IMPORTANT NOTICE NOT TO BE PUBLISHED OPINION
THIS OPINION IS DESIGNATED "NOT TO BE PUBLISHED." PURSUANT TO THE RULES OF CIVIL PROCEDURE PROMULGATED BY THE SUPREME COURT, CR 76.28(4)(C), THIS OPINION IS NOT TO BE PUBLISHED AND SHALL NOT BE CITED OR USED AS BINDING PRECEDENT IN ANY OTHER CASE IN ANY COURT OF THIS STATE; HOWEVER, UNPUBLISHED KENTUCKY APPELLATE DECISIONS, RENDERED AFTER JANUARY 1, 2003, MAY BE CITED FOR CONSIDERATION BY THE COURT IF THERE IS NO PUBLISHED OPINION THAT WOULD ADEQUATELY ADDRESS THE ISSUE BEFORE THE COURT. OPINIONS CITED FOR CONSIDERATION BY THE COURT SHALL BE SET OUT AS AN UNPUBLISHED DECISION IN THE FILED DOCUMENT AND A COPY OF THE ENTIRE DECISION SHALL BE TENDERED ALONG WITH THE DOCUMENT TO THE COURT AND ALL PARTIES TO THE ACTION. r
RENDERED: F NOT'D
2019-SC-000033-MR
CLYDE ELLSWORTH CRAWFORD APPELLANT
ON APPEAL FROM BOONE CIRCUIT COURT V. HONORABLE RICHARD BRUEGGEMANN, JUDGE NO. 17-CR-00489
COMMONWEALTH OF KENTUCKY APPELLEE
MEMORANDUM OPINION OF THE COURT
AFFIRMING
Clyde Ellsworth Crawford appeals as a matter of right from a judgment of
the Boone Circuit Court sentencing him to thirty years’ imprisonment for one
count each of sodomy in the first degree (victim under 12)1 and sexual abuse in
the first degree.2 Crawford asserts the trial court erred by shackling him
during the penalty phase and in admitting what he believes was a largely
unintelligible recorded telephone call between himself and the victim.
Following a careful review, we affirm.
1 Kentucky Revised Statutes (KRS) 510.070, a Class A felony. 2 KRS 510.110, a Class D felony. 7
Abby3 and her family lived next door to Crawford for several years in
Boone County, Kentucky. The families were close, and Abby would often spend
time at the Crawford residence. When Abby was six years old, she was in the
Crawford’s living room watching television. Crawford told her to go into his
bedroom and she complied. After telling Abby he was not going to hurt her like
a neighbor had done,4 Crawford put her on the side of the bed, removed her
pants, and performed oral sex on her. He told her she “looked good” and
“tasted good.” On another occasion, while riding in his truck on the way to a
local fast food restaurant, Crawford had Abby stroke his penis over his pants
while asking her if she wanted to know what an erection felt like. Abby
informed no one of these events.
Several years later, while preparing for her upcoming wedding, Abby
informed her mother of Crawford’s abuse. Believing Crawford was dead, the
pair decided nothing would be gained by reporting the incidents. Some time
later, Abby’s mother and father ran into Crawford, his wife, his son, and his
son’s family at a restaurant. Upon learning Crawford was still alive, and fearful
he could hurt other children, Abby reported the childhood sexual abuse to the
Boone County Sheriffs Department.
3 Abby is a pseudonym used in place of the victim’s actual name to protect her privacy. 4 When she was four years old, Abby had been raped and sexually assaulted by a juvenile neighbor. Crawford was aware of the incident.
2 t
Detective Melody Parker assisted Abby in making a recorded phone call
to Crawford. During the forty-five-minute conversation, Crawford apologized
for his actions; indicated he had never done anything like that before or since;
stated he hoped Abby “had forgotten about that;” expressed his shame; and
placed blame on financial stress, alcoholism, and lack of marital sexual
relations. He maintained he did not know why he had “done those things” and
stated he never considered doing anything until that “other little boy” sexually
assaulted Abby. He tried to cast blame on Abby, asserting she had “really
wanted to do those things” and had been acting above her age since her
previous rape occurred. Crawford intermittently denied having done anything
sexual to Abby but would quickly revert to his admissions. Ultimately, he
stated it was something he had tried to forget about but he had “no excuse why
I did that.”
Following the phone call, Detective Parker visited Crawford and asked
him to accompany her to the police station to give an interview. Crawford
complied. During the recorded interview, Crawford reiterated much of what he
had said during his conversation with Abby, initially denying but ultimately
admitting to the abuse. Crawford again attempted to minimize his own
culpability, shifting blame to outside influences and claiming Abby “came on
strong” to him. At the end of the interview, Crawford wrote an apology letter to
Abby for his actions.
Crawford was indicted and tried for the previously stated offenses. At
trial, the prosecution played the recording of the telephone call between Abby
3 t
and Crawford as well as the recorded police interview. Crawford testified in his
own defense, denied the allegations against him, and attempted to explain
away his recorded confessions. The jury deliberated less than fifteen minutes
before returning a guilty verdict on both charges.
Before the jury returned for the sentencing phase, the trial court revoked
Crawford’s bond, telling him he was not free to leave the courtroom. A bailiff
placed Crawford in handcuffs shortly before the juiy entered the courtroom
and the shackles remained in place throughout the sentencing phase. The jury
again deliberated less than fifteen minutes before returning with a sentencing
recommendation of thirty years on the sodomy charge and one year on the
sexual abuse charge, with the terms to be served concurrently. The trial court
subsequently entered its written judgment and sentence ordering Crawford to
be imprisoned in accordance with the jury’s recommendation. This appeal
followed.
Crawford contends he was improperly shackled during the penalty phase
of trial. He further asserts the trial court erred in admitting the recorded
telephone call between himself and Abby which he maintains was largely
unintelligible. No objections were raised related to either of these issues and
Crawford concedes they are not preserved for appellate review. Nevertheless,
Crawford requests palpable error review under RCr5 10.26. Under that rule, a
palpable error occurs if a defendant’s substantial rights are affected and
5 Kentucky Rules of Criminal Procedure.
4 1
manifest injustice occurs. Martin v. Commonwealth, 207 S.W.3d 1 (Ky. 2006).
Such injustice occurs only when the alleged error seriously affected the
“fairness, integrity or public reputation of judicial proceedings.” Id. at 4
(citation omitted); Brewer v. Commonwealth, 206 S.W.3d 343, 349 (Ky. 2006).
For an error to be palpable, it must be “easily perceptible, plain, obvious and readily noticeable.” A palpable error “must involve prejudice more egregious than that occurring in reversible error[.]” A palpable error must be so grave in nature that if it were uncorrected, it would seriously affect the fairness of the proceedings.
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IMPORTANT NOTICE NOT TO BE PUBLISHED OPINION
THIS OPINION IS DESIGNATED "NOT TO BE PUBLISHED." PURSUANT TO THE RULES OF CIVIL PROCEDURE PROMULGATED BY THE SUPREME COURT, CR 76.28(4)(C), THIS OPINION IS NOT TO BE PUBLISHED AND SHALL NOT BE CITED OR USED AS BINDING PRECEDENT IN ANY OTHER CASE IN ANY COURT OF THIS STATE; HOWEVER, UNPUBLISHED KENTUCKY APPELLATE DECISIONS, RENDERED AFTER JANUARY 1, 2003, MAY BE CITED FOR CONSIDERATION BY THE COURT IF THERE IS NO PUBLISHED OPINION THAT WOULD ADEQUATELY ADDRESS THE ISSUE BEFORE THE COURT. OPINIONS CITED FOR CONSIDERATION BY THE COURT SHALL BE SET OUT AS AN UNPUBLISHED DECISION IN THE FILED DOCUMENT AND A COPY OF THE ENTIRE DECISION SHALL BE TENDERED ALONG WITH THE DOCUMENT TO THE COURT AND ALL PARTIES TO THE ACTION. r
RENDERED: F NOT'D
2019-SC-000033-MR
CLYDE ELLSWORTH CRAWFORD APPELLANT
ON APPEAL FROM BOONE CIRCUIT COURT V. HONORABLE RICHARD BRUEGGEMANN, JUDGE NO. 17-CR-00489
COMMONWEALTH OF KENTUCKY APPELLEE
MEMORANDUM OPINION OF THE COURT
AFFIRMING
Clyde Ellsworth Crawford appeals as a matter of right from a judgment of
the Boone Circuit Court sentencing him to thirty years’ imprisonment for one
count each of sodomy in the first degree (victim under 12)1 and sexual abuse in
the first degree.2 Crawford asserts the trial court erred by shackling him
during the penalty phase and in admitting what he believes was a largely
unintelligible recorded telephone call between himself and the victim.
Following a careful review, we affirm.
1 Kentucky Revised Statutes (KRS) 510.070, a Class A felony. 2 KRS 510.110, a Class D felony. 7
Abby3 and her family lived next door to Crawford for several years in
Boone County, Kentucky. The families were close, and Abby would often spend
time at the Crawford residence. When Abby was six years old, she was in the
Crawford’s living room watching television. Crawford told her to go into his
bedroom and she complied. After telling Abby he was not going to hurt her like
a neighbor had done,4 Crawford put her on the side of the bed, removed her
pants, and performed oral sex on her. He told her she “looked good” and
“tasted good.” On another occasion, while riding in his truck on the way to a
local fast food restaurant, Crawford had Abby stroke his penis over his pants
while asking her if she wanted to know what an erection felt like. Abby
informed no one of these events.
Several years later, while preparing for her upcoming wedding, Abby
informed her mother of Crawford’s abuse. Believing Crawford was dead, the
pair decided nothing would be gained by reporting the incidents. Some time
later, Abby’s mother and father ran into Crawford, his wife, his son, and his
son’s family at a restaurant. Upon learning Crawford was still alive, and fearful
he could hurt other children, Abby reported the childhood sexual abuse to the
Boone County Sheriffs Department.
3 Abby is a pseudonym used in place of the victim’s actual name to protect her privacy. 4 When she was four years old, Abby had been raped and sexually assaulted by a juvenile neighbor. Crawford was aware of the incident.
2 t
Detective Melody Parker assisted Abby in making a recorded phone call
to Crawford. During the forty-five-minute conversation, Crawford apologized
for his actions; indicated he had never done anything like that before or since;
stated he hoped Abby “had forgotten about that;” expressed his shame; and
placed blame on financial stress, alcoholism, and lack of marital sexual
relations. He maintained he did not know why he had “done those things” and
stated he never considered doing anything until that “other little boy” sexually
assaulted Abby. He tried to cast blame on Abby, asserting she had “really
wanted to do those things” and had been acting above her age since her
previous rape occurred. Crawford intermittently denied having done anything
sexual to Abby but would quickly revert to his admissions. Ultimately, he
stated it was something he had tried to forget about but he had “no excuse why
I did that.”
Following the phone call, Detective Parker visited Crawford and asked
him to accompany her to the police station to give an interview. Crawford
complied. During the recorded interview, Crawford reiterated much of what he
had said during his conversation with Abby, initially denying but ultimately
admitting to the abuse. Crawford again attempted to minimize his own
culpability, shifting blame to outside influences and claiming Abby “came on
strong” to him. At the end of the interview, Crawford wrote an apology letter to
Abby for his actions.
Crawford was indicted and tried for the previously stated offenses. At
trial, the prosecution played the recording of the telephone call between Abby
3 t
and Crawford as well as the recorded police interview. Crawford testified in his
own defense, denied the allegations against him, and attempted to explain
away his recorded confessions. The jury deliberated less than fifteen minutes
before returning a guilty verdict on both charges.
Before the jury returned for the sentencing phase, the trial court revoked
Crawford’s bond, telling him he was not free to leave the courtroom. A bailiff
placed Crawford in handcuffs shortly before the juiy entered the courtroom
and the shackles remained in place throughout the sentencing phase. The jury
again deliberated less than fifteen minutes before returning with a sentencing
recommendation of thirty years on the sodomy charge and one year on the
sexual abuse charge, with the terms to be served concurrently. The trial court
subsequently entered its written judgment and sentence ordering Crawford to
be imprisoned in accordance with the jury’s recommendation. This appeal
followed.
Crawford contends he was improperly shackled during the penalty phase
of trial. He further asserts the trial court erred in admitting the recorded
telephone call between himself and Abby which he maintains was largely
unintelligible. No objections were raised related to either of these issues and
Crawford concedes they are not preserved for appellate review. Nevertheless,
Crawford requests palpable error review under RCr5 10.26. Under that rule, a
palpable error occurs if a defendant’s substantial rights are affected and
5 Kentucky Rules of Criminal Procedure.
4 1
manifest injustice occurs. Martin v. Commonwealth, 207 S.W.3d 1 (Ky. 2006).
Such injustice occurs only when the alleged error seriously affected the
“fairness, integrity or public reputation of judicial proceedings.” Id. at 4
(citation omitted); Brewer v. Commonwealth, 206 S.W.3d 343, 349 (Ky. 2006).
For an error to be palpable, it must be “easily perceptible, plain, obvious and readily noticeable.” A palpable error “must involve prejudice more egregious than that occurring in reversible error[.]” A palpable error must be so grave in nature that if it were uncorrected, it would seriously affect the fairness of the proceedings. Thus, what a palpable error analysis “boils down to” is whether the reviewing court believes there is a “substantial possibility” that the result in the case would have been different without the error. If not, the error cannot be palpable.
Id. (footnotes omitted). In Martin this Court strengthened Brewer’s holding by
declaring the probability “of a different result or error so fundamental as to
threaten [an appellant’s] entitlement to due process of law[]” must exist.
Martin, 207 S.W.3d at 3. With these standards in mind, we turn to Crawford’s
allegations of error.
Crawford’s first challenge centers on his being handcuffed in the
presence of the jury during the penalty phase of trial. Our review of the record
reveals no order by the trial court that he be shackled. In fact, absolutely no
discussion related to the binding appears on the face of the record and we are
provided no explanation for why the restraints were placed on him.
“Under the common law, shackling a defendant during trial, absent
exceptional circumstances, was heavily disfavored.” Barbour v. Commonwealth,
204 S.W.3d 606, 610 (Ky. 2006) (citing Deck v. Missouri, 544 U.S. 622, 626,
125 S.Ct. 2007, 2010, 161 L.Ed.2d 953 (2005)). In Tunget. Commonwealth,
5 !
198 S.W.2d 785, 786 (Ky. 1946), our predecessor court condemned routine
shackling of a defendant during trial, opining shackling should be reserved for
only the most exceptional cases, cases in which the trial court has grounds to
believe a defendant “might attempt to do violence or to escape during their
trials.” Id.
The concern expressed by the Tunget Court was later addressed in our
Criminal Rules. RCr 8.28(5) states: “[e]xcept for good cause shown the judge
shall not permit the defendant to be seen by the jury in shackles or other
devices for physical restraint.” This restriction applies to all jury-observed
aspects of a criminal trial, not just the guilt phase. Barbour, 204 S.W.3d at
612. Trial courts are afforded great deference in deciding to keep a defendant
shackled before the jury. Id. at 614. That discretion is not unfettered and a
trial court’s determination to shackle a defendant without “any substantive
evidence or finding . . . that [a defendant] was either violent or a flight risk[]”
constitutes an abuse of that discretion. Id.
As previously stated, nothing in the record indicates an order or direction
to place Crawford in restraints. Clearly then, the determination was not based
on any specific finding of extraordinary circumstances, as no finding of any
kind was made. By failing to consider the individual circumstances of
Crawford’s case to determine if there were extraordinary circumstances which
warranted shackling, the trial court unquestionably abused its discretion.
However, our inquiry does not end with this determination.
6 Crawford suggests a manifest injustice occurred because he did not
receive the minimum sentence. He contends the jury was influenced by the
handcuffs to impose a harsher sentence than it otherwise would have. The
Commonwealth counters Crawford’s contention by noting he did not receive the
maximum possible sentence which would have been life imprisonment.
Further, the Commonwealth asserts the deviant nature of the crime,
Crawford’s confessions and “less-than-credible aggressive testimony,” and the
attempt to cast the six-year-old victim as wanting to be sodomized clearly
weighed in jurors’ minds, thus influencing the sentencing recommendation.
The Commonwealth asserts any error in shackling Crawford was harmless. We
agree.
Taking into account the strong evidence implicating Crawford’s guilt
including his own multiple confessions and the lack of a credible defense, we
discern no palpable error resulting from his being handcuffed. There is little, if
any, probability that without the presence of the restraints the outcome of the
jury deliberations on sentencing would have been any different. Crawford
offers nothing more than conjecture to support his position to the contrary.
“Despite the substantial risk of prejudice that shackles pose, we are compelled
to conclude that the error was harmless in this case due to the overwhelming
evidence against [the defendant].” Lakin v. Stine, 431 F.3d 959, 966 (6th Cir.
2005). No manifest injustice resulted from the trial court’s error, and Crawford
is not entitled to relief. RCr 10.26.
7 Next, Crawford argues the trial court erred in permitting the
Commonwealth to play and introduce the recorded telephone conversation
between himself and Abby. He asserts the recording was largely unintelligible,
untrustworthy, and insufficiently comprehensible for the jury to consider its
contents. Thus, he contends it was palpable error to put the recording before
the jury. However, as the Commonwealth points out, Crawford acquiesced in
admitting the recording and cannot now be heard to complain.
When the Commonwealth sought to play the recording, Crawford
specifically stated he had no objection. The record contains no mention by
anyone that the recording was of inferior quality or that anyone had difficulty
hearing or understanding its contents. Later, when the Commonwealth moved
to introduce the recording into evidence, Crawford again stated he had no
objection. Crawford’s allegation of error was not simply unpreserved, it was
invited.
“Generally, a party is estopped from asserting an invited error on
appeal.” Quisenberry v. Commonwealth, 336 S.W.3d 19, 37 (Ky. 2011) (citing
Gray v. Commonwealth, 203 S.W.3d 679 (Ky. 2006)). “A defendant cannot
complain on appeal of alleged errors invited or induced by himself, particularly
where ... it is not clear that the defendant was prejudiced thereby.” Gray, 203
S.W.3d at 686 (quoting United. States v. Lewis, 524 F.2d 991, 992 (5th Cir.
1975), cert, denied, 425 U.S. 938, 96 S.Ct. 1673, 48 L.Ed.2d 180 (1976)).
Invited errors amounting to waiver are those reflecting a party’s knowing
relinquishment of a right. Quisenberry, 336 S.W.3d at 38 (citing United States
8 v. Perez, 116 F.3d 840 (9th Cir. 1997)). The rationale behind this rule is to
prevent a defendant from committing an act and later complaining on appeal
the trial court erred to his detriment. See Gray, 203 S.W.3d at 686. Crawford
is attempting to do just that.
Crawford’s express representation to the trial court he had no objection
to the playing and introduction of the recorded telephone conversation waived
his right to claim on appeal the trial court erred in permitting same. Allowing
Crawford’s claim now would directly contradict the prohibition against
appealing invited errors. Thus, he is not entitled to the relief he seeks. Nor
would he be were we to consider his claim on the merits. We have reviewed the
recording introduced into evidence and found it to be of reasonably good
quality. We had little, if any, difficulty hearing and understanding what was
being said, thus further undermining Crawford’s allegation of error and
confirming he was not prejudiced by its introduction.
For the foregoing reasons, we affirm the judgment and sentence of the
Boone Circuit Court.
All sitting. All concur.
9 COUNSEL FOR APPELLANT:
Karen Shuff Maurer Assistant Public Advocate
COUNSEL FOR APPELLEE:
Daniel Jay Cameron Attorney General of Kentucky
Kenneth Wayne Riggs Assistant Attorney General