Cohen v. Koehler

181 A.D.2d 285, 587 N.Y.S.2d 614, 1992 N.Y. App. Div. LEXIS 8948, 59 Fair Empl. Prac. Cas. (BNA) 58
CourtAppellate Division of the Supreme Court of the State of New York
DecidedJuly 16, 1992
StatusPublished
Cited by2 cases

This text of 181 A.D.2d 285 (Cohen v. Koehler) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Cohen v. Koehler, 181 A.D.2d 285, 587 N.Y.S.2d 614, 1992 N.Y. App. Div. LEXIS 8948, 59 Fair Empl. Prac. Cas. (BNA) 58 (N.Y. Ct. App. 1992).

Opinions

OPINION OF THE COURT

Per Curiam.

The record in this matter is noteworthy for its omissions not its contents. At issue is whether the Department of Correction acted in good faith in terminating petitioner’s status as a probationary correction captain or whether the action was taken in retaliation for the filing of an employment discrimination complaint alleging anti-Semitism against an Assistant Deputy Warden.

The essential facts are not in dispute. In July 1987, petitioner was provisionally appointed to the rank of correction captain, the appointment to become permanent upon completion of a 12-month probationary period. On September 22, 1987, petitioner received a "corrective interview”, calculated to alert an employee to substandard work and the need for improvement, for failing to inspect a roll call formation. Respondent’s answer contends that this incident is significant in assessing petitioner’s performance and, on appeal, it is advanced as a reason for demoting petitioner to his former rank of correction officer.

On November 26, 1987, petitioner allegedly failed to inspect a condition reported to him by a correction officer comprising a breach of security and also refused to obey an order of Assistant Deputy Warden Danny Trapp directing him to move inmates from the affected area to another tier of cells. This incident resulted in the filing of a formal supervisory complaint by Trapp against petitioner on December 7, 1987. The charge of failing to investigate the breach of security was sustained in a command disciplinary hearing conducted by Warden Marrón Hopkins on January 14, 1988, resulting in a recommended penalty of the loss of five vacation days. Petitioner immediately requested a further hearing, and formal charges relating to both this infraction and the alleged refusal to obey the order given by Trapp were referred to the Trial Commissioner on February 1, 1988.

On January 19, 1988, five days after the command discipli[288]*288nary hearing, petitioner filed an employment discrimination complaint against his accuser, Assistant Deputy Warden Trapp. The complaint alleges that Trapp "has harassed him verbally and by requesting several reports from him” [sic] and "that he has been made the subject of disciplinary action by Assistant Deputy Warden Trapp.” Respondent’s answer to the petition states that petitioner was informed, on or about March 1, 1988, that the Correction Department found "no probable cause to believe that any equal employment opportunity impropriety had taken place with regard to petitioner’s employment by the Department as a probationary captain.” Petitioner denies ever receiving such notice, and the record contains no documentary evidence of such a finding.

In any event, three days later on March 4, 1988, a female correction officer filed a sexual harassment complaint against petitioner. A memorandum signed by Warden Marrón Hopkins states that he had investigated the incident and found probable cause to believe that petitioner had made offensive statements. The matter was referred for a formal hearing by the Warden in a complaint dated March 21,1988.

Before any of the three charges against petitioner could be resolved (failure to investigate a breach of security and to obey an order, preferred by Assistant Deputy Warden Trapp, and sexual harassment, preferred by Warden Hopkins), petitioner was informed that he was being demoted to the rank of correction officer. Respondent’s brief states this took place on or about May 17, 1988. However, the record before the court on the original petition contains no documentary evidence with respect to this personnel action.

Petitioner commenced this CPLR article 78 proceeding on June 29, 1988, seeking reinstatement to the rank of correction captain with back pay. The verified complaint states that "Trapp, a Black supervisor, subjected Cohen to ridicule and repeated ethnic harassment rooted in anti-Semitic behavior.” It recites petitioner’s efforts to secure a transfer to another correctional facility and asserts that the Department’s refusal of the transfer request was arbitrary and capricious "in light of the racial and ethnic tension existing for Cohen at his facility”. It further states, "In April of 1988, approximately one month before his termination, Cohen was advised by Corrections that he had indeed received a 'satisfactory’ rating on his probationary evaluation and the written evaluation evidencing the 'satisfactory’ rating was displayed to Cohen.” It [289]*289charges that his demotion was in retaliation for filing the employment discrimination complaint against Trapp.

In his answer, respondent Correction Commissioner asserts that the determination to terminate petitioner’s probationary status was made in good faith as the result of the charges pending against him arising out of the breach of security and sexual harassment incidents. The answer specifically denies petitioner’s allegation of a satisfactory performance evaluation, but no copy of such an evaluation is included with the answering papers. In his reply, petitioner remarks upon this omission, stating, "One can only wonder if this evaluation was deliberately withheld from my personnel file.”

In dismissing the petition, Supreme Court relied upon Matter of Johnson v Katz (68 NY2d 649, 650), which states: "Judicial review of the determination to discharge [a] probationary employee is limited to an inquiry as to whether the termination was made in bad faith. Evidence in the record supporting the conclusion that performance was unsatisfactory establishes that the discharge was made in good faith”. The court found "ample support” for respondent’s determination in the charges pending against petitioner and held that petitioner had failed to sustain his burden of showing that it was made in bad faith.

Petitioner brought the motion for leave to renew after discovering that his personnel file now contains several documents which were not included in the administrative record submitted by the Department in response to the petition or otherwise made available to petitioner. The new evidence consists of the April 1988 evaluation which petitioner noted was conspicuously absent from the record in the original proceeding. It also includes two memoranda stating that the formal charges against petitioner were "administratively filed” in late 1988 and the cases arising out of the two incidents "closed”.

The evaluation is comprised of individual performance ratings prepared by four Assistant Deputy Wardens and an overall rating signed by Warden Hopkins. Three of the Assistant Deputy Wardens found that petitioner met or exceeded performance requirements and recommended that he continue in the position of captain. The fourth, which contains less than satisfactory ratings and recommends that the period of probation be extended, identifies the person evaluated as "Cole, Kevin #121”. How this evaluation found its way into petition[290]*290er’s file is not satisfactorily explained. Presumably relying on these four evaluations, Warden Hopkins determined that petitioner should not continue to perform the duties of a probationary correction captain. Oddly, the determination is dated June 27, 1988—more than one month after respondent states that petitioner was informed of his demotion—is not signed by petitioner acknowledging that he has "received a review and discussion regarding my probationary evaluation report” and, in the space designated "Date prepared”, indicates only "April, 1988”.

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Bluebook (online)
181 A.D.2d 285, 587 N.Y.S.2d 614, 1992 N.Y. App. Div. LEXIS 8948, 59 Fair Empl. Prac. Cas. (BNA) 58, Counsel Stack Legal Research, https://law.counselstack.com/opinion/cohen-v-koehler-nyappdiv-1992.