Clonch v. Southern OH Coal

Court of Appeals for the Sixth Circuit·Decided November 27, 2006·No. 05-3133·Unpublished

Opinion

NOT RECOMMENDED FOR PUBLICATION File Name: 06a0862n.06

Filed: November 27, 2006

No. 05-3133

UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT

KATHLEEN GLADYS CLONCH, )

widow of ROBERT CLONCH, )

) ON PETITION FOR REVIEW OF A PETITIONER, ) DECISION OF THE BENEFITS ) REVIEW BOARD OF THE U.S.

v. ) DEPARTMENT OF LABOR )

SOUTHERN OHIO COAL CO., ) OPINION DIRECTOR, OFFICE OF WORKERS’ ) COMPENSATION PROGRAMS, U.S. )

DEPARTMENT OF LABOR, AND )

BENEFITS REVIEW BOARD, )

)

RESPONDENTS. )

____________________________________ )

Before: KENNEDY and GIBBONS, Circuit Judges; and DONALD, District Judge.* BERNICE BOUIE DONALD, District Judge. Kathleen Clonch (“Mrs. Clonch”), widow of deceased claimant Robert Clonch (“Mr. Clonch”), appeals the decision of the Benefits Review Board of the U.S. Department of Labor (“the BRB”) affirming the denial of Mr. Clonch’s request for living miner’s black lung benefits. Mrs. Clonch also appeals the decision of the BRB affirming the denial of her request for survivor’s black lung benefits. For the reasons stated herein, we REVERSE the BRB’s decision regarding Mr. Clonch’s living miner’s black

*

The Honorable Bernice Bouie Donald, United States District Judge for the W estern District of Tennessee, sitting by designation.

lung benefits status and REMAND to the administrative law judge for reconsideration, and AFFIRM the BRB’s decision regarding Mrs. Clonch’s survivor’s black lung benefits.

I. BACKGROUND Mr. Clonch was born on October 31, 1925. He was employed as a coal miner for thirty-

two years. He worked at Southern Ohio Coal Co. (“Southern Ohio Coal”) for approximately fourteen years, from April 1975 until sometime in 1989. Mr. and Mrs. Clonch were married on August 2, 1948. Mr. Clonch is now deceased.

During Mr. Clonch’s lifetime, he filed three living miner applications for federal black lung benefits. Mr. Clonch’s first claim was filed on August 7, 1981. His second claim was filed on July 12, 1989. Both of these claims were denied. The current case involves Mr. Clonch’s third and final claim, which was initially filed on January 25, 1994. An order denying Mr. Clonch’s third claim was entered by Administrative Law Judge Donald W. Mosser (“ALJ Mosser”) on October 22, 1999. In this order, ALJ Mosser found that although Mr. Clonch had established the existence of pneumoconiosis, he had failed to establish that he was “totally disabled” as required for an award of benefits. Mr. Clonch initially appealed the decision of ALJ Mosser to the BRB but voluntarily withdrew his appeal on May 22, 2000.

On November 10, 2000, Mr. Clonch submitted new medical evidence to the District Director of the U.S. Department of Labor (“District Director”). The submission was considered a request for modification of ALJ Mosser’s findings. The District Director issued a Proposed Decision and Order Denying Benefits on November 13, 2002 and transferred the claim to the Office of Administrative Law Judges for hearing. While the living miner request for

modification was pending before the District Director, Mr. Clonch died. Mr. Clonch’s death certificate lists the causes of death as cardiac arrest and atherosclerotic cardiac disease. On August 27, 2001, Mrs. Clonch filed a survivor’s claim for benefits.

On July 16, 2003, Administrative Law Judge Joseph E. Kane (“ALJ Kane”) held a hearing on both Mr. Clonch’s living miner benefits claim and Mrs. Clonch’s survivor’s benefits claim. ALJ Kane issued an order denying both claims. In the order, ALJ Kane rejected additional medical evidence presented by both sides in the dispute, including that of Dr. Glen Baker and Dr. Robert H. Holly, two of Clonch’s examining physicians. The ALJ’s rulings were appealed to the BRB. The BRB affirmed both of ALJ Kane’s rulings in an order issued on December 21, 2004. Mrs. Clonch has appealed the decisions of the BRB to this Court. She raises two issues on appeal: 1) whether ALJ Kane’s decision to reject the medical opinions of Dr. Baker and Dr. Holly was supported by substantial evidence; and 2) whether the decision of ALJ Kane to reject Mrs. Clonch’s survivor’s benefits claim was supported by substantial evidence. II. STANDARD OF REVIEW The Benefits Review Board may set aside an administrative law judge’s findings of fact and conclusions of law only if they are unsupported by substantial evidence or not otherwise in accordance with the law. Welch v. Benefits Review Bd., 808 F.2d 443, 445 (6th Cir. 1986); see also 33 U.S.C. § 921(b)(3) (providing that the ALJ’s findings of fact shall be “conclusive if supported by substantial evidence in the record considered as a whole”). Upon an appeal of the BRB’s judgment, this Court’s scope of review is limited to scrutinizing the judgment of the BRB for “errors of law and for adherence to the statutory standard governing the Board’s review of the administrative law judge’s factual determinations.” Welch, 808 F.2d at 445; see also Director,

OWCP v. Quarto Min. Co., 901 F.2d 532, 536 (6th 1990).

Where, as in the present case, the BRB has affirmed the decision of the ALJ on grounds that it was supported by substantial evidence, this Court’s role is to determine whether the ALJ’s findings and conclusions are, in fact, supported by substantial evidence. If they are, the BRB’s decision must be upheld. Zimmerman v. Director, OWCP, 871 F.2d 564, 566 (6th Cir. 1989). As this Court has stated, “What this means, in effect, is that the standards of review for the Benefits Review Board and this Court are the same.” Welch, 808 F.2d at 445. For this reason, although it is the BRB’s judgments that are before the Court on appeal, the analysis that follows discusses the ALJ’s deliberations directly, rather than those of the BRB.

An ALJ’s findings are supported by substantial evidence if they are in accord with the applicable law. Kolesar v. Youghiogheny & Ohio Coal Co., 760 F.2d 728, 729 (6th Cir. 1985). Furthermore, “substantial evidence is more than a mere scintilla; substantial evidence is such relevant evidence as a reasonable mind might accept as adequate to support a conclusion.” Ramey v. Kentland Elkhorn Coal Corp., 755 F. 2d 485, 488 (6th Cir. 1985) (internal citations and quotations omitted). To determine whether the substantial evidence standard is satisfied, the Court considers whether the ALJ adequately explained his or her reasoning for crediting certain testimony and evidence over other evidence in the record in deciding to award or deny benefits. Director, OWCP v. Congleton, 743 F. 2d 428, 430 (6th Cir. 1984). III. ANALYSIS A. Living Miner’s Benefits Claim Mrs. Clonch argues that ALJ Kane improperly rejected the medical opinions of Dr. Baker and Dr. Holly. Clonch contends that ALJ Kane substituted his own opinion of objective medical

evidence for that of Mr. Clonch’s examining physicians. Thus, Clonch asserts that ALJ Kane’s finding that the physician’s reports do not establish the existence of total disability is not supported by substantial evidence.

Coal workers’ pneumoconiosis (black lung disease) is an illness which causes severe and chronic respiratory impairment in many coal miners. Congress provided benefits to victims of the disease with the enactment of the Federal Coal Mine Health and Safety Act of 1969, 30 U.S.C. § 901. Implementing regulations for the statute are provided in 20 C.F.R. § 718.1 et seq. Under the regulations, a claimant is entitled to benefits if he can show that (1) he has pneumoconiosis, (2) his pneumoconiosis arose out of his coal mining employment, and (3) that he is totally disabled as a result. 20 C.F.R. §§ 718.202, 718.203, 718.204; see also Adams v. Director, OWCP, 886 F.2d 818, 820 (6th Cir. 1989). The claimant bears the burden of proving each of these elements by a preponderance of the evidence, except where he is aided by a presumption. Adams, 886 F.2d at 820.

Free access — add to your briefcase to read the full text and ask questions with AI

Clonch v. Southern OH Coal, (6th Cir. 2006).

Clonch v. Southern OH Coal (Clonch v. Southern OH Coal) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related