Coleman v. State

843 So. 2d 237, 2001 WL 1519746
CourtCourt of Criminal Appeals of Alabama
DecidedMarch 1, 2002
DocketCR-00-0835
StatusPublished
Cited by2 cases

This text of 843 So. 2d 237 (Coleman v. State) is published on Counsel Stack Legal Research, covering Court of Criminal Appeals of Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Coleman v. State, 843 So. 2d 237, 2001 WL 1519746 (Ala. Ct. App. 2002).

Opinion

843 So.2d 237 (2001)

Edward Dwight COLEMAN
v.
STATE of Alabama.

CR-00-0835.

Court of Criminal Appeals of Alabama.

November 30, 2001.
Opinion on Return to Remand March 1, 2002.
Rehearing Denied April 19, 2002.
Certiorari Denied August 30, 2002.

*238 Edward Dwight Coleman, pro se.

William H. Pryor, Jr., atty. gen., and Stephen N. Dodd, asst. atty. gen., for appellee.

Alabama Supreme Court 1011504.

SHAW, Judge.

Edward Dwight Coleman appeals the district court's summary denial of his Rule 32, Ala.R.Crim.P., petitions for postconviction relief, in which he attacked his June 20, 1986, guilty-plea convictions for two counts of possession of a forged instrument in the second degree, violations of § 13A-9-6, Ala.Code 1975. Coleman was sentenced to two years' imprisonment for each conviction; the sentences were to run concurrently. He did not appeal.

On December 13, 2000, Coleman filed two Rule 32 petitions attacking his convictions. In his petitions, Coleman alleged that the district court lacked jurisdiction to accept his guilty pleas, to render judgment, and to impose sentence because, he said, the district attorney failed to comply with § 15-15-21, Ala.Code 1975, and § 15-15-22, Ala.Code 1975. On December 14, 2000, the district court summarily denied Coleman's Rule 32 petitions.

I.

Coleman's contention that his convictions and sentences are void because the district court did not comply with § 15-15-22 is based upon his contention that on June 20, 1986, he gave notice of his intent to plead guilty, his pleas were accepted, and he was sentenced. However, we have reviewed the record and the district court did, in fact, comply with § 15-15-22, which requires the court to "fix a *239 date for the defendant to formally make and enter his plea of guilty in open court, which date shall not be ... within three days after notice to the court of his intention to plead guilty."

The district court's March 7, 2001, order states, in part:

"The court has reviewed the court record and files connected with these cases and finds as follows:
"1. On May 15, 1986, the defendant was arrested and charged with the above felonies.
"2. On May 22, 1986, he was appointed an attorney to represent him in these matters.
"3. On June 5, 1986, he signed a written intent to plea [sic] in each case.
"4. On June 20, 1986, he entered a plea of guilty to these offenses."

(C. Supp.5.) Our review of the record supports the above-stated findings of the district court. Thus, Coleman is not entitled to relief on this issue.

II.

Coleman also contends that his convictions and sentences are void because the district attorney failed to comply with § 15-15-21, which provides:

"When the desire of a defendant to plead guilty is made known to the court, it shall direct the district attorney of such court to prefer and file an information against such defendant, under the oath of such district attorney or some witness, which information shall accuse the defendant, with the same certainty as an indictment, of the criminal offense for which he is being held."

(Emphasis added.) On May 24, 2001, the district court issued the following order:

"This is from an order of May 3, 2001, of the Court of Criminal Appeals to supplement the record on appeal from an order of this court denying the petition under Rule 32, [Ala.R.Crim.P.]:
"This court did not accept the plea in 1986 [another judge took the plea] but [this court] has gone through all the items in the court file. This court could not find an executed information in either case. ... All other forms for the taking of a plea are present in the court file."

(C. Supp.4, 80) (emphasis added). Thus, the issue on appeal is whether the district court had subject-matter jurisdiction to accept Coleman's guilty pleas, given that the court's files do not contain an information purporting to charge the offenses.

In Ex parte Looney, 797 So.2d 427 (Ala. 2001), the Alabama Supreme Court discussed whether the word "shall," as used in § 15-15-20.1(b), Ala.Code 1975[1]—specifically that portion of the statute that states, "[t]he information shall be made under oath"—is imperative and mandatory. "`The word "shall" is clear and unambiguous and is imperative and mandatory.' " Ex parte Looney, 797 So.2d at 428, quoting Ex parte Prudential Ins. Co. of America, 721 So.2d 1135, 1138 (Ala.1998).

In Ex parte Looney, the Alabama Supreme Court also stated:

"In accordance with the caselaw cited above, we conclude that the word `shall,' *240 as it is used in § 15-15-20.1, Ala.Code 1975, demands that the information be made under oath. The information submitted to the trial court at Looney's plea hearing was signed by the district attorney. However, the record contains no evidence whatever to indicate that the information was given under oath. Therefore, because it does not comply with the mandatory requirements of the statute, the information is defective.
". . . .
"We conclude that because a sworn information is essential to confer on a trial court jurisdiction to accept a guilty plea, the district attorney's failure to make the information under oath cannot be waived. Thus, Looney could raise this issue on appeal [even though he had not objected to it at the trial level].
"Because the information is defective, the trial court did not have jurisdiction to accept the plea. `In the absence of an indictment or information upon which this prosecution should have begun, the trial court was without jurisdiction to render judgment.' Ross v. State, [529 So.2d 1074, 1078 (Ala.Crim.App.1988)] (citing Woodham v. State, 28 Ala.App. 62, 178 So. 464 (1938)). `Thus, the judgment was null and void and of no force and effect.' Id."

797 So.2d at 429. The State attempts to distinguish Ex parte Looney on the following grounds:

"Here, however, not only would the complaint filed in the Jefferson County District Court by Sam Levio [Coleman stole some of Levio's checks in 1986 and Levio filed complaints in the district court] have been executed under oath, but arrest warrant # 00051733 as issued by the Jefferson County District Court would also have been executed under oath. Therefore, unlike Looney, Coleman has failed to show that the State's charging instrument was not filed under oath as required by Ala.Code [1975], § 15-15-20.1(b)."

(State's brief at p. 11, n. 3) (emphasis in original). We do not agree that the cases are distinguishable on this basis. Section 15-15-20.1(a), Ala.Code 1975, states, "In any criminal proceeding for a non-capital felony offense commenced by a complaint, the defendant may give written notice ... that the defendant desires to plead guilty as charged." (Emphasis added.) It is the receipt of this written notice of the defendant's intent to plead guilty that triggers the filing of "[t]he information [which] shall be made under oath," pursuant to § 15-15-20.1(b). Thus, § 15-15-20.1(b) requires the filing of an information "made under oath" even though the criminal proceeding was "commenced by a complaint." Section 15-15-21 states that "the court ... shall direct the district attorney ... to ... file an information against such defendant...

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Bluebook (online)
843 So. 2d 237, 2001 WL 1519746, Counsel Stack Legal Research, https://law.counselstack.com/opinion/coleman-v-state-alacrimapp-2002.