Clow v. Baker

36 F. 692, 1888 U.S. App. LEXIS 2132
U.S. Circuit Court for the Southern District of Iowa·Decided November 13, 1888·Published·Cited by 3 cases

Opinion

Shiras, J.

The bill in the present cause is filed for the purpose of procuring a decree declaring invalid a patent issued to George C. Baker ■for a wire-barbing machine, on the ground that the complainant is the prior inventor of. the same, and entitled to the benefits thereof, under letters patent issued to complainant-. It appears that in March, 1885, when the application of complainant for a patent was pending before the patent-office, an interference was declared with patent No. 295,513, issued ’to. George C. Baker, and a hearing thereof in the usual form was had be[693] fore the commissioner at Washington. The testimony of a large number of witnesses was taken by depositions, and used upon that hearing, and the motion is now made for leave to read these depositions or certified copies thereof on the trial of the cause in this court, on the grounds that the parties and issue are substantially the same; that the witnesses are scattered in different states; that to retake the testimony would cause complainant great expense; and that he is without means to defray the cost and expense that would be caused thereby. When good reason for it exists, depositions taken in one suit may be read in evidence in another suit, where there is identity of parties, of the issue involved, and full opportunity was afforded to the parties for a thorough examination and cross-examination of the witnesses. 3 Greenl. Ev. § 326; Shaul v. Brown, 28 Iowa, 37; Searle v. Richardson, 67 Iowa, 172, 25 N. W. Rep. 113. In Rutherford v. Geddes, 4 Wall. 220, which was a proceeding in admiralty, the district court admitted certain depositions taken in another case involving the same collision, but not against the same party, and on appeal the circuit court reversed the case for this error, placing the ruling upon the grounds that it was not shown that any of .the witnesses were dead, or that there was any impediment to their examination in the second case, and that to authorize the reading of the depositions in the second cause it must be shown that the first suit was bot-ween the same parties, or their privies; that the right to use the same must be reciprocal, or neither party can exercise it; that the subject-matter of litigation is the same; and that the parties had full opportunity for cross-examining the witnesses when the depositions were taken. 'The supreme court, upon appeal, held that the depositions were properly held inadmissible by the circuit court, “being taken without notice to 'defendants in another suit, to which defendants were not parties, and in which they had no right or opportunity to cross-examine the witnesses. Nor were the defendants in any manner privies to either party in the former suit in which the depositions were taken.” The principle applicable to the question is the same as that underlying the provisions for the perpetuating testimony, i. e., that unless testimony thus taken is allowed to be read, the party offering it will be deprived of the benefit of the testimony of the given witnesses by reason of their death or their absence, or some other fact which shows that it is beyond the power of the party to procure the testimony of the witness in the usual manner. To prevent the failure of justice that might result, it is permissible for the . court, when cause is shown therefor, to permit the depositions taken in one cause to be read on the trial of another, if it appears that the parties to the latter cause were parties to or privies with the parties to the former suit; that the issue or issues upon which the testimony was taken are substantially the same; and that full opportunity for a thorough examination or cross-examination was afforded both parties when the testimony was taken.

Several objections are urged against the granting the motion in the present cause, the first of which is that the hearing before the commissioner of patents was not the trial of another cause, within the true mean[694] ing of the rule in question; that the hearing was only for the purpose of informing the officers of the patent-office as to the facts for. their guidance-in determining whether a patent should issue to complainant; and that the decision in the interference proceedings was not conclusive as an adjudication upon the rights of the parties. The privilege of using testimony taken in another cause is not dependent upon the question of the kind of judgment or decision rendered in that cause, for it does not depend upon the fact whether any judgment -was reached thereon. The-point is not as to the adjudication actually had, or its effect, but whether,, in another judicial proceeding involving the same issues, and between the same parties or their privies, testimony was taken which is material in the present cause, and which may be lost to the party unless the testimony formerly given is allowed to be used in the present, trial. The proceedings had before the patent-office were judicial in their nature, and-section 4905 of the Revised Statutes of the United States expressly provides for the taking of depositions to be used on such hearing, in the same manner that they may be taken for use in the courts of the United States. This objection is therefore untenable.

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Clow v. Baker, 36 F. 692, 1888 U.S. App. LEXIS 2132 (circtsdia 1888).

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