court resentenced Appellant to an aggregate term of five to ten years’ incarceration on January 17, 2017. Appellant again filed a timely post-sentence motion. The trial court granted Appellant’s second post- sentence motion in part, entering judgments of acquittal with respect to the two counts of REAP, and denying it in all other respects on May 9, 2017. The trial court again sentenced Appellant to an aggregate term of five to ten years’ incarceration on May 24, 2017. Appellant then filed a third post-sentence motion, which the trial court denied on June 7, 2017.
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4020009 at *2. This Court determined that Appellant waived this issue
because he did not object to the officer’s allegedly improper opinion testimony
at trial. Id. at *3. Appellant also argued that the evidence was insufficient
to convict him of offenses related to Colina. Id. at *2. However, this Court
found that Presher’s testimony was sufficient to sustain the convictions related
to Colina. Id. at *4-5. This Court affirmed Appellant’s judgment of sentence
on August 23, 2018. Id. at *8. Appellant did not file a petition for allowance
of appeal with our Supreme Court.
On August 23, 2019, Appellant filed a timely pro se PCRA petition raising
claims of ineffective assistance by both trial counsel and appellate counsel.
The PCRA court subsequently appointed Benjamin Goodwin, Esq. (PCRA
counsel) to represent Appellant, and he filed an amended petition on
Appellant’s behalf.12 Therein, Appellant argued that trial counsel was
ineffective for failing to object to testimony from multiple witnesses, procure
a firearms expert, impeach a witness with crimen falsi convictions, and
12 Unaware that Appellant had filed a pro se PCRA petition, Attorney Freyder filed a PCRA petition on Appellant’s behalf on September 23, 2019. In the counseled petition, Appellant argued that trial counsel was ineffective for not objecting to the testimony about Colina’s statements, Officer Obarto giving expert testimony about the firearm when he had not been qualified as an expert, and the admission of the firearm at trial as a Brady violation, among other claims. PCRA Pet., 9/23/19, at 11-18, R.R. at 334a-41a. Appellant subsequently filed a pro se motion for leave to amend, asserting a claim of ineffectiveness against Attorney Freyder on October 9, 2019. Following a hearing on December 12, 2019, Attorney Freyder was permitted to withdraw, and the PCRA court appointed Attorney Goodwin to represent Appellant. Attorney Goodwin’s amended petition incorporated the claims raised in Attorney Freyder’s petition. See R.R. at 362a.
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preserve issues for direct appeal. Addendum to PCRA Pet., 5/18/20, at 1-3
(unpaginated), R.R. at 362a-64a.
PCRA Evidentiary Hearing
The PCRA court held an evidentiary hearing on August 31, 2020. At the
hearing, trial counsel confirmed that he did not object to testimony about
Appellant being taken to jail, Appellant’s identification by another police
department, Appellant discarding a firearm in a yard, or referencing Colina’s
out-of-court statements. N.T. PCRA Hr’g, 8/31/20, at 18, 22-24. However,
PCRA counsel did not ask trial counsel to explain why he did not object to
these statements. Id.
With respect to the firearm that was admitted into evidence, trial
counsel testified that he did not see an expert report regarding the firearm in
the discovery materials. Id. at 11-12. Nor did he retain a firearms expert to
examine the gun prior to trial. Id. at 12. Trial counsel did not request to
inspect the firearm prior to trial, but he did have an opportunity to examine
the firearm on the day of the trial, and that he was familiar with firearms. Id.
at 8, 12. Trial counsel explained that he did not object to the admission of
the firearm because it was his understanding that it was not functional, which
was an element of one of the charges against Appellant, and was, therefore,
helpful to his case. Id. at 12, 14.
Trial counsel also acknowledged that Officer Obarto was not an expert
witness. Id. at 8-9, 12-13. Trial counsel explained his strategy was to
extensively cross-examine Officer Obarto about the functions of different parts
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of the firearm. Id. at 8, 13-14. Trial counsel explained that eventually “[the
officer] finally threw his hands up and said the gun didn’t work. That’s exactly
what I wanted.” Id. at 13.
On September 25, 2020,13 the PCRA court denied Appellant’s PCRA
petition. Appellant filed a timely notice of appeal and a court-ordered
Pa.R.A.P. 1925(b) statement. The PCRA court issued a Rule 1925(a) opinion
adopting both the August 29, 2017 Rule 1925(a) opinion from Appellant’s
direct appeal and the September 25, 2020 order dismissing the instant
petition.
Appellant raises twelve issues for our review, which we have reordered
and summarized as follows:
1. Trial counsel was ineffective for not objecting to testimony that Appellant had been taken to jail.
2. Trial counsel was ineffective for not objecting to testimony that a neighboring police department identified Appellant because it implied Appellant had a prior criminal record.
3. Trial counsel was ineffective for not objecting to testimony that Appellant discarded a firearm in a yard as speculative.
4. Trial counsel was ineffective for not objecting to testimony about the statements of Colina as hearsay, more prejudicial than probative, and a violation of his right to confrontation.
5. Trial counsel was ineffective for not objecting to testimony that Appellant threatened to kill a police officer and a police dog during his custodial interrogation.
13 We have amended the caption of this appeal to reflect the date of entry of the order. See Pa.R.A.P. 108(a)(1), (d)(1) (providing that the date of entry of an order is the date on which copies of the order are sent to the parties).
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6. Trial counsel was ineffective for not investigating Goldsberry’s criminal history and not impeaching her with a prior crimen falsi conviction.
7. Trial counsel was ineffective for not objecting to Officer Obarto’s opinion testimony about the firearm because Obarto had not been qualified as an expert.
8. Trial counsel was ineffective for not retaining a firearms expert.
9. The PCRA court erred by relying on facts outside the record.
10. Trial counsel was ineffective for not raising a Brady objection regarding the Commonwealth’s failure to make the firearm available for pre-trial inspection.
11. Trial counsel was ineffective for failing to preserve issues for appeal.
12. The cumulative prejudice of trial counsel’s errors deprived Appellant of a fair trial.
Appellant’s Brief at 2-7.
This Court has explained that
our standard of review from the denial of a PCRA petition is limited to examining whether the PCRA court’s determination is supported by the evidence of record and whether it is free of legal error. The PCRA court’s credibility determinations, when supported by the record, are binding on this Court; however, we apply a de novo standard of review to the PCRA court’s legal conclusions.
Commonwealth v. Sandusky, 203 A.3d 1033, 1043 (Pa. Super. 2019)
(citations omitted and formatting altered).
Furthermore, to establish a claim of ineffective assistance of counsel, a defendant must show, by a preponderance of the evidence, ineffective assistance of counsel which, in the circumstances of the particular case, so undermined the truth- determining process that no reliable adjudication of guilt or innocence could have taken place. The burden is on the defendant to prove all three of the following prongs: (1) the underlying claim
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is of arguable merit; (2) that counsel had no reasonable strategic basis for his or her action or inaction; and (3) but for the errors and omissions of counsel, there is a reasonable probability that the outcome of the proceedings would have been different.
We have explained that a claim has arguable merit where the factual averments, if accurate, could establish cause for relief. See Commonwealth v. Jones, . . . 876 A.2d 380, 385 (Pa. 2005) (“if a petitioner raises allegations, which, even if accepted as true, do not establish the underlying claim . . . , he or she will have failed to establish the arguable merit prong related to the claim”). Whether the facts rise to the level of arguable merit is a legal determination.
The test for deciding whether counsel had a reasonable basis for his action or inaction is whether no competent counsel would have chosen that action or inaction, or, the alternative, not chosen, offered a significantly greater potential chance of success. Counsel’s decisions will be considered reasonable if they effectuated his client’s interests. We do not employ a hindsight analysis in comparing trial counsel’s actions with other efforts he may have taken.
Prejudice is established if there is a reasonable probability that, but for counsel’s errors, the result of the proceeding would have been different. A reasonable probability is a probability sufficient to undermine confidence in the outcome.
Boilerplate allegations and bald assertions of no reasonable basis and/or ensuing prejudice cannot satisfy a petitioner’s burden to prove that counsel was ineffective. Moreover, a failure to satisfy any prong of the ineffectiveness test requires rejection of the claim of ineffectiveness.
Sandusky, 203 A.3d at 1043-44 (some citations omitted and formatting
altered); see also Commonwealth v. Becker, 192 A.3d 106, 117 (Pa.
Super. 2018) (explaining that “[a] finding that a chosen strategy lacked a
reasonable basis is not warranted unless it can be concluded that an
alternative not chosen offered a potential for success substantially greater
than the course actually pursued” (citation omitted)). Further, it is well settled
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that “[c]ounsel will not be deemed ineffective for failing to raise a meritless
claim.” Commonwealth v. Washington, 927 A.2d 586, 608 (Pa. 2007)
(citation omitted).
Counsel’s Failure to Object
In his first five issues, Appellant challenges trial counsel’s effectiveness
based on his failure to object to testimony from several witnesses.
Specifically, Appellant refers to (1) Officer Smith’s testimony that Appellant
had been taken to jail; (2) Officer Smith’s testimony that Appellant had been
identified by another police department; (3) Officer Obarto’s testimony that
Appellant discarded a firearm; (4) testimony referencing out-of-court
statements made by Colina; and (5) Officer Obarto’s testimony that Appellant
threatened the officers during his custodial interrogation. See Appellant’s
Brief at 26-33, 35-37, 47-51.
Initially, this Court has held that “a lawyer should not be held ineffective
without first having an opportunity to address the accusation in some fashion.”
Commonwealth v. Reyes-Rodriguez, 111 A.3d 775, 783 (Pa. Super. 2015)
(citation, footnote, and quotation marks omitted). Additionally,
our Supreme Court has cautioned against finding no reasonable basis for trial counsel’s actions in the absence of supporting evidence. The fact that an appellate court, reviewing a cold trial record, cannot prognosticate a reasonable basis for a particular failure to raise a plausible objection does not necessarily prove that an objectively reasonable basis was lacking.
Id. at 783-84 (citations and quotation marks omitted).
On this point, our Supreme Court has explained:
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Counsel are not constitutionally required to forward any and all possible objections at trial, and the decision of when to interrupt oftentimes is a function of overall defense strategy being brought to bear upon issues which arise unexpectedly at trial and require split-second decision-making by counsel. Under some circumstances, trial counsel may forego objecting to an objectionable remark or seeking a cautionary instruction on a particular point because objections sometimes highlight the issue for the jury, and curative instructions always do.
Our recent decision in [Commonwealth v. Lesko, 15 A.3d 345 (Pa. 2011)] illustrates this point. There, the PCRA petitioner contended that trial counsel was ineffective for failing to request an appropriate limiting instruction when the trial court admitted evidence of the petitioner’s prior bad acts. In rejecting the claim, we recognized that “it is well settled that the decision whether to seek a jury instruction implicates a matter of trial strategy.” Id. at 401 (citations omitted). Because Lesko was given an evidentiary hearing and yet did not elicit from trial counsel his reasons for failing to request the cautionary charge, we concluded that Lesko failed to sustain his burden of demonstrating a lack of reasonable basis. Id. We held that because Lesko did not establish any ground for deeming counsel per se ineffective, and did not establish a lack of reasonable basis through trial counsel’s testimony at the PCRA hearing, he failed to sustain his burden of proof. Id.
Commonwealth v. Koehler, 36 A.3d 121, 146-47 (Pa. 2012) (some citations
omitted and formatting altered).
Here, our review of the record confirms that PCRA counsel failed to elicit
testimony from trial counsel concerning his reasons for failing to object to the
testimony in question. Because decisions on whether to object is a matter of
trial strategy, Appellant failed to carry his burden of establishing that trial
counsel lacked a reasonable basis for his actions because he did not question
trial counsel about his trial strategy at the evidentiary hearing. See Koehler,
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36 A.3d at 146-47; Lesko, 15 A.3d at 401. Therefore, Appellant is not entitled
to relief on these claims.
Failure to Impeach Goldsberry
Appellant next argues that trial counsel was ineffective for failing to
investigate Goldsberry’s criminal record, discover she had a prior crimen falsi
conviction, and use it to impeach her during trial. Appellant’s Brief at 33-35.
Appellant contends that trial counsel “had no reasonable basis as to not search
for crimen falsi convictions for each of the Commonwealth’s witness[es] and
to present the convictions for consideration by the jury as to cast doubt on
their testimony and thus the Commonwealth’s case.” Id. at 34-35. Appellant
concludes that he “was prejudiced by trial counsel’s failure to do so[,] as the
jury could not consider the prior conviction for dishonesty in the weighing [of]
the witness’ testimony.” Id. at 35.
Here, the PCRA court concluded that it was reasonable for trial counsel
not to impeach Goldsberry, “as many parts of the testimony of Ms. Goldsberry
were favorable to” Appellant. PCRA Ct. Order, 9/25/20, at 11-12. Further,
the PCRA court concluded that even if trial counsel had impeached Goldsberry
with a prior crimen falsi conviction, it would not have changed the outcome of
the trial. Id. at 12.
Based on our review of the record, we agree with the PCRA court that
Appellant has failed to demonstrate prejudice. Appellant was not convicted of
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any offense related to Goldsberry’s testimony.14 Therefore, he cannot
establish that he was prejudiced by counsel’s failure to investigate Goldsberry
in order to impeach her with her prior crimen falsi conviction. Accordingly, he
is not entitled to relief on this claim.15 See Sandusky, 203 A.3d at 1044;
see also Washington, 927 A.2d at 608.
Firearms Evidence
Appellant’s next three claims relate to the evidence that Appellant
possessed a firearm. First, Appellant argues that trial counsel was ineffective
for failing to object to unqualified expert testimony from Officer Obarto.
Appellant’s Brief at 43-46. Further, Appellant contends that the
Commonwealth was required to present expert testimony to prove that the
object recovered by police was a firearm for the purposes of 18 Pa.C.S. §§
6102, 6105, and the National Firearms Act, because the statutory definition
of a firearm is beyond the knowledge of the average lay person. Id. at 46.
Appellant claims that, in declining to object to Officer Obarto’s testimony about
the firearm, trial counsel “failed to require the Commonwealth to meet its
14 We note that the jury acquitted Appellant of the charges of criminal trespass, theft by unlawful taking, and receiving stolen property, which all arose from his interaction with Goldsberry on May 24, 2015. Subsequently, on September 2, 2016, the trial court granted Appellant’s post-sentence motion for a judgment of acquittal with respect to his burglary conviction, which also arose from incidents involving Goldsberry.
15Further, to the extent Appellant claims that trial counsel had no reasonable basis for his failure, Appellant failed to prove his burden because trial counsel was not questioned about that decision during the evidentiary hearing. See Koehler, 36 A.3d at 146-47; Lesko, 15 A.3d at 401.
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burden to prove the elements of each crime beyond a reasonable doubt.” Id.
Appellant further claims that by failing to object to Officer Obarto’s testimony,
trial counsel waived this claim for appeal. Id. at 38-39 (citing Bailey, 2018
WL 4020009 at *3); see also id. at 46.
Appellant also claims that trial counsel was ineffective for failing to
retain a firearms expert to dispute Officer Obarto’s testimony about the
firearm. Id. at 51-52. He further contends that the PCRA court erred in
relying on trial counsel’s prior experience as a Secret Service Agent to
conclude that trial counsel had a reasonable basis for not inspecting the
firearm prior to trial and for failing to retain a firearms expert. Id. Appellant
argues that “while trial counsel’s experience may have given him knowledge
beyond that of the average layman, statements by counsel are not substantive
evidence . . . .” Id. at 51.
Pursuant to 18 Pa.C.S. § 6105, an individual who has committed one of
the enumerated offenses may not “possess, use, control, transfer or
manufacture . . . a firearm in this Commonwealth.” 18 Pa.C.S. § 6105(a)(1).
For the purposes of Section 6105, “firearm” means “any weapons which are
designed to or may readily be converted to expel any projectile by the action
of an explosive or the frame or receiver of any such weapon.” 18 Pa.C.S. §
6105(i). While the Commonwealth is required to prove the firearm is operable
to convict a defendant of the offense of carrying a firearm without a license,
18 Pa.C.S. § 6106(a)(1), proof of operability is not required to convict under
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Section 6105. See Commonwealth v. Thomas, 988 A.2d 669, 671-72 (Pa.
Super. 2009).
This Court has held that the testimony of an eyewitness that the
defendant possessed a firearm alone is sufficient to convict the defendant of
carrying a firearm without a license, regardless of its operability. See
Commonwealth v. Robinson, 817 A.2d 1153, 1161-62 (Pa. Super. 2003)
(the victim’s testimony that all three assailants who robbed her possessed
guns was sufficient to establish that the defendant carried a firearm without a
license, even though no firearm was recovered when the police apprehended
the defendant).
Finally, our Supreme Court has stated that
the mere failure to obtain an expert rebuttal witness is not ineffectiveness. [An a]ppellant must demonstrate that an expert witness was available who would have offered testimony designed to advance [the] appellant’s cause. Trial counsel need not introduce expert testimony on his client’s behalf if he is able effectively to cross-examine prosecution witnesses and elicit helpful testimony.
Commonwealth v. Chmiel, 30 A.3d 1111, 1143 (Pa. 2011) (citations
omitted and some formatting altered).
Here, the PCRA court addressed Appellant’s claims as follows:
[A]lthough Officer Obarto was not formally qualified as an expert witness, he was questioned about his knowledge of handguns generally and about the specific handgun possessed by [Appellant]. The officer had sufficient knowledge of handguns and sufficient knowledge of facts of the case and the line of questioning that elicited a description primarily focused on a description of the particular gun in the possession of [Appellant] was properly heard by the finder of facts.
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PCRA Ct. Order, 9/25/20, at 10.
The PCRA court further stated that “[a]s the [PCRA c]ourt recalls and as
confirmed by the trial transcript, we recognize that [trial counsel], a former
[S]ecret [S]ervice agent was intimately familiar with the operation of firearms
. . . . [Trial counsel] properly relied on cross-examination of a police officer in
proving that the firearm was inoperative.” Id. at 9-10; see also PCRA Ct.
Op. 1/4/21, at 3 (stating that trial counsel’s “cross examination was informed
and effective at trial”). The PCRA court determined “that the questioning was
particularly essential to the finder of the fact, when distinguishing the two
separate gun related charges.” PCRA Ct. Order, 9/25/20, at 11. Further, the
PCRA court concluded that trial counsel’s “trial strategy was reasonable and
that his reliance on cross examination to test the Commonwealth’s case and
to prove or disprove the inoperability of the firearm was also reasonable and
appropriate.” Id.
Appellant has not cited any cases in support of his contention that expert
testimony is required to identify an object as a firearm for the purposes of
establishing a violation of 18 Pa.C.S. § 6105(a)(1). To the contrary, this Court
has held that lay testimony alone is sufficient to establish that a defendant
possessed a firearm for the purposes of 18 Pa.C.S. § 6106. See Robinson,
817 A.2d at 1161-62. On this record, we agree with the trial court that expert
testimony is not required to prove an object is a firearm to support Appellant’s
conviction under Section 6105. Therefore, Appellant’s argument lacks merit,
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and no relief is due. See Washington, 927 A.2d at 608 (counsel cannot be
found to be ineffective for failing to raise a meritless claim).
Further, although trial counsel did not object to Officer Obarto’s
testimony about the firearm, trial counsel testified at the PCRA hearing that
his strategy was to cross-examine Officer Obarto until he acknowledged that
the firearm was not operable. See N.T. PCRA Hr’g, 8/31/20, at 13-14. Trial
counsel succeeded in getting Officer Obarto to concede that the firearm was
not operable, which was an element necessary to convict Appellant of carrying
a firearm without a license under Section 6106. See id. Therefore, Appellant
has not established that trial counsel’s strategy lacked a reasonable basis.
See Becker, 192 A.3d at 117.
As for trial counsel not calling a firearms expert, as stated above, expert
testimony is not required to establish an object is a firearm in order to convict
a defendant of persons not to possess a firearm under Section 6105. Accord
Robinson, 817 A.2d at 1161-62. Additionally, Appellant has failed to
establish that an expert witness was available who would have offered
testimony to support Appellant’s position. See Chmiel, 30 A.3d at 1143. As
noted previously, trial counsel effectively cross-examined Officer Obarto and
elicited testimony that was helpful to Appellant’s case. Therefore, we conclude
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that Appellant’s ineffectiveness claim lacks arguable merit, and he is not
entitled to relief on this claim.16 See Washington, 927 A.2d at 608.
Failure to Raise Discovery Violations
Next, Appellant argues that trial counsel was ineffective for not objecting
to the admission of the firearm at trial and for not requesting a mistrial
because the firearm had not been provided in discovery. Appellant’s Brief at
39-43. Specifically, Appellant contends that under both Pa.R.Crim.P. 573 and
Brady, the Commonwealth was obligated to turn over the firearm for trial
counsel to inspect following his request to inspect it. Id. at 41-42. Appellant
acknowledges that the trial court may impose a variety of remedies for
discovery violations. Id. (citing Pa.R.Crim.P. 573(E)). Appellant claims that
“[a]n objection, where the Commonwealth could not provide the firearm even
at the start of the trial, would undoubtedly have resulted in a ruling against
the Commonwealth[,]” and therefore trial counsel lacked a reasonable basis
16 We note that Appellant’s contention that trial counsel did not inspect the firearm prior to trial is not supported by the record, because trial counsel stated that he had the opportunity to examine the firearm prior to trial and believed it was not functional. See N.T. Trial, 1/26/16, at 44-45; N.T. PCRA Hr’g, 8/31/20, at 8, 12. Further, we conclude that Appellant’s argument that the PCRA court erroneously relied on trial counsel’s prior employment as a Secret Service agent to excuse trial counsel’s actions which lacked a reasonable basis is not supported by the record. Trial counsel explained his strategy was to elicit testimony from Officer Obarto on cross-examination that the firearm was not operable, and Officer Obarto testified to that effect. See N.T. PCRA Hr’g, 8/31/20, at 8, 12-14. The PCRA court concluded that trial counsel’s strategy was reasonable, see PCRA Ct. Order, 9/25/20, at 9-11; PCRA Ct. Op. 1/4/21, at 2-3, and we agree with the PCRA court’s conclusion. See Chmiel, 30 A.3d at 1143.
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for not objecting to the firearm. Id. at 42. Appellant also argues that he “was
undoubtedly prejudiced by trial counsel’s actions, as the jury was permitted
to view and consider evidence that had not properly been disclosed prior to
the start of the trial, and that evidence was used to convict the Appellant.”
Id. at 43.
We have explained:
To succeed on a Brady claim, a defendant must show that: (1) the evidence at issue was favorable to the accused, either because it is exculpatory or because it impeaches; (2) the evidence was suppressed by the prosecution, either willfully or inadvertently; and (3) prejudice ensued. The defendant carries the burden to prove, by reference to the record, that evidence was withheld or suppressed by the prosecution. Additionally, the evidence at issue must have been material evidence that deprived the defendant of a fair trial. Favorable evidence is material, and constitutional error results from its suppression by the government, if there is a reasonable probability that, had the evidence been disclosed to the defense, the result of the proceeding would have been different.
* * *
Brady does not require the disclosure of information that is not exculpatory but might merely form the groundwork for possible arguments or defenses, nor does Brady require the prosecution to disclose every fruitless lead considered during a criminal investigation. The duty to disclose is limited to information in the possession of the government bringing the prosecution, and the duty does extend to exculpatory evidence in the files of police agencies of the government bringing the prosecution. Brady is not violated when the appellant knew or, with reasonable diligence, could have uncovered the evidence in question, or when the evidence was available to the defense from other sources.
Sandusky, 203 A.3d at 1061-62 (citations and quotation marks omitted).
Further, Criminal Rule of Procedure 573 provides, in relevant part:
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(B) Disclosure by the Commonwealth.
(1) Mandatory. In all court cases, on request by the defendant, and subject to any protective order which the Commonwealth might obtain under this rule, the Commonwealth shall disclose to the defendant’s attorney all of the following requested items or information, provided they are material to the instant case. The Commonwealth shall, when applicable, permit the defendant’s attorney to inspect and copy or photograph such items.
(a) Any evidence favorable to the accused that is material either to guilt or to punishment, and is within the possession or control of the attorney for the Commonwealth;
(e) any results or reports of scientific tests, expert opinions, and written or recorded reports of polygraph examinations or other physical or mental examinations of the defendant that are within the possession or control of the attorney for the Commonwealth;
(f) any tangible objects, including documents, photographs, fingerprints, or other tangible evidence; and
(E) Remedy. If at any time during the course of the proceedings it is brought to the attention of the court that a party has failed to comply with this rule, the court may order such party to permit discovery or inspection, may grant a continuance, or may prohibit such party from introducing evidence not disclosed, other than testimony of the defendant, or it may enter such other order as it deems just under the circumstances.
Pa.R.Crim.P 573(B)(1), (E).
The PCRA court did not specifically address this claim, but it concluded
that trial counsel was not ineffective with respect to his trial strategy regarding
the firearm. See PCRA Ct. Order, 9/25/20, at 9-11. Appellant acknowledges
that the trial court has broad discretion in fashioning a sanction for a discovery
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violation. See Pa.R.Crim.P 573(E). Nevertheless, Appellant presents only a
bald assertion of prejudice, merely asserting that the trial court would have
excluded the firearm if trial counsel had objected to the admission of the
firearm on the grounds that he did not have a prior opportunity to inspect it.
A bald assertion of prejudice is not sufficient to satisfy Appellant’s burden to
prove trial counsel was ineffective.17 See Sandusky, 203 A.3d at 1044.
Further, as we have discussed above, the Commonwealth may establish a
defendant possessed a firearm solely with eyewitness testimony. See
Robinson, 817 A.2d at 1161-62. Therefore, even if trial counsel had objected
and the trial court had excluded the firearm as a discovery sanction, Appellant
cannot show that this would have affected the outcome of his trial. For these
reasons, he is not entitled to relief. See Sandusky, 203 A.3d at 1043-44.
Failure to Preserve Issues for Appellate Review
Appellant next argues that “[o]ne of the secondary effects of the
aforementioned instances of ineffectiveness of trial counsel is that trial counsel
failed to preserve any of the evidentiary issues for appellate review; thus,
prejudicing the Appellant’s ability to successfully pursue a direct appeal.”
Appellant’s Brief at 37-38. In support, Appellant refers to this Court’s
17 Appellant’s argument that the Commonwealth did not produce the firearm for inspection is not supported by the record. See N.T. Trial, 1/26/16, at 42- 45 (trial counsel informed the trial court he had inspected the firearm). Insofar as Appellant is arguing that trial counsel was ineffective for not objecting to the admission of the firearm at trial and for not requesting a mistrial because the Commonwealth only produced the firearm for inspection right before trial, this does not affect our analysis.
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conclusion in Appellant’s direct appeal that his claim of trial court error
regarding Officer Obarto was waived because trial counsel did not object. Id.
at 38-39 (citing Bailey, 2018 WL 4020009 at *3). Appellant concludes “[a]s
evidenced by the language in the foregoing [memorandum], the Appellant’s
direct appeal rights were compromised by [t]rial [c]ounsel[’s failure] to make
appropriate objections to preserve the issues for appellate review on direct
appeal.” Id. at 39.
The PCRA court did not specifically address this claim. However, our
review confirms that, aside from the claim related to Officer Obarto’s opinion
testimony, which we have discussed herein, Appellant fails to identify any
meritorious issues that could have been appealed but were waived due to trial
counsel’s ineffectiveness. Accordingly, Appellant has waived this argument.
See Commonwealth v. Murchinson, 899 A.2d 1159, 1162 (Pa. Super.
2006) (finding the appellant’s claims waived under Pa.R.A.P. 2119(a) because
he did not develop meaningful argument with specific references to relevant
case law and to the record to support his claims). Even if his arguments were
not waived, Appellant has offered only bald assertions that trial counsel lacked
a reasonable basis for his actions and that he was prejudiced as a result.
Therefore, no relief is due. See Sandusky, 203 A.3d at 1044.
Cumulative Prejudice
Lastly, Appellant argues that the cumulative prejudice from trial
counsel’s errors deprived him of a fair trial and precluded him from raising
these issues on his direct appeal. Appellant’s Brief at 52-53.
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Our Supreme Court has explained:
It is well settled that no number of failed claims may collectively warrant relief if they fail to do so individually. Accordingly, where claims are rejected for lack of arguable merit, there is no basis for an accumulation claim. However, when the failure of individual claims is grounded in lack of prejudice, the cumulative prejudice from those individual claims may properly be assessed.
Commonwealth v. Bomar, 104 A.3d 1179, 1216 (Pa. 2014) (citations
Here, the PCRA court did not specifically address Appellant’s claim of
cumulative prejudice, although it did address Appellant’s claims of prejudice
individually as discussed herein. We agree with the PCRA court’s conclusion
that Appellant’s ineffectiveness claims lacked merit for failure to prove
prejudice, including the allegation that trial counsel was ineffective for not
investigating Goldsberry’s criminal history and not impeaching her with a prior
crimen falsi conviction; and that trial counsel was ineffective for not raising a
Brady objection regarding the Commonwealth’s failure to make the firearm
available for pre-trial inspection. Accordingly, for the reasons stated herein,
we conclude that Appellant did not suffer cumulative prejudice from trial
counsel’s omissions with respect to his claims and no relief is due. See
Bomar, 104 A.3d at 1216.
Conclusion
For the reasons set forth herein, we conclude that there was no error of
law in the PCRA court dismissing Appellant’s PCRA petition. See Sandusky,
203 A.3d at 1043-44. Accordingly, we affirm the PCRA court’s order.
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Order affirmed.
Judgment Entered.
Joseph D. Seletyn, Esq. Prothonotary
Date: 11/29/2021
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