Com. v. Baez, E.

CourtSuperior Court of Pennsylvania
DecidedNovember 2, 2018
Docket681 MDA 2017
StatusUnpublished

This text of Com. v. Baez, E. (Com. v. Baez, E.) is published on Counsel Stack Legal Research, covering Superior Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Com. v. Baez, E., (Pa. Ct. App. 2018).

Opinion

J-A07014-18

NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37

COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF : PENNSYLVANIA : v. : : : EDWIN BAEZ : : Appellant : No. 681 MDA 2017

Appeal from the Order Entered November 29, 2016 In the Court of Common Pleas of Lebanon County Criminal Division at No(s): CP-38-CR-0000900-2014

BEFORE: PANELLA, J., OLSON, J., and STEVENS*, P.J.E.

MEMORANDUM BY PANELLA, J.: FILED NOVEMBER 02, 2018

Edwin Baez appeals from the judgment of sentence entered in the

Lebanon County Court of Common Pleas following a jury trial. Baez contends

the trial court erred in denying his pre-trial motions to dismiss and to

suppress, as well as in denying his request for a new trial due to prosecutorial

misconduct. We affirm in part, vacate in part, and remand with instructions.

The relevant facts and procedural history of the appeal are as follows.

On May 12, 2014, sixteen-year-old D.R.1 informed a teacher that Baez, her

stepfather, had been sexually abusing her for the past three years. People at

D.R.’s school immediately contacted both the police department and Lebanon

____________________________________________

* Former Justice specially assigned to the Superior Court.

1 As the victim was a minor during the episodes of abuse and a majority of the prosecution, we refer to her by her initials throughout this memorandum. See 42 Pa.C.S.A. § 5988(a) Release of name prohibited. J-A07014-18

County’s Children and Youth Services (“CYS”). Detective David Lauver, a child

abuse detective with the North Lebanon Township Police Department was

assigned to the police investigation, while Stephanie Swisher, an investigator

with CYS, was assigned to the CYS investigation. Both Detective Lauver and

Swisher spoke with D.R. at her school on the day she made these allegations.

Later that day, Detective Lauver contacted Baez for a non-custodial

interview at the police station. Baez agreed to speak with Detective Lauver,

but denied any allegation of sexual contact with D.R. Two days later, Baez

appeared for a second non-custodial interview with Detective Lauver. At this

interview, Baez admitted to sexual contact with D.R. However, he alleged all

contact was initiated by D.R. As both of these interviews were non-custodial,

Detective Lauver did not provide Baez with Miranda2 warnings.

On May 15, 2014, Baez was arrested3 and charged with sexual assault

and related crimes. Six days later, while Baez was in prison, Swisher met with

Baez in relation to the CYS investigation. Swisher provided Baez with Miranda

warnings, which Baez waived. Baez, once again, admitted to sexual contact

between himself and D.R., but asserted D.R. was the aggressor and initiated

all contact. This conversation, which occurred over the prison’s visitor

telephone system, was recorded.

2 Miranda v. Arizona, 384 U.S. 436 (1966).

3 Baez’s arrest on May 15, 2014 stemmed from a parole detainer. The Commonwealth did not formally file charges in this case until June 16, 2014.

-2- J-A07014-18

Prior to trial, Baez filed a series of motions with the court. Relevant to

this appeal, Baez filed a motion to suppress the statements made to Swisher

due to her alleged misrepresentations during their interview. Additionally,

Baez filed a Rule 600 motion to dismiss his charges due to the

Commonwealth’s lack of diligence in bringing his case to trial. The parties

agreed that a hearing on the suppression motion was unnecessary, as the

suppression court could decide the motion solely on the transcript of the prison

interview between Swisher and Baez. The court, however, conducted a

hearing on the Rule 600 motion. Ultimately, the court denied both motions.

The case proceeded to jury trial on June 7, 2016. After two days of

testimony, the jury convicted Baez of one count of involuntary deviate sexual

intercourse, one count of sexual assault, one count of endangering the welfare

of children, one count of corruption of minors, and two counts of indecent

assault. The trial court sentenced Baez to an aggregate period of 21 to 44

years’ incarceration. Additionally, the court found Baez to be a sexually violent

predator (“SVP”) and ordered him to register as such for the remainder of his

life. This appeal follows the denial of Baez’s post-sentence motion.

Baez’s first issue challenges the trial court’s denial of his motion to

dismiss pursuant to Rule 600. Because Baez failed to request the transcript of

his Rule 600 motion hearing, this issue is waived.

“The fundamental tool for appellate review is the official record of the

events that occurred in the trial court.” Commonwealth v. Preston, 904

A.2d 1, 6 (Pa. Super. 2006) (en banc) (citation omitted). The certified record

-3- J-A07014-18

consists of “original papers and exhibits filed in the lower court, paper copies

of legal papers filed with the prothonotary by means of electronic filing, the

transcript of proceedings, if any, and a certified copy of the docket entries

prepared by the clerk of the lower court[.]” Pa.R.A.P. 1921. Items that are not

part of the certified record cannot be considered on appeal. See Preston, 904

A.2d at 6. In Pennsylvania, we place the responsibility of ensuring the record

on appeal is complete “squarely upon the appellant and not upon the appellate

courts.” Id., at 7 (citing Pa.R.A.P. 1931).

With specific regard to transcripts, our Rules of Appellate Procedure

require an appellant order and pay for any transcript necessary to permit

resolution of the issues appellant raises on appeal. See Pa.R.A.P. 1911(a).

When an appellant fails to adhere to the precepts of Rule 1911 and order all

necessary transcripts, “any claims that cannot be resolved in the absence of

the necessary transcripts or transcripts must be deemed waived for the

purpose of appellate review.” Preston, 904 A.2d at 7(citation omitted).

Here, Baez, who is proceeding with privately retained counsel, attached

a “Request for Transcript” form to his notice of appeal. However, instead of

requesting transcripts, Baez noted in his request that all transcripts had been

lodged of record. Our review of the record, however, reveals that the hearing

related to Baez’s Rule 600 motion, the February 1, 2016 hearing, was never

transcribed.

-4- J-A07014-18

We are unable to conduct a meaningful review of this claim without this

transcript.4 Because Baez failed to request this transcript, we do not find the

absence of the transcript attributable to the breakdown in the judicial process.

See id., at 8 (“An appellant should not be denied appellate review if the failure

to transmit the entire record was caused by an ‘extraordinary breakdown in

the judicial process.’”) Therefore, we find Baez’s Rule 600 claim waived.

Next, Baez challenges the trial court’s denial of his pre-trial suppression

motion. Specifically, Baez asserts Swisher misrepresented her role in his

criminal investigation, as well as her duty to turn over Baez’s comments to

the police. Baez alleges this misrepresentation led to his unknowing and

unintelligent waiver of his Miranda rights. Therefore, Baez contends his

statement to Swisher should have been suppressed. We disagree.

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Miranda v. Arizona
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Commonwealth v. Muniz, J., Aplt.
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Com. v. Baez, E., Counsel Stack Legal Research, https://law.counselstack.com/opinion/com-v-baez-e-pasuperct-2018.