Colonial Gas Co. v. Aetna Casualty & Surety Co.

144 F.R.D. 610, 1991 U.S. Dist. LEXIS 20973, 1991 WL 437837
Procedural entryThis page is a short order in Colonial Gas Co. v. Aetna Casualty & Surety Co.. Read the opinion of the Court — 144 F.R.D. 600
District Court, D. Massachusetts·Decided December 3, 1991·No. Civ. A. No. 89-1106-WD·Published

Opinion

ORDER RE: QUALIFICATION OF PLAINTIFF’S COUNSEL AND DEFENDANT’S MOTION FOR DISQUALIFICATION (DOCKET ENTRY #71)

BOWLER, United States Magistrate Judge.

By Order dated September 24, 1991, this court directed plaintiff Colonial Gas Com[611]*611pany’s counsel (“plaintiffs counsel”), to file a brief regarding the likelihood of his testimony at trial and the conflict, if any, that may arise under Model Code of Professional Responsibility DR 5-102, Supreme Judicial Rule1 3:07. (Docket Entry # 64, n. 5). 139 F.R.D. 269. On October 15, 1991, plaintiffs counsel filed a brief (Docket Entry # 69) and, on November 5, 1991, defendant Aetna Casualty & Surety Company filed a response2 seeking disqualification of plaintiffs counsel under Model Code of Professional Responsibility DR 5-101(B), S.J.C. Rule 3:07. (Docket Entry # 71). On November 25, 1991, this court heard argument on the qualification of plaintiffs counsel and took the matter under advisement.

BACKGROUND

The plaintiff filed this action seeking damages for denial of comprehensive general insurance coverage in connection with the defendant’s refusal to reimburse the plaintiff for the plaintiff’s $600,000 payment to the Massachusetts ureaformaldehyde foam insulation trust fund (“UFFI trust fund”). The plaintiff made the trust fund donations under a statutory program sponsored by the Massachusetts Department of Public Health (“DPH”) to compensate owners of ureaformaldehyde foam insulated homes.

Plaintiff’s counsel participated in the settlement negotiations between the plaintiff and the DPH. On December 14, 1987, after negotiating with the DPH, the plaintiff paid $600,000 dollars into the UFFI Trust Fund. (Docket Entry # 1, ¶¶ 23 & 31; Docket Entry # 61, ¶ 13).

At a deposition regarding the DPH negotiations conducted on April 25, 1991, the plaintiff designated the plaintiff’s counsel as its representative under Fed.R.Civ.P. 30(b)(6). At the deposition, plaintiff’s counsel refused to answer a number of questions on the grounds of attorney client privilege. In addition, while supplying the defendant with approximately 20,000 documents, the plaintiff refused to supply approximately 550 other documents on the grounds of attorney client privilege and work product doctrine. A large segment of the withheld documents involve the plaintiff’s negotiations with the DPH.

In considering the issue of privilege, this court sua sponte raised the issue of disqualification. (Docket Entry # 64, n. 5). The defendant now seeks to use this issue to disqualify the plaintiffs counsel and the plaintiff’s law firm in its representation of the plaintiff. (Docket Entry #71).

DISCUSSION

Disciplinary Rule 5-101(B), S.J.C. 3:07, dictates that counsel may not accept employment if it is obvious that counsel ought to be called as a witness.3 Disciplinary Rule 5-102(A) and (B), S.J.C. Rule 3:07, respectively address separate situations which may occur after an attorney undertakes employment. See Borman v. Borman, 378 Mass. 775, 393 N.E.2d 847, n. 22 (1979) (illustrating distinction between Model Code of Professional Responsibility DR 5-102(A) and (B), S.J.C. Rule 3:07). Subsection (A) addresses disqualification if the attorney ought to testify on behalf of his or her client.4 Subsection (B) addresses [612]*612disqualification if an attorney is called to testify by an opposing party.2 **5

As an initial matter, this court disapproves of the use of a disqualification motion as a litigation tactic.

In acting upon a motion for disqualification, this court is well aware that it should proceed with “deliberate caution.” Rizzo v. Sears, Roebuck and Company, 127 F.R.D. 423, 424 (D.Mass.1989). Both the “high cost upon litigants and upon the court system militaJTTagamlitThe indiscriminate allowance of ' di$quaIfficatioh~motions.” Gorovitz v. Planning Board of Nantucket, 394 Mass. 246, 475 N.E.2d 377, 380 (1985). Moreover, disqualification motions are oftem used as tactical weapons. See Borman v. Borman, 378 Mass. 775, 393 N.E.2d 847, 855 & n. 18 (1979) (recognizing improper use of code as weapon in litigation); Gorovitz v. Planning Board of Nantucket, 394 Mass. 246, 475 N.E.2d 377, n. 7 (1985) (use of disqualification motions as harassment and dilatory tactics taxes court resources). As recognized by one court, the rules themselves have a “self-regulatory effect.” Serody v. Serody, 19 Mass.App.Ct. 411, 474 N.E.2d 1171, 1173 (1985).

Disqualification is not required in. every case in which an attorney could give testimony on behalf of his client. Srebnick v. Lo-Law Transit Management, 29 Mass.App.Ct. 45, 557 N.E.2d 81, 81 (1990). Merely “because an attorney ought to be called as a witness does not mean -that disqualification is required in every situation.” Rizzo v. Sears, Roebuck and Company, 127 F.R.D. at 425. “[W]hen a lawyer, exercising his best judgment, determines that his employment will not bring him into conflict with the code, disqualification may occur only if the trial court determines that his continued representation as counsel taints the legal system or the trial of the cause before it.” Gorovitz v. Planning Board of Nantucket, 475 N.E.2d at 380 (quoting Borman v. Borman, 393 N.E.2d at 856).

First and foremost, the issue of disqualification under either Model Code of Professional Responsibility DR 5-101 or DR 5-102 is premature. See Borman v. Borman, 393 N.E.2d at 857-856 (determination may be deferred until more is known); Srebnick v. Lo-Law Transit Management, 557 N.E.2d at 81 (disqualification deemed premature). i In this instance, there is little, if any, indication that plaintiffs counsel will be called as a witness. The plaintiff maintains that it will not call plaintiff’s counsel as a witness. At the November 25, lQjll, hearing, the defendant gave this count mo indication that the defendant intended to call plaintiff’s counsel as a witness.6 This court therefore defers to the best judgment of plaintiff’s counsel until such time as the decision to forego plaintiff counsel’s testimony appears obviously contrary to the plaintiff’s interests. Srebnick v. Lo-Law Transit Management, 557 N.E.2d at 81 (similar approach utilized).

Although this court bases its decision on the above ground, even if plaintiff’s counsel is called as a witness, prejudice is unlikely under Model Code of Professional Responsibility DR 5-102(B), S.J.C. Rule 3:07, and therefore disqualification is not required. See Serody v. Serody,

Free access — add to your briefcase to read the full text and ask questions with AI

Colonial Gas Co. v. Aetna Casualty & Surety Co., 144 F.R.D. 610, 1991 U.S. Dist. LEXIS 20973, 1991 WL 437837 (D. Mass. 1991).

144 F.R.D. 610 (Colonial Gas Co. v. Aetna Casualty & Surety Co.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

Serody v. Serody
474 N.E.2d 1171 (Massachusetts Appeals Court, 1985)
Srebnick v. Lo-Law Transit Management, Inc.
557 N.E.2d 81 (Massachusetts Appeals Court, 1990)
Borman v. Borman
393 N.E.2d 847 (Massachusetts Supreme Judicial Court, 1979)
Gorovitz v. Planning Board of Nantucket
475 N.E.2d 377 (Massachusetts Supreme Judicial Court, 1985)
Rizzo v. Sears, Roebuck & Co.
127 F.R.D. 423 (D. Massachusetts, 1989)
Colonial Gas Co. v. Aetna Casualty & Surety Co.
139 F.R.D. 269 (D. Massachusetts, 1991)