Colin Mulhall, as of the Estate of Carol Mulhall v. Sunrise Senior Living Management, Inc.

CourtCourt of Appeals of Kentucky
DecidedOctober 19, 2023
Docket2022 CA 000669
StatusUnknown

This text of Colin Mulhall, as of the Estate of Carol Mulhall v. Sunrise Senior Living Management, Inc. (Colin Mulhall, as of the Estate of Carol Mulhall v. Sunrise Senior Living Management, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals of Kentucky primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Colin Mulhall, as of the Estate of Carol Mulhall v. Sunrise Senior Living Management, Inc., (Ky. Ct. App. 2023).

Opinion

RENDERED: OCTOBER 20, 2023; 10:00 A.M. NOT TO BE PUBLISHED

Commonwealth of Kentucky Court of Appeals

NO. 2022-CA-0669-MR

COLIN MULHALL, AS EXECUTRIX OF THE ESTATE OF CAROL MULHALL APPELLANT

APPEAL FROM JEFFERSON CIRCUIT COURT v. HONORABLE AUDRA J. ECKERLE, JUDGE ACTION NO. 16-CI-005102

SUNRISE SENIOR LIVING MANAGEMENT, INC.; AND SUNRISE SENIOR LIVING SERVICES, INC. APPELLEES

OPINION AFFIRMING

** ** ** ** **

BEFORE: THOMPSON, CHIEF JUDGE; EASTON AND KAREM, JUDGES.

EASTON, JUDGE: The Appellant, Colin Mulhall (“Colin”), as Executrix of the

Estate of Carol Mulhall, appeals from the Jefferson Circuit Court’s Order granting

Summary Judgment to the Appellee, Sunrise Senior Living Management, Inc. (“Sunrise”). The circuit court held that Colin did not have qualified expert

testimony to establish the relevant standard of care, breach of duty, or causation of

injury leading to the damages claimed; therefore, Sunrise was entitled to summary

judgment as a matter of law. Having reviewed the record and the applicable law,

we affirm.

FACTUAL AND PROCEDURAL HISTORY

Carol Mulhall (“Carol”) was Colin’s mother. Carol was diagnosed

with vascular dementia in 2012. Soon after, Carol executed a Durable Power of

Attorney and a Healthcare Power of Attorney, designating Colin as her Health

Care Surrogate. In 2015, Carol began showing increasing symptoms of her

vascular dementia, including anxiety, agitation, and short-term memory loss.

Carol became a resident of Sunrise on December 18, 2015.

Sunrise is a Personal Care Home (“PCH”). A PCH is a statutory

creation in Kentucky, governed by KRS1 216.597. It is like an Assisted Living

Community but has fewer licensing requirements. A PCH “means an

establishment located in a permanent building that does not comply with the

physical plant requirements of KRS 194A.703,[2] has resident beds, and provides:

1) Supervision of residents; (2) Basic health and health-related services; (3)

1 Kentucky Revised Statutes. 2 Statute governing Assisted Living Communities. -2- Personal care services; (4) Residential care services; and (5) Social and

recreational activities.” KRS 216.597(1)(b). Sunrise had a dedicated memory care

unit, which was where Carol resided.

Colin and her brother, Sean Mulhall (“Sean”), testified in their

depositions that Sunrise’s Director, Brandie Windsor (“Windsor”), advised the

family not to visit for the first few weeks to allow Carol to adjust. Both testified

this was surprising advice to them, as they typically visited Carol almost every day.

Colin further testified that they did initially stay away from Sunrise but that she

called daily asking for updates on Carol.

Colin learned Carol was exhibiting aggressive behavior, increasing

agitation, and was refusing to take her medication. Windsor also informed Colin

that Carol had a “boyfriend,” a fellow resident in Sunrise’s memory care unit.

Colin testified Windsor told her that Carol and this male resident sat together and

held hands. Colin further stated Windsor informed her it was more of a “love

triangle,” as this male resident also appeared to have a relationship with another

female resident. Colin testified this information concerned her, so she decided to

visit Carol at Sunrise soon after.

Colin stated when she visited Sunrise, she found Carol in this male

resident’s room, with the door closed. She further testified that Carol told her that

-3- this resident slept in her bed at night. Colin stated this troubled her greatly, so she

spoke with Windsor about it.

Colin believed her mother did not have the capacity to consensually

engage in this type of relationship. She addressed her concerns with Windsor, who

agreed that Carol probably did not have the cognitive ability to make this decision,

but there was “nothing she could do about it.” Windsor testified in her deposition

that the relationship did not concern her, as the interactions between Carol and this

male resident appeared to be consensual.

Further progress notes indicate that Carol became more aggressive

and agitated. She pushed another resident, slammed doors, and hit other residents

and a nurse. Colin was also informed that Carol had been refusing medication.

For example, as of approximately January 21, 2016, Carol had missed eight out of

her last twenty doses of Xanax because she refused to take them.

Sean testified that he spoke with an employee at Sunrise, who

informed him Carol and another female resident had several altercations. He was

told the other resident was the woman who was also in a relationship with the male

resident Carol was spending time with. This employee told Sean that any time this

male resident would pay attention to anyone other than Carol, Carol would get

jealous. Carol and the other female resident had been in several physical and

verbal altercations regarding the male resident.

-4- On January 26, 2016, Colin was advised by Windsor that Carol

required in-patient psychiatric hospitalization. Windsor and Colin arranged for

Carol to be taken to The Brook.3 Prior to leaving Sunrise to transport Carol to The

Brook, Colin witnessed the male resident kiss Carol. She also testified that this

male resident was wearing Carol’s pants.

Carol spent approximately three weeks at The Brook. There was no

evidence offered of any interpersonal relationship for Carol at that facility. Yet

during Carol’s stay there, she became increasingly agitated and aggressive, leading

her to be given Ativan. Colin testified the Ativan sedated Carol to the point of her

being unresponsive. Colin further testified that Carol declined significantly while

at The Brook. She became incontinent and began to need assistance with activities

of daily living which she was previously able to do independently. Carol did not

return to Sunrise after her discharge from The Brook. She lived with Colin for a

while, had another psychiatric hospitalization, and then eventually was placed in a

skilled nursing facility in Indiana.

Colin filed a Complaint against Sunrise in the Jefferson Circuit Court

on October 13, 2016, alleging negligence, medical negligence, corporate

3 A psychiatric hospital located in Louisville. -5- negligence, violations of Kentucky’s Long Term Care Residents’ Rights statute,4

and separate causes of actions against Windsor as administrator.

On March 30, 2020, Carol passed away. Colin filed a motion to

revive the action and substitute the estate as the plaintiff, which the circuit court

granted. The circuit court additionally granted Sunrise’s motion to enforce a jury

trial waiver that Colin signed as part of Carol’s admission paperwork. In October

2021, the circuit court granted partial summary judgment to Sunrise, dismissing

Colin’s claims based on negligence per se under all federal statutes and under KRS

216B.072. This order also dismissed all claims against Windsor as the

administrator. The circuit court allowed the negligence claims based on KRS

216.515 and KRS 209.005 et seq. to proceed.

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Colin Mulhall, as of the Estate of Carol Mulhall v. Sunrise Senior Living Management, Inc., Counsel Stack Legal Research, https://law.counselstack.com/opinion/colin-mulhall-as-of-the-estate-of-carol-mulhall-v-sunrise-senior-living-kyctapp-2023.