Collins v. County of Alameda

District Court, N.D. California·Decided November 25, 2024·No. 3:24-cv-03283·Unknown

Opinion

1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 7 CLAYTON COLLINS, Case No. 24-cv-03283-EMC

8 Plaintiff, ORDER ADOPTING IN PART 9 v. REPORT & RECOMMENDATION; AND DENYING PLAINTIFF’S 10 COUNTY OF ALAMEDA, et al., MOTION FOR LEAVE TO AMEND

11 Defendants. Docket Nos. 9, 11 12

13 14 Plaintiff Clayton Collins, proceeding pro se, has alleged that his civil rights were violated 15 in connection with two state court criminal proceedings which took place in the 1990s. Currently 16 pending before the Court is Magistrate Judge Spero’s report and recommendation (“R&R”) in 17 which he recommends that Mr. Collins’s case be dismissed with prejudice. See Docket No. 9 18 (R&R). Mr. Collins has objected to the R&R and further asked for leave to amend his operative 19 complaint. See Docket No. 11 (objections and motion). For the reasons discussed below, the 20 Court ADOPTS in part the R&R and further DENIES Mr. Collins’s motion to amend. 21 I. FACTUAL & PROCEDURAL BACKGROUND 22 A. Complaint and FAC 23 Judge Spero’s R&R, along with his order to show cause, addresses the factual allegations 24 underlying Mr. Collins’s original complaint and first amended complaint (“FAC”). See generally 25 Docket No. 5 (order to show cause); Docket No. 9 (R&R). Mr. Collins does not take issue with 26 Judge Spero’s characterization of those factual allegations. This Court has also reviewed the 27 pleadings and agrees with Judge Spero’s characterization. 1 government actors in connection with two state court criminal proceedings. Both of these criminal 2 proceedings took place in or about the late 1990s. 3 • In the first criminal proceeding (No. 135229), Mr. Collins was charged with failure 4 to register as a sex offender. According to Mr. Collins, he was not required to 5 register as a sex offender because the underlying crime at issue (which took place 6 in or about 1992) was not a sex offense. Furthermore, there was no proof that the 7 crime was a sex offense. Nevertheless, Mr. Collins was convicted. 8 • In the second criminal proceeding (No. 136321), Mr. Collins was charged with the 9 sexual assault of two employees of the City of Oakland. According to Mr. Collins, 10 the Oakland employees falsely accused him of sexual assault, and, in recognition of 11 such, one of the deputy district attorneys in the DA’s Office declined to prosecute. 12 Nevertheless, a different deputy district attorney decided to pursue criminal 13 proceedings against him without justification. The case was resolved when Mr. 14 Collins reached an agreement with the prosecutor that the case would be dismissed 15 in exchange for his agreement not to appeal his conviction in the first case above. 16 Although the case was actually dismissed, the court records suggested that the case 17 was resolved because Mr. Collins pled guilty to the crimes. As a result, Mr. 18 Collins’s “rap sheet” (i.e., criminal history record) also indicated the same. In 19 August 2023, a state court acknowledged that the court records were not “entirely 20 accurate” and thus ordered the clerk of the court to add a clarification to the 21 minutes from a hearing in October 2000. FAC Compl., Ex. N (Order at 2). 22 Mr. Collins maintains that both criminal cases were initiated and/or maintained because 23 certain government actors were conspiring against him. During the relevant time, Mr. Collins had 24 developed and managed a program for at-risk youth known as the Underground Railroad. The 25 program, which was used by the Alameda County courts, was successful. According to Mr. 26 Collins, certain government actors wanted to remove him from the program and run the program 27 in his place, and thus initiated and/or maintained the criminal proceedings against him. 1 protected by §§ 1983 and 1985, were violated. 2 B. Procedural History 3 At the time he filed his original complaint, Mr. Collins asked for leave to proceed in forma 4 pauperis (“IFP”). Judge Spero, the then-assigned judge, granted the IFP application but held, 5 pursuant to the review required by 28 U.S.C. § 1915(e),1 that Mr. Collins’s claims were not viable. 6 Judge Spero stated that, based on the allegations in the complaint, the claims were barred by the 7 statute of limitations and the Rooker-Feldman doctrine. Judge Spero also concluded that the 8 individual defendants were protected by immunities such as judicial immunity and prosecutorial 9 immunity. Judge Spero thus ordered Mr. Collins to show cause as to why his case should not be 10 dismissed. Judge Spero allowed Mr. Collins to respond “by filing either an amended complaint 11 that addresses the deficiencies [identified] or a response that addresses why his current complaint 12 is sufficient.” Docket No. 5 (Order at 11). 13 Mr. Collins responded by filing the FAC. Judge Spero reviewed that pleading – again 14 under § 1915(e) – and concluded that, like the original complaint, the FAC was deficient. Judge 15 Spero again pointed to a time bar, the Rooker-Feldman doctrine, and judicial and prosecutorial 16 immunities. He thus recommended that Mr. Collins’s case be dismissed – this time with prejudice 17 because Mr. Collins had been given an opportunity to address the deficiencies but failed to do so. 18 See Docket No. 9 (R&R at 6). 19 Mr. Collins has filed objections to the R&R. In the same document, he has also asked for 20 leave to amend on the basis that he is able to address the deficiencies identified by Judge Spero. 21 II. DISCUSSION 22 A. Legal Standard 23 Federal Rule of Civil Procedure 72(b) governs R&Rs. It provides in relevant part that a 24 “district judge must determine de novo any part of the magistrate judge's disposition [on a 25 dispositive matter] that has been properly objected to.” Fed. R. Civ. P. 72(b)(3). Accordingly, 26 1 Where a plaintiff proceeds in forma pauperis, they are subject to § 1915(e). Section 1915(e) 27 provides in relevant part that a court “shall dismiss” if an action “(i) is frivolous or malicious; (ii) 1 here, the Court reviews de novo whether dismissal of Mr. Collins’s suit was proper under § 2 1915(e). 3 As noted above, under § 1915(e), a court “shall dismiss” if an action “(i) is frivolous or 4 malicious; (ii) fails to state a claim on which relief may be granted; or (iii) seeks monetary relief 5 against a defendant who is immune from such relief.” 28 U.S.C. § 1915(e)(2)(B). With respect to 6 § 1915(e)(2)(B)(ii), the Ninth Circuit has stated that a failure to state a claim for relief under that 7 subsection is the same as a failure to state a claim for relief under Federal Rule of Civil Procedure 8 12(b)(6). See Hebrard v. Nofziger, 90 F.4th 1000, 1007 (9th Cir. 2024) (stating that the “same 9 substantive rules apply to Rule 12(b)(6) and § 1915(e) dismissals for failure to state a claim”) 10 (emphasis omitted). For purposes of Rule 12(b)(6), a plaintiff is not required to plead factual 11 allegations in anticipation of an affirmative defense. See Rivera v. Peri & Sons Farms, Inc., 735 12 F.3d 892, 902 (9th Cir. 2013). However, “[w]hen an affirmative defense is obvious on the face of 13 a complaint,” id., a court may address the affirmative defense. In the case at bar, Judge Spero’s 14 R&R was based in part on affirmative defenses such as judicial and prosecutorial immunities and 15 the statute of limitations.

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