Colle v. Brazos County, Tex.

981 F.2d 237, 24 Fed. R. Serv. 3d 655, 1993 U.S. App. LEXIS 611, 1993 WL 658
Procedural entryThis page is a short order in Colle v. Brazos County, Tex.. Read the opinion of the Court — 981 F.2d 237
Court of Appeals for the Fifth Circuit·Decided January 20, 1993·No. 90-2476·Published

Opinion

981 F.2d 237

24 Fed.R.Serv.3d 655

Ruby COLLE, Individually etc., et al., Plaintiffs-Appellants,
v.
BRAZOS COUNTY, TEXAS, Ronnie Miller, Individually and in his
Official Capacity as Sheriff of Brazos County, Texas, and
Unnamed Employees of the Brazos County Sheriff's Department,
Defendants-Appellees.

No. 90-2476.

United States Court of Appeals,
Fifth Circuit.

Jan. 20, 1993.

Michael A. Maness and Albert S. Low, Jr., Houston, TX, for plaintiffs-appellants.

Thomas Ewing and Sharon Stagg, Hays, McConn, Price & Pickering, Houston, TX, for defendants-appellees.

William S. Helfand, Hirsch, Glover, Robinson & Sheiness, Houston, TX, for Miller.

Appeal from the United States District Court for the Southern District of Texas.

Before POLITZ, Chief Judge, BROWN and JONES, Circuit Judges.

JOHN R. BROWN, Circuit Judge:

Alleging violations of 42 U.S.C. § 1983, pretrial detainee's survivors appeal the 12(b)(6) dismissal of their claims against Brazos County, its Sheriff and "unnamed employees." For the following reasons, we (1) hold that we do not have jurisdiction over all Plaintiffs on appeal, (2) affirm the dismissal of the unnamed defendants, (3) reverse the dismissal of Brazos County and Sheriff Ronnie Miller in his capacity as Sheriff, and (4) reverse the dismissal of Sheriff Ronnie Miller, individually.

How It All Began

The complaint filed by Richard Lee Colle's survivors alleges the following facts. On February 20, 1985, Colle was arrested pursuant to a felony warrant and confined as a pretrial detainee in the Brazos County Jail in Bryan, Texas. Colle was visibly intoxicated. Two days later, Colle slipped and fell in the jail. A physician examined him at St. Joseph's Hospital in Bryan and determined that the injuries were minor. The doctor advised the jail personnel to monitor Colle's condition because of his alcoholism, cirrhosis of the liver and possible onset of delirium tremens.

During the evening of February 23 and the early morning of February 24, the jailers observed that Colle was unable to take his prescribed medication and communicate coherently. The midnight-shift supervisor contacted his superior regarding Colle's condition, and was told to contact the day-shift supervisor. The day-shift supervisor advised that when he came on duty later that day he would attempt to have Colle moved from the jail. Between 7:45 a.m. and 8:50 a.m. on the 24th, jailers observed Colle hitting his fist and face on the concrete floor of the cell while his whole body was shaking. They noticed blood on his hand. His breathing was forced and eventually stopped. At approximately 9:00 a.m., a jail officer began administering CPR, but became ill and turned over the resuscitation to a jail trustee. Emergency medical service personnel arrived and transported Colle to the hospital where he was pronounced dead on arrival.

Colle's survivors1 filed suit against Brazos County; Ronnie Miller, individually and in his official capacity as Sheriff; and "unnamed employees of the Brazos County Sheriff's Department." The survivors alleged violations of 42 U.S.C. § 1983 and state law claims for negligence and gross negligence.

The Second Original Amended Complaint asserted in part that policies of Sheriff Miller caused a deprivation of Colle's Fourteenth Amendment right, which included the right to adequate medical treatment.

On February 7, 1990, the trial judge by order dismissed Plaintiffs' claims against Brazos County for failure to state a federal claim upon which relief can be granted and against Sheriff Miller for failure to allege facts that would deny Miller qualified immunity.2 The court further directed that a Joint Pretrial Order with all required attachments be filed by April 6, 1990.

On April 7, 1990, Plaintiffs filed a motion for continuance and to extend the time for filing the joint pretrial order. At an April 16 hearing, Plaintiffs moved for a continuance. The trial judge stated that the case had been on file for three years and that the "unnamed employees" had not yet been identified or served. To this Plaintiffs' counsel suggested, "the Court might want to consider dismissing as to those two remaining Defendants. I, quite honestly, don't see any problems with doing that." The court responded:

That's what I'm going to do. I'm going to dismiss the case for want of prosecution. I've bent over backwards to indulge the Plaintiff in this case.

Even though the original two complaints, as I recall, were inadequate, I allowed you to assist in filing a further amended complaint; and the failure to do anything in the case over the last two months, including filing a joint pretrial order, the failure to take any action to identify or to seek service of the two unnamed Defendants, shows a lack of interest in the case; and I'm going to dismiss the case for want of prosecution.

Plaintiffs' counsel failed to object, and the dismissal order was filed on April 18, 1990.

A Stumbling Block of Jurisdictional Proportion

The initial issue before this court is jurisdictional. We raise the question sua sponte because we have an independent duty to determine our jurisdiction over any case presented to us for decision.3 The Notice of Appeal (NA) caption designates the prospective appellants only as "Ruby Colle, et al." Moreover, the body of the NA never refers to Colle's survivors by name, but only by the term "Plaintiffs."4 We must determine whether we have jurisdiction over all plaintiffs including those designated by "et al." or whether our jurisdiction is limited to the party specifically named in the NA. We hold that our jurisdiction is limited to Ruby Colle, who sued individually and on behalf of Ricky Samuel Colle, a minor.5

Fed.R.App.P. 3(c) provides in pertinent part that a notice of appeal "shall specify the party or parties taking the appeal." The Supreme Court has made clear that the language "et al." in a notice of appeal fails to provide the required notice under Rule 3(c).6 In Torres, the Court reasoned that:

The purpose of the specificity requirement of Rule 3(c) is to provide notice both to the opposition and to the court of the identity of the appellant or appellants. The use of the phrase "et al.," which literally means "and others," utterly fails to provide such notice to either intended recipient.7

The Court concluded that the failure to include the name of a petitioner in the notice constituted a jurisdictional bar to the appeal on behalf of the unidentified party.8

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Colle v. Brazos County, Tex., 981 F.2d 237, 24 Fed. R. Serv. 3d 655, 1993 U.S. App. LEXIS 611, 1993 WL 658 (5th Cir. 1993).

981 F.2d 237 (Colle v. Brazos County, Tex.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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