Cole v. Blum

637 N.W.2d 606, 262 Neb. 1058, 2002 Neb. LEXIS 11
CourtNebraska Supreme Court
DecidedJanuary 11, 2002
DocketS-01-295
StatusPublished
Cited by10 cases

This text of 637 N.W.2d 606 (Cole v. Blum) is published on Counsel Stack Legal Research, covering Nebraska Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Cole v. Blum, 637 N.W.2d 606, 262 Neb. 1058, 2002 Neb. LEXIS 11 (Neb. 2002).

Opinion

Hendry, C.J.

INTRODUCTION

On February 28, 2001, the Lancaster County District Court denied Frankie Levi Cole’s petition to proceed in forma pauperis, finding that the action was frivolous pursuant to Neb. Rev. Stat. § 25-2301.02(1) (Cum. Supp. 2000). Cole appealed.

FACTUAL BACKGROUND

On January 3, 2001, a prison disciplinary committee at the Nebraska State Penitentiary found Cole, an inmate at the facility, guilty of violating 68 Neb. Admin. Code, ch. 5, § 005II[N] (2000) (failure to work). The committee disciplined Cole by imposing 5 days’ room restriction. The decision of the committee was affirmed by the Department of Correctional Services Appeals Board (appeals board).

Cole then filed an action in the Lancaster County District Court entitled “Civil Action Alleging Rights Violations Against Prison Employees.” naming the four members of the appeals board, the penitentiary warden, and a penitentiary employee individually by name as defendants.

*1060 In his petition, Cole asserted that the action of the disciplinary committee was arbitrary and capricious because Cole was medically unable to perform his assigned work duties due to back problems. Cole then asked the district court to either declare that he has a right under Nebraska law to seek redress from the action of the appeals board or find that Neb. Rev. Stat. § 83-4,123 (Reissue 1999) is unconstitutional in that it does not permit appeals from decisions of the appeals board unless the discipline imposed involves loss of good time or disciplinary isolation. See Abdullah v. Nebraska Dept. of Corr. Servs., 245 Neb. 545, 513 N.W.2d 877 (1994) (§ 83-4,123 authorizes appeal from decision of appeals board involving loss of good time credit or disciplinary isolation). See, also, Dittrich v. Nebraska Dept. of Corr. Servs., 248 Neb. 818, 539 N.W.2d 432 (1995) (room restriction not disciplinary isolation under § 83-4,123).

With his petition, Cole submitted a request to proceed in forma pauperis and an affidavit showing that he did not possess the resources to pay the filing fees. The application to proceed in forma pauperis is file stamped February 22, 2001, by the clerk of the court. The underlying petition does not contain a file stamp date or any other indication of when it was received.

On February 28, 2001, the district court, on its own motion, denied Cole’s in forma pauperis request as frivolous. The court set out its reasons, findings, and conclusion for determining the petition frivolous in a written order as required by § 25-2301.02(1). Cole appealed. His request to proceed in forma pauperis for purposes of appeal was granted pursuant to § 25-2301.02(2).

ASSIGNMENTS OF ERROR

Cole asserts, rephrased and summarized, that the district court erred in (1) finding that his petition was frivolous and (2) failing to grant leave to amend the petition before denying the motion to proceed in forma pauperis.

STANDARD OF REVIEW

A district court’s denial of in forma pauperis status under § 25-2301.02 is reviewed de novo on the record based on the transcript of the hearing or the written statement of the court. § 25-2301.02(2).

*1061 ANALYSIS

Cole asserts the district court erred in finding that his petition was frivolous. The appeal presents this court with its first opportunity to consider the dismissal of a petition as frivolous under § 25-2301.02, which statute became effective August 28, 1999.

As we noted in State ex rel. Tyler v. Douglas Cty. Dist. Ct., 254 Neb. 852, 856, 580 N.W.2d 95, 98 (1998), “It is the court’s duty to prevent frivolous proceedings in the administration of justice.” In forma pauperis access to the courts is generally not a matter of right, but a privilege, and “abuse of such privilege should not and will not be permitted.” Id. at 858, 580 N.W.2d at 99. See, also, Williams v. McKenzie, 834 F.2d 152 (8th Cir. 1987) (no inherent right to in forma pauperis status).

Section 25-2301.02 states in relevant part:

(1) An application to proceed in forma pauperis shall be granted unless there is an objection that the party filing the application: (a) Has sufficient funds to pay costs, fees, or security or (b) is asserting legal positions which are frivolous or malicious.... An evidentiary hearing shall be conducted on the objection unless the objection is by the court on its own motion on the grounds that the applicant is asserting legal positions which are frivolous or malicious. If no hearing is held, the court shall provide a written statement of its reasons, findings, and conclusions for denial of the applicant’s application to proceed in forma pauperis which shall become a part of the record of the proceeding. ... In any event, the court shall not deny an application on the basis that the appellant’s legal positions are frivolous or malicious if to do so would deny a defendant his or her constitutional right to appeal in a felony case.

Except in those cases where the denial of in forma pauperis status “would deny a defendant his or her constitutional right to appeal in a felony case,” § 25-2301.02 allows the court “on its own motion” to deny in forma pauperis status on the basis that the legal positions asserted by the applicant are frivolous or malicious, provided that the court issue “a written statement of its reasons, findings, and conclusions for denial.” A frivolous legal position is one wholly without merit, that is, without rational argument based on the law or on the evidence. *1062 See Cox v. Civil Serv. Comm. of Douglas Cty., 259 Neb. 1013, 614 N.W.2d 273 (2000) (applying Neb. Rev. Stat. § 25-824 (Reissue 1995)). See, also, Neitzke v. Williams, 490 U.S. 319, 109 S. Ct. 1827, 104 L. Ed. 2d 338 (1989) (action is frivolous if it lacks arguable basis either in law or in fact).

Under our de novo review, we construe Cole’s petition as seeking declaratory relief. Cole is asking that the district court either declare Cole’s right under Nebraska law to seek redress from the action of the appeals board or find that § 83-4,123 unconstitutionally denies him this alleged right. In Miller v. Stolinski, 149 Neb.

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Bluebook (online)
637 N.W.2d 606, 262 Neb. 1058, 2002 Neb. LEXIS 11, Counsel Stack Legal Research, https://law.counselstack.com/opinion/cole-v-blum-neb-2002.